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EXHIBIT 10.33
LICENSED & DEVELOPED WORKS AGREEMENT
[*] [*]
This Agreement effective as of December 31, 1998 ("EFFECTIVE DATE"), between
International Business Machines Corporation ("BUYER") and Enlighten Software
Solutions, Inc. ("SUPPLIER"), establishes the basis for a multinational
procurement relationship under which Supplier provides to Buyer the Deliverables
and Services described in SOWs issued under this Agreement.
1.0 DEFINITIONS:
"AFFILIATES" means entities that control, are controlled by, or are under common
control with a party to this Agreement.
"AGREEMENT" means this agreement and any relevant Statements of Work ("SOW"),
Work Authorizations ("WA"), and other attachments or appendices specifically
referenced in this Agreement.
"APPEARANCE DESIGN" means the appearance presented by an object, formed in
hardware or by software, that creates a visual impression on an observer.
Appearance Design refers to the ornamental and not the functional aspects of the
object.
"BUYER" means either IBM or one of its Affiliates which purchases or licenses
Deliverables or Services under this Agreement.
"BUYER PERSONNEL" means agents, employees, contractors or remarketers engaged by
Buyer.
"CODE" means computer programming code, including both "OBJECT CODE" (computer
programming code substantially in binary form that is directly executable by a
computer after processing, but without compilation or assembly) and "SOURCE
CODE" (computer programming code that may be displayed in a form readable and
understandable by a programmer of ordinary skill, excluding Object Code).
"DELIVERABLE" means any item that Supplier prepares for or provides to Buyer as
described in a SOW. Deliverables include Developed Works, Licensed Works,
Preexisting Materials, and Tools.
"DERIVATIVE WORK" means a work that is based on an underlying work and that
would be a copyright infringement if prepared without the authorization of the
copyright owner of the underlying work.
"DEVELOPED WORKS" means Deliverables including their Externals, developed in the
performance of this Agreement that Buyer will own, and does not include Licensed
Works, Preexisting Materials, Tools, or items specifically excluded in a SOW.
"ENHANCEMENTS" means changes or additions, other than Error Corrections, to the
Deliverables. If an Enhancement adds substantial value to the Deliverables and
is offered to customers for an additional charge it will be considered a "MAJOR
ENHANCEMENT", and all other Enhancements, including those that support new
releases of operating systems and devices, will be considered "BASIC
ENHANCEMENTS".
"ERROR CORRECTIONS" means revisions (including workarounds) that correct errors
and deficiencies (collectively referred to as "errors") in the Deliverables.
"EXTERNALS" means any pictorial, graphic, or audiovisual works generated by
execution of code and any programming interfaces, languages or protocols
implemented in code to enable interaction with other computer programs or end
users. Externals do not include the code that implements them.
"HARMFUL CODE" is any computer Code, programming instructions, or set of
instructions that is constructed for the purpose of damaging, interfering with,
or otherwise adversely affecting computer programs, data files, or hardware,
without the consent or intent of the computer user. This definition includes,
but is not limited to, self-replicating and self-propagating programming
instructions commonly called "viruses" and "worms."
"INVENTION" means any idea, design, concept, technique, invention, discovery or
improvement, whether or not patentable, conceived or reduced to practice by
Supplier or Supplier Personnel in the course of creation of a Developed Work.
"JOINT INVENTION" means any Invention made by Supplier or Supplier Personnel
with Buyer Personnel.
"LICENSED WORK" is any material described in or that conforms to the Description
of Licensed Work in the relevant SOW and includes Object Code (and if specified
in the applicable SOW, Source Code), associated documentation, Externals, Error
Corrections, and Enhancements.
"PERSONNEL" means agents, employees or subcontractors engaged by a party to this
Agreement.
"PREEXISTING MATERIALS" means items including their Externals, contained within
a Deliverable, in which the copyrights are owned by a third party or that
Supplier prepared or had prepared outside the scope of this Agreement.
Preexisting Materials exclude Tools, but may include material that is created by
the use of Tools.
"PRICES" means the agreed upon payments and currency for Deliverables and
Services, including all applicable fees, royalty payments and taxes, as
specified in the relevant SOW.
"PRODUCTS" means an offering to customers or other users, whether or not branded
by Buyer or its Affiliates, that includes a Deliverable or a Derivative Work of
a Deliverable. A SOW may provide a more restrictive definition of "Products" for
the purposes of such SOW.
"SERVICES" means the services identified in the relevant SOW.
"STATEMENT OF WORK" or "SOW" means any document attached to or included in this
Agreement which describes the Deliverables and Services, including any
requirements, specifications or schedules.
"SUPPLIER" means either Supplier or one of its Affiliates.
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 1 of 8 Form Release: 8/98
Revision: 11/98
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LICENSED & DEVELOPED WORKS AGREEMENT
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"TOOLS" means not commercially available software, and their Externals, required
for the development, maintenance or implementation of a software Deliverable.
"WORK AUTHORIZATION" or "WA" means a purchase order or other Buyer designated
document, in either electronic or hard copy form, issued by Buyer's procurement
personnel, and is the only authorization for Supplier to perform any work under
this Agreement. A SOW is a WA only if designated as such in writing by Buyer.
2.0 STATEMENT OF WORK
2.1 LICENSED WORKS: Supplier will deliver to Buyer: (i) one complete copy of
the Deliverables described in the relevant SOW; (ii) a completed Certificate of
Originality in the form specified in the SOW with the Deliverables and with each
Enhancement to the Deliverables; (iii) complete copies of all Tools, including
updates to Tools as soon as practical; and (iv) a complete list of all
commercially available software required for the development, maintenance or
implementation of a software Deliverable, including updates to the list as soon
as practicable.
2.2 ADDITIONAL DELIVERABLES: Supplier will provide the Deliverables and
Services as specified in the relevant SOW only when specified in a WA. Supplier
will begin work only after receiving written authorization from Buyer. Buyer may
request changes to a SOW and Supplier will submit to Buyer the impact of such
changes. Changes accepted by Buyer will be specified in an amended SOW or change
order signed by both parties.
2.3 ENHANCEMENTS AND ERROR CORRECTIONS: Supplier will provide to Buyer, at no
charge, Basic Enhancements and Error Corrections for the Deliverables beginning
when Buyer accepts the Deliverables and [*] Enhancements to the Deliverables
that Supplier creates or authorizes others to create at terms no less favorable
than those offered to Supplier's most favored customers. If Buyer accepts
Supplier's offer, Buyer will amend the relevant SOW to include such charges,
terms and conditions, and the Major Enhancements will become part of the
Deliverables.
3.0 TERM AND TERMINATION
3.1 TERM: Deliverables and Services acquired by Buyer on or after the
Effective Date will be covered by this Agreement. This Agreement will remain in
effect until terminated.
3.2 TERMINATION OF THIS AGREEMENT: Either party may terminate this Agreement
in a signed writing, without any cancellation charge, for a material breach of
the Agreement by the other party or if the other party becomes insolvent or
files or has filed against it a petition in bankruptcy (each of such
circumstances referred to herein as "Cause"), to the extent permitted by law.
Such termination will be effective at the end of a ninety (90) day written
notice period if and only if the Cause remains uncured. Either party may
terminate this Agreement in a signed writing without Cause when there are no
outstanding SOWs.
3.3 TERMINATION OF A SOW OR WA: [*] Either party may terminate this Agreement
in a signed writing, without any cancellation charge, for Cause, to the extent
permitted by law. Such termination for Cause will be effective at the end of a
ninety (90) day written notice period if and only if the Cause remains uncured.
Upon the effective date of termination, in accordance with Buyer's written
direction, Supplier will immediately cease work on any Services under the
terminated SOW(s). In the event [*] Supplier terminates for Cause, Buyer will
compensate Supplier for the actual and reasonable expenses (including actual and
reasonable time expended at the non-recurring expense ("NRE") rates specified in
the applicable SOW) incurred by Supplier for NRE work in process authorized by
Buyer in a written SOW up to and including the effective date of termination,
provided such expenses do not exceed the Prices for such NRE work.
3.4 EFFECT OF TERMINATION:
(a) For the purposes of this Agreement and any SOW(s) entered into
hereunder, "Continuing Rights and Obligations" shall mean all rights, licenses
and obligations of the parties hereto under this Agreement and any SOW(s)
entered into hereunder except for:
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 2 of 8 Form Release: 8/98
Revision: 11/98
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LICENSED & DEVELOPED WORKS AGREEMENT
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(i) Buyer's licenses (A) to prepare and have prepared Derivative
Works of documentation included in the Deliverables in source form, and (B) to
prepare Derivative Works of the Deliverables by bundling, incorporating and/or
combining the Deliverables (including Derivative Works of documentation included
in the Deliverables in source form) into Products;
(ii) acceptance and testing criteria and procedures with respect
to Deliverables delivered by Supplier after the effective date of termination;
and
(iii) Supplier's support obligations under this Agreement and any
SOW entered into hereunder for the Deliverables with respect to APAR Severity
Level 3 and 4 Errors (as defined in the applicable SOW(s)).
(b) Notwithstanding any termination of this Agreement or any SOW, all of
the Continuing Rights and Obligations shall survive any termination of the
Agreement or any SOW entered into hereunder and shall continue until the later
of (i) the scheduled end of the term(s) during which the termination occurs
(which may be initial term(s) or renewal term(s)) of the SOW(s) being
terminated, and (ii) the ninetieth (90th) day following the effective date of
the termination.
(c) Notwithstanding any termination of this Agreement or any SOW, the
rights and licenses granted to Buyer in the Deliverables shall survive any such
termination and shall continue perpetually for the sole purpose of permitting
Buyer to perform maintenance and support for Deliverables it directly or
indirectly distributes as permitted by this Agreement or the applicable SOW(s).
(d) Subject to termination under Section 3.4(a)(i) of this Agreement of
Buyer's licenses to create Derivative Works of Deliverables, no termination of
this Agreement or a SOW shall affect any license in Deliverables granted or
distributed by IBM prior to the effective date of the termination to a third
party as permitted by this Agreement or the applicable SOW(s).
(e) Except as expressly provided in this Section or Section 14.12 of
this Agreement, termination of this Agreement or a SOW revokes and terminates
all rights and obligations thereunder, including all rights and licenses granted
therein.
4.0 PRICING: Supplier will provide Deliverables and Services to Buyer for the
Prices. Except for pre-approved expenses specified in the relevant SOW, the
Prices for Deliverables and Services specified in a WA and accepted by Buyer
will be the only amount due to Supplier from Buyer.
5.0 PAYMENTS AND ACCEPTANCE
5.1 ACCEPTANCE: Payment of royalties or invoices will not be deemed
acceptance of Deliverables or Services, but rather such Deliverables or Services
will be subject to inspection, test and rejection in accordance with the
acceptance or completion criteria as specified in the relevant SOW. Buyer shall
not unreasonably withhold acceptance of Deliverables or Services. Buyer may, at
its option, either reject Deliverables or Services that do not comply with the
acceptance or completion criteria for a refund, or require Supplier, upon
Buyer's written instruction, to repair or replace such Deliverables or re-perfom
such Services, without charge and in a timely manner.
5.2 ROYALTY PAYMENTS: Royalties for Deliverables will be specified in the
relevant SOW. Buyer may suspend payments to Supplier for a Deliverable if
Supplier does not provide a properly completed Certificate of Originality.
Payment will resume upon Buyer's receipt of an acceptable Certificate. If
Supplier fails to perform any of its obligations, Buyer may reduce any amounts
due Supplier by an amount equal to the value not received, or have Supplier
reimburse Buyer for the value not received.
5.3 ROYALTY CALCULATIONS: Royalties, if any, are paid against revenue
recorded by Buyer for a royalty payment quarter. Payment will be made [*]
following the royalty payment quarter. In the U.S., a royalty payment quarter
ends on the last business day of the calendar quarter. Outside of the U.S., a
royalty payment quarter is defined according to Buyer's current administrative
practices. Royalties will be paid less adjustments and refunds due to Buyer.
Buyer will provide a statement summarizing the royalty calculation with each
payment. All payments will be made in U.S. dollars. Payments based on foreign
revenue will be converted to U.S. dollars on a monthly basis at the rate of
exchange published by Reuters Financial Service on approximately the same day
each month. Terms for payment of any non-royalty payments will be specified in
the relevant SOW or WA.
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 3 of 8 Form Release: 8/98
Revision: 11/98
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LICENSED & DEVELOPED WORKS AGREEMENT
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5.4 EXCEPTIONS TO ROYALTY PAYMENT OBLIGATIONS: Buyer has no royalty
obligation for: (a) the Deliverables or its Derivative Works used for: (i)
development, maintenance or support activities conducted by Buyer or Buyer
Personnel; (ii) marketing demonstrations, customer testing or trial periods
(including early support, prerelease, encrypted or locked sampler distributions
not resulting in a license for full productive use, or other similar programs),
Product training or education; or (iii) backup and archival purposes; (b) a copy
of the Product installed by a licensed end user on an alternate work station
(e.g., home terminal or laptop), provided the end user may not use the Product
on both work stations at the same time; (c) the Deliverables (or a functionally
equivalent work) that becomes available generally by Supplier to third parties
without a payment obligation; (d) documentation provided with, contained in, or
derived from the Deliverables; (e) Error Corrections or Basic Enhancements; (f)
warranty replacement copies of the Product; and (g) Externals.
5.5 TAXES: Each party will be solely responsible for any taxes incurred by the
party, directly or indirectly, associated with its performance of this
Agreement. To clarify and fulfill the forgoing stated intent, Buyer shall
reimburse Supplier for any valid sales, use, excise, import or export or similar
taxes (excluding any taxes based on Supplier's income, and any penalties and
interest) ("Taxes") arising from distribution and sale transactions by Buyer of
licenses to copies of Products including the Deliverables under which
transactions Supplier is deemed a retailer to Buyer thereby causing such taxes
to be assessed against Seller (i.e., internal use by Buyer of Products including
the Deliverables). Buyer shall provide Supplier with reimbursement for Taxes
within thirty (30) days of receipt by Buyer of an invoice from Supplier. The
terms of any such invoice shall not be binding upon Buyer. All such invoices
must include the following information: (a) this Agreement number; (b)
Supplier's company and remit to address; (c) a short description for which
payment is due; and (d) Buyer's Purchase Order number, Supplier's invoice number
and its date. All such invoices will be addressed to Buyer and sent to the
following address: IBM Corporation, National Accounts Payable Center, P.O. Box
9005, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇-▇▇▇▇.
5.6 OUTSOURCING LICENSE: In the event Buyer provides outsourcing services to
any licensee of a Product, Buyer will [*] of a license to such Product or for
transfer of the applicable Product to a Buyer computer system which is of like
configuration as the computer system for which the Product was licensed provided
such licensee maintains a license for all copies of the Product which Buyer
accesses or receives during the period of such access or possession. The
foregoing is subject to Buyer providing Supplier notice of such Product to be
managed by Buyer and provided the Product will only be used on behalf of the
licensee. Upon expiration or termination of the agreement to provide outsourcing
services to the licensee, Buyer's right to use that copy of the Product will
end.
6.0 ONGOING WARRANTIES: Supplier makes the following ongoing representations and
warranties: (i) it has the right to enter into this Agreement and its
performance of this Agreement will not violate the terms of any contract,
obligation, law, regulation or ordinance to which it is or becomes subject; (ii)
no claim, lien, or action exists or, to Supplier's knowledge, is threatened
against Supplier that would interfere with Buyer's rights under this Agreement;
(iii) upon its final acceptance by Buyer, each Deliverable conforms or will
conform with the warranties, specifications and requirements in this Agreement
and applicable SOWs, provided that a performance defect in a Deliverable shall
not constitute a breach of this Section 6.0(iii) if such defect is corrected by
Supplier within the applicable correction time set forth in applicable SOWs and
such defect does not constitute a breach of an additional representation or
warranty in this Agreement or an applicable SOW; (iv) Services will be performed
using reasonable care and skill and in accordance with the relevant SOW; (v)
Deliverables and Services are Year 2000 ready such that they are capable of,
when used in accordance with its associated documentation, correctly processing,
providing, receiving and displaying date data, as well as exchanging accurate
date data with all products with which the Deliverables or Services are intended
to be used within and between the twentieth and twenty-first centuries, provided
that all other products (e.g., hardware, software and firmware) used in
combination with the Deliverables or Services properly exchange date data with
it; (vi) Deliverables and Services are euro-ready such that they will correctly
process, send, receive, present, store, and convert monetary data in the euro
denomination, respecting the euro currency formatting conventions (including the
euro symbol); (vii) Deliverables will be tested for, and do not contain, Harmful
Code; (viii) Deliverables and Services do not infringe any privacy, publicity,
reputation or intellectual property right of a third party; and (ix) all authors
have executed agreements which duly and validly assigned to Supplier all right,
title and interest in and to the Deliverables, to the extent permitted by law.
THE WARRANTIES AND CONDITIONS IN THIS AGREEMENT ARE IN LIEU OF ALL OTHER
WARRANTIES AND CONDITIONS, EXPRESS, IMPLIED, OR STATUTORY INCLUDING, WITHOUT
LIMITATION, ANY IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR
PURPOSE, OR NON-INFRINGMENT. EXCEPT AS EXPRESSLY SET FORTH IN THIS AGREEMENT OR
IN A SOW, ALL SUCH WARRANTIES ARE EXPRESSLY DISCLAIMED.
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 4 of 8 Form Release: 8/98
Revision: 11/98
5
LICENSED & DEVELOPED WORKS AGREEMENT
[*] [*]
7.0 DELIVERY: Deliverables or Services will be delivered as specified in the
relevant SOW. If Supplier cannot comply with a delivery commitment, Supplier
will promptly notify Buyer of a revised delivery date and Buyer may: (i) cancel
without charge Deliverables or Services not yet delivered if delivery on the
revised delivery date would constitute a significant delay with reference to
Buyer's development schedule; and (ii) exercise all other remedies provided at
law, in equity and in this Agreement.
8.0 INTELLECTUAL PROPERTY
8.1 LICENSES: Supplier grants Buyer the rights in the Deliverables, Licensed
Works, Preexisting Materials, Tools, names, trademarks, patents and other
matters as specified in the relevant SOW. Subject to Supplier's ownership of the
Licensed Work and Tools, Buyer will own any Derivative Works it creates which
are authorized by this Agreement or a SOW.
8.2 WORK MADE FOR HIRE: All Developed Works belong exclusively to Buyer and
are works made for hire. If any Developed Works are not considered works made
for hire owned by Buyer by operation of law, Supplier assigns the ownership of
copyrights in such works to Buyer.
8.3 INVENTION RIGHTS: Supplier will promptly provide to Buyer a complete
written disclosure for each Invention which identifies the features or concepts
which Supplier believes to be new or different. Inventions are owned by
Supplier, except for Joint Inventions and Inventions relating to an Appearance
Design. Supplier grants to Buyer an irrevocable, nonexclusive, worldwide,
paid-up license under these Inventions (including any patent applications filed
on or patents issued claiming Inventions). The license scope is to make, have
made, use, have used, sell, license or transfer items and to practice and have
practiced methods. Supplier assigns to Buyer all Inventions, and patents issuing
on them, relating to an Appearance Design.
8.4 JOINT INVENTION RIGHTS: The parties will jointly own all Joint Inventions
and resulting patents. Either party may license others under Joint Inventions
(including any patent applications filed on or patents issued claiming Joint
Inventions) without accounting to or consent from the other.
8.5 PERFECTION OF COPYRIGHTS: Upon request, Supplier will provide to Buyer a
"Certificate of Originality" or equivalent documentation to verify authorship of
Deliverables. Supplier will confirm assignment of copyright for Developed Works
using the "Confirmation of Assignment of Copyright" form and will assist Buyer
in perfecting such copyrights. Supplier will be responsible for registration,
maintenance and enforcement of copyrights for Deliverables, Licensed Works and
Preexisting Materials.
8.6 PERFECTION OF INVENTION RIGHTS: Supplier will identify all countries in
which it will seek patent protection for each Invention. Supplier authorizes
Buyer to act as its agent in obtaining patent protection for the Inventions in
countries where Supplier does not seek patent protection. Supplier will, at
Buyer's expense, assist in the filing of patent applications on Inventions and
have required documents signed.
9.0 INDEMNIFICATION
9.1 GENERAL INDEMNIFICATION: Each party will defend, hold harmless and
indemnify, including reasonable attorney's fees, the other party and the other
party's Personnel against claims that arise or are alleged to have arisen as a
result of negligent or intentional acts or omissions of the indemnifying party
or its Personnel or by a material breach by Supplier of the representations and
warranties of Section 6.0 of this Agreement.
9.2 INTELLECTUAL PROPERTY INDEMNIFICATION: Supplier will defend hold harmless
and indemnify, including reasonable attorney's fees, Buyer and Buyer Personnel
from claims that Supplier's Deliverables or Services infringe the intellectual
property rights of a third party. Buyer will provide reasonably prompt notice to
Supplier of any such claim received and will allow Supplier to control, and will
cooperate with Supplier in the defense of, the claim and settlement
negotiations, provided that Buyer may participate in the defense of such claim
at its expense. Buyer's failure to give reasonably prompt notice to the Supplier
of any claim Buyer receives which may give rise to a right of indemnification
hereunder shall relieve the Supplier of any liability which it may have to the
Buyer only to the extent the failure to give such notice prejudiced the
Supplier. If such a claim has a reasonable likelihood of success and is or is
reasonably likely to be made, Supplier will, at its own expense, exercise the
first of the following remedies that is reasonably practicable, in the following
order of preference: (i) obtain for Buyer the right to continue to use, sell and
license the Deliverables and Services consistent with this Agreement; (ii)
modify Deliverables and Services so they are non-infringing and in compliance
with this Agreement; (iii) replace the Deliverables and Services with
non-infringing ones that comply with this Agreement; or (iv) at Buyer's request
if the forgoing remedies will not cure the claim within six (6) months, accept
the cancellation of infringing Services and the return of
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 5 of 8 Form Release: 8/98
Revision: 11/98
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LICENSED & DEVELOPED WORKS AGREEMENT
[*] [*]
infringing Deliverables and refund an amount equal to the amount of the claim
(the "Refund Amount") from the amounts paid to Supplier by Buyer. Buyer will
deliver to Supplier a certificate setting forth the Refund Amount, together with
a brief explanation of Buyer's basis for such Refund Amount. The Refund Amount
shall be final and binding on the parties hereto unless, no later than the
fifteenth (15th) business day after the delivery of the certificate setting
forth the Refund Amount to Supplier, Supplier shall notify Buyer in writing of
its objections to the Refund Amount, specifically listing its estimate of the
Refund Amount and the basis for its estimate. If Supplier provides such timely
notification, Supplier and Buyer shall use their reasonable, good faith efforts
to resolve by written agreement such objections. If Supplier and Buyer resolve
all such objections, the Refund Amount, as adjusted by Buyer and Supplier, shall
be final and binding as the Refund Amount. If Supplier and Buyer are unable to
resolve all such objections within thirty (30) days after the timely delivery of
Seller's notification of its objections, the remaining objections shall be
referred to an independent accounting firm. As promptly as possible and in any
event no later than the thirtieth (30th) day after the date of such referral,
the independent accounting firm shall resolve all such remaining objections in
accordance with this Agreement and accounting principles and deliver written
notice thereof to Buyer and Seller setting forth its resolution of the
objections and its estimate of the Refund Amount. The Refund Amount, after
giving effect to the adjustments by Buyer and Seller and the resolution of
disputed items by the independent accounting firm, shall be final and binding
upon the parties hereto as the Refund Amount. If the independent accounting firm
does not provide for an equitable allocation to Seller and Buyer of its fees and
expenses, if any, incurred in connection with its resolution of such disputed
items, then each of Buyer and Seller shall pay one-half of such fees and
expenses. Refund Amounts paid by Supplier to Buyer shall become Buyer's
property, free and clear of all encumbrances, provided that Supplier shall not
be liable to Buyer with respect to the claim for which Buyer was paid a Refund
Amount except to the extent damages actually incurred by Buyer (including
reasonable attorney's fees) with respect to such claim exceed the Refund Amount.
9.3 EXCEPTIONS TO INDEMNIFICATION: Supplier will have no obligation to
indemnify Buyer or Buyer Personnel for claims that Supplier's Deliverables or
Services infringe the intellectual property rights of a third party to the
extent such claims arise as a result of Supplier's implementation of a Buyer
originated design, Buyer's modification of the Deliverables, or combination of
the Deliverables with hardware and software not provided by Supplier.
10.0 LIMITATION OF LIABILITY: Neither Buyer nor Supplier shall be liable to each
other for any lost revenues, lost profits, incidental, indirect, consequential,
special or punitive damages. Notwithstanding any other provision of this
Agreement, (a) Supplier's total liability to Buyer under this Agreement shall be
limited to the greater of (i) [*] and (ii) [*], and (b) Buyer's total liability
to Supplier under this Agreement shall be limited to the greater of (i) [*] and
(ii) [*].
11.0 SUPPLIER AND SUPPLIER PERSONNEL: Supplier is an independent contractor and
this Agreement does not create an agency relationship between Buyer and Supplier
or Buyer and Supplier Personnel. Buyer assumes no liability or responsibility
for Supplier Personnel. Supplier will: (i) be responsible for compliance by it
and Supplier Personnel with all applicable laws, regulations, ordinances, and
licensing requirements; (ii) be responsible for the supervision, control,
compensation, withholdings, health and safety of Supplier Personnel; (iii)
ensure Supplier Personnel performing Services on Buyer's premises comply with
the On Premises Guidelines; and (iv) inform Buyer if, to the best knowledge of
Supplier, a former employee of Buyer will be assigned work under this Agreement,
such assignment subject to Buyer approval, which shall not be unreasonably
withheld.
12.0 ELECTRONIC COMMERCE: Supplier will use reasonable efforts to participate in
Electronic Data Interchange ("EDI") or other electronic commerce approach, under
which the parties will electronically transmit and receive legally binding
purchase and sale obligations ("Documents"), including electronic credit entries
transmitted by Buyer to the Supplier account specified in the relevant SOW. Each
party, at its own expense, will provide and maintain the equipment, software,
services and testing necessary for it to effectively and reliably transmit and
receive such Documents. Either party may use a third party service provider for
network services, provided the other party is given sixty (60) days prior
written notice of any changes to such services. A Document will be deemed
received upon arrival at the receiving party's mailbox or Internet address and
the receiving party will promptly send an acknowledgment of such receipt. The
receiving party will promptly notify the originating party if a Document is
received in an unintelligible form, provided that the originating party can be
identified. In the absence of such notice, the originating party's record of the
contents of such Document will prevail. Each party will authenticate Documents
using a digital signature or User ID, as specified by Buyer, and will maintain
security procedures to prevent its unauthorized use.
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works Agreement 6 of 8 Form Release: 8/98
Revision: 11/98
7
LICENSED & DEVELOPED WORKS AGREEMENT
[*] [*]
13.0 RECORDKEEPING AND AUDIT RIGHTS: Buyer and Supplier will maintain relevant
records to support invoices and other payments under this Agreement. The records
will be retained and made available for three years from the date of the related
payment. If Buyer or Supplier requests, then Buyer and Supplier will make these
records available to an independent certified public accountant chosen and
compensated (other than on a contingency basis) by the requesting party. The
request will be in writing, will provide [*] prior notice, and will not occur
more than once each year. The audit will be conducted during normal business
hours in such a manner as not to interfere with normal business activities. The
auditor will sign a confidentiality agreement and will only disclose any amounts
overpaid or underpaid for the period examined.
14.0 GENERAL
14.1 ENTIRE AGREEMENT; AMENDMENTS: This Agreement, and any SOWs executed by
the parties hereunder, represent the entire agreement of the parties hereto with
respect to their subject matter, and may only be amended by a writing
specifically referencing this Agreement which has been signed by authorized
representatives of the parties.
14.2 ASSIGNMENT: Neither party will assign their rights or delegate or
subcontract their duties under this Agreement to third parties or affiliates
without the prior written consent of the other party, such consent not to be
withheld unreasonably, except that Buyer may assign this Agreement in
conjunction with the sale of a substantial part of its business utilizing this
Agreement, and Supplier may assign this Agreement in conjunction with the sale
of all or substantially all of its assets. In addition, without limiting the
generality of the forgoing, the parties agree that a sale of all or
substantially all of the capital stock of Buyer or Supplier shall not constitute
an assignment, delegation or subcontracting within the meaning of this Section.
Any unauthorized assignment of this Agreement is void.
14.3 CHOICE OF LAW AND FORUM; WAIVER OF JURY TRIAL; LIMITATION OF ACTION:
This Agreement and the performance of transactions under this Agreement will be
governed by the laws of the country in which the transaction is performed,
except that the laws of the State of New York applicable to contracts executed
in and performed entirely within that State will apply if any part of the
transaction is performed within the United States. The parties expressly waive
any right to a jury trial regarding disputes related to this Agreement. Unless
otherwise provided by local law without the possibility of contractual waiver or
limitation, any legal or other action related to a breach of this Agreement must
be commenced no later than two (2) years from the date of the breach in a court
sited within the country in which the breach occurred, or in a court sited in
the State of New York if any part of the transaction is performed within the
United States.
14.4 COMMUNICATIONS: All communications between the parties regarding this
Agreement will be conducted through the parties' representatives as specified in
the relevant SOW.
14.5 COUNTERPARTS: This Agreement may be signed in one or more counterparts,
each of which will be deemed to be an original and all of which when taken
together will constitute the same agreement. Any copy of this Agreement made by
reliable means is considered an original.
14.6 EXCHANGE OF INFORMATION: Unless required otherwise by law, all
information exchanged by the parties will be considered non-confidential. If the
parties require the exchange of confidential information, such exchange will be
made under a written confidentiality agreement including, by way of example, the
terms and conditions of the Confidential Disclosure Agreement # [*] between
Buyer and Supplier. Neither party shall publicize the terms or conditions of
this Agreement in any advertising, marketing or promotional materials without
the prior written consent of the other party (which shall not unreasonably be
withheld) except as may be required by law, provided the party publicizing
obtains any confidentiality treatment available. Supplier will use information
regarding this Agreement only in the performance of this Agreement.
14.7 FREEDOM OF ACTION: This Agreement is nonexclusive and either party may
design, develop, manufacture, acquire or market competitive products or
services. Buyer will independently establish prices for resale of Deliverables
or Services and is not obligated to announce or market any Products or Services
and does not guarantee the success of its marketing efforts, if any.
14.8 FORCE MAJEURE: Neither party will be in default or liable for any delay
or failure to comply with this Agreement due to any act beyond the control of
the affected party, excluding labor disputes, provided such party immediately
notifies the other.
14.9 PRIOR COMMUNICATIONS AND ORDER OF PRECEDENCE: This Agreement replaces
any prior oral or written agreements or other communication between the parties
with respect to the subject matter of this Agreement, excluding any confidential
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LICENSED & DEVELOPED WORKS AGREEMENT
[*] [*]
disclosure agreements. In the event of any conflict in these documents, the
order of precedence will be: (i) the quantity, payment and delivery terms of the
relevant WA; (ii) the relevant SOW; (iii) this agreement; and (iv) the remaining
terms of the relevant WA.
14.10 COMPLIANCE WITH LAWS: Both parties agree to comply with all applicable
laws, rules and regulations, including all applicable United States and foreign
export laws and regulations, in connection with the performance of this
Agreement.
14.11 SEVERABILITY: If any term in this Agreement is found by competent
judicial authority to be unenforceable in any respect, the validity of the
remainder of this Agreement will be unaffected, provided that such
unenforceability does not materially affect the parties' rights under this
Agreement.
14.12 SURVIVAL: The provisions set forth in the following Sections and
Subsections of this Agreement will survive after termination of this Agreement
and will remain in effect until fulfilled: "Ongoing Warranties", "Intellectual
Property", "Indemnification", "Limitation of Liability", "Record Keeping and
Audit Rights", "Choice of Law and Forum; Waiver of Jury Trial; Limitation of
Action", "Exchange of Information", and "Prior Communications and Order of
Precedence".
14.13 WAIVER: An effective waiver under this Agreement must be in writing
signed by the party waiving its right. A waiver by either party of any instance
of the other party's noncompliance with any obligation or responsibility under
this Agreement will not be deemed a waiver of subsequent instances.
ACCEPTED AND AGREED TO: ACCEPTED AND AGREED TO:
By: By:
------------------------------ --------------------------------------
Buyer Signature Date Supplier Signature Date
▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇. ▇▇▇▇▇ ▇. ▇▇▇▇▇▇
--------------------------------- -----------------------------------------
Printed Name Printed Name
Software Contract Account Manager President & CEO, Enlighten Software
--------------------------------- -----------------------------------------
Title & Organization Title & Organization
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇., VRDA/002, ▇▇▇ ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇,
▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇
--------------------------------- -----------------------------------------
Buyer Address: Supplier Address:
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LICENSED & DEVELOPED WORKS AGREEMENT AGREEMENT # [*]
STATEMENT OF WORK SOW # [*]
This Statement of Work ("SOW") # [*] adopts and incorporates by reference the
terms and conditions of Licensed and Developed Works Agreement # [*]
("Agreement") between International Business Machines ("Buyer") and Enlighten
Software Solutions, Inc. ("Supplier") and shall be effective as of December 31,
1998. Transactions performed under this SOW will be conducted in accordance with
and be subject to the terms and conditions of this SOW, the Agreement and any
applicable Work Authorizations. This SOW is a WA when executed by both parties.
1.0 SCOPE OF WORK
Under the terms and conditions of this SOW, Buyer licenses from Supplier a
computer software program known as EnlightenDSM which enables system management
servers, administration, and clients as described Section 3.0 of this SOW.
2.0 DEFINITIONS
Capitalized terms in this SOW have the following meanings:
2.1 "APAR" is the completed form entitled "Authorized Program Analysis Report"
that is used to report suspected code or documentation errors and to request
their correction.
2.2 "APAR CORRECTION TIMES" are the objectives that the Supplier shall use
reasonable efforts to achieve for resolution of Errors and distribution of
the Error Corrections to Buyer. These objectives apply to problems
reported by Buyer's external customers.
a. SEVERITY 1 requires diligent effort support until an
emergency fix or bypass is developed and available for
shipment to Buyer. The objective will be to provide
response to the customer within [*] and provide a final
solution or fix within [*];
b. SEVERITY 2 must be resolved within [*];
c. SEVERITY 3 must be resolved within [*]; and
d. SEVERITY 4 must be resolved as mutually determined by the
Technical Coordinators.
The calendar days begin when Supplier receives the APAR and
supporting documentation and end when the Error Correction or
other resolution is shipped to Buyer. The Buyer will consider
exceptions from these objectives when warranted by technical or
business considerations.
2.3 "APAR SEVERITY LEVELS" are designations assigned by Buyer and its customers
to Errors to indicate the seriousness of the Error based on the impact that the
Error has on the customer's operation:
a. SEVERITY 1 is a "critical problem." The program is
unusable and the error severely impacts the customer's
operation;
b. SEVERITY 2 is a "major problem." Important function is not
available. The error severely restricts operations;
c. SEVERITY 3 is a "minor problem." Inability to use a
function occurs but it does not seriously affect the
customer; and
d. SEVERITY 4 is a "minor problem" that is not significant to
the customer's operations. The customer may be able to
circumvent the problem.
2.4 "DESIGN CHANGE REQUEST" ("DCR") is the process defined in this SOW where
either party may submit technical change proposals for the Deliverables.
2.5 "TEST CORRECTION TIMES" are the objectives that the Supplier shall use
reasonable efforts to achieve for resolution of test Errors and distribution of
the test Error Corrections to Buyer.
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STATEMENT OF WORK SOW # [*]
a. Severity 1 test problems shall be addressed by Supplier
within [*] from the time of beta test through Golden
Master, and a fix shall be distributed by Supplier to
Buyer within [*] thereafter.
b. Severity 2 test problems shall be addressed by Supplier
within [*] from the time of beta test through Golden
Master, and a fix shall be distributed by Supplier to
Buyer within [*] thereafter.
c. Severity 3 and Severity 4 test problems shall be addressed
by Supplier within [*], and a fix shall be distributed by
Supplier to Buyer by the time agreed to by their Technical
Coordinators.
2.6 "TEST SEVERITY LEVELS" are designations assigned by Buyer to test Errors to
indicate the seriousness of the Error.
a. SEVERITY 1 test problems are any problems that block all
the remaining testing for a product/function.
b. SEVERITY 2 test problems are problems that block a large
percentage of the remaining testing for a
product/function.
c. SEVERITY 3 test problems are problems that block a small
percentage of the remaining testing for a
product/function.
d. SEVERITY 4 test problems are any problems that do not
block testing.
2.7 "TESTING LEVELS"
a. SYSTEM TEST. The primary focus of system test is to ensure
that the product under test operates properly in the
supported environment(s) in accordance with the stated
expectations of reliability, performance, availability and
serviceability under stress and multiple user conditions.
In addition, system test is to ensure that all Error
Corrections/enhancements, as well as base Object Code
functions from previous versions/releases, work properly
in customer-like environments created. Buyer shall be
given the opportunity to review and comment on any and all
system test plans produced by or for Supplier for the
Deliverables under this SOW.
b. FUNCTION TEST. The primary focus of function test is to
ensure that each function of the product under test
operates properly in a single user environment. Functions
to be tested include, but are not limited to:
installation, configuration, information presentations,
error path exercising, and general functional
characteristics.
c. UNIT TEST. The primary focus of unit test is to ensure
that each sub-function and module of the functions under
test operate properly in a development user environment.
Unit testing includes parameter checking, error return
codes, and general module flow.
2.8 "DISTRIBUTORS" are those authorized or licensed by Buyer, Buyer Subsidiaries
or Buyer Distributors to license or distribute Products.
2.9 A "PRODUCT" (for the purpose of this SOW) shall mean one of IBM's middleware
suite products, including, by way of example, its IBM Suite, IBM Business
Integration Suite and IBM Enterprise Suite products.
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LICENSED & DEVELOPED WORKS AGREEMENT AGREEMENT # [*]
STATEMENT OF WORK SOW # [*]
3.0 LICENSED WORK AND RELATED DELIVERABLES AND SERVICES
3.1 DESCRIPTION OF LICENSED WORK
a. GENERAL DESCRIPTION OF DELIVERABLES:
The Deliverables provided by Supplier hereunder shall be deemed Licensed
Works, Preexisting Materials or Tools, as applicable, and shall not be
deemed to include any Developed Works. The FlexLM from Globetrotter
Software included in the Deliverables, and all Deliverables created
prior to the execution of the Agreement are Preexisting Materials. All
other Deliverables shall be deemed Licensed Works or Tools, as
applicable. The Deliverables to be provided by Supplier under this SOW
shall consist of:
i) Supplier's software product known as EnlightenDSM, release 2.7
or later; and shall be delivered in Object Code format only,
electronically or on CD-ROM suitable for installation by an
installation program. Supplier's EnlightenDSM is a multifunction
systems management system product covering essential functions
for the administration and management of heterogeneous, networked
UNIX, Windows NT, Windows 95, and Window 98 systems. The
functions of this product include system administration, file
distribution, performance measuring, security auditing, storage
management and event management.
ii) The following documentation for the product, provided
in HTML (preferred) or PDF format:
1) EnlightenDSM User Guide
2) EnlightenDSM Reference Manual
iii) Source files for the following additional
Documentation provided for inclusion in the Buyer's "Getting
Started" Manual:
3) EnlightenDSM Quick Install Guide
iv) Any Tools.
v) Deliverable shall contain easily accessible on-line
context-sensitive help information which must be available for
each user interaction program window.
vi) Error Corrections and Enhancements described in
Sections 3.3 through 3.5 below.
b. SPECIFIC DESCRIPTION OF DELIVERABLES:
The Deliverables provided by Supplier described in Section
3.1(a)(i) above:
i) shall consist of a customized recent release version of
EnlightenDSM based on at least the EnlightenDSM Version 2.7 or
later.
ii)shall be provided as [*] suitable for server installation on
[*], and client installation on Windows NT 4.0 with service
pack 3, Windows 95, and Windows 98.
iii) must support the functionality described in the then-current
EnlightenDSM product documentation, and, to the extent not
described in such documentation, the following functionality:
1) [*] utilizing the [*] product as a [*].
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STATEMENT OF WORK SOW # [*]
2) Centralized event configuration and management,
including:
a) Programmable events;
b) Operating system parameters;
c) Virtual memory metrics;
d) Network packet counts; and e) User defined
events.
3) Setup and management of [*] Domain Name Servers (DNS),
Network Information Servers (NIS), Network Information
Servers Plus (NIS+), NIS slave servers, and NIS+
replica servers.
4) [*] Network File System (NFS) management.
5) Network printer and print spooler management .
6) Hardware and software inventory reporting..
7) [*] security auditing..
8) [*] disk and file system management.
9) [*] Logical resource pooling.
10) [*] user account management.
11) [*] crontab management.
12) [*], Archive scheduler.
13) Remote file distribution.
14) Application log file monitoring.
15) A scaleable, customizable administration utility based
on [*].
16) Software program launch of [*] from the administration
utility.
17) Disk Space Analysis and Management.
18) Process Management.
19) Remote system shutdown and reboot.
20) Remote system virtual Memory usage.
21) Remote system clock Management.
22) Host configuration / network parameters.
23) User/Group Management [*]
24) Data Archiving [*]
iv) [*].
v) [*].
vi) must include server and agent components which are
installable [*]. Agent components must be installable [*].
The server component installation routine must meet the
following requirements:
1) Be enabled for [*] and [*];
2) Accommodate a single Buyer Product install with a
single reboot for a clean target server;
3) Check for previous installed versions of EnlightenDSM
and handle upgrades via a separate utility or within the
install process;
4) Accommodate [*] as mutually agreed to by the Buyer and
Supplier;
5) Eliminate any [*] except as required for [*] [*] and
[*];
6) Support locale specific installation [*]; and
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STATEMENT OF WORK SOW # [*]
7) Support the database path [*]
vii) can be provided as English only, but must operate when
installed on locales based on the following national
languages:
1) English;
2) German;
3) French;
4) Italian;
5) Spanish;
6) Portuguese and Brazilian Portuguese;
7) Japanese;
8) Korean;
9) Simplified Chinese;
10) Traditional Chinese;
11) Dutch;
12) Norwegian;
13) Danish;
14) Finnish; and
15) Swedish.
viii) must be Year 2000 compliant as required by Section 6.0 of
the Agreement; and
3.2 CERTIFICATE OF ORIGINALITY: Supplier will deliver a completed Certificate of
Originality in the form attached hereto (i) with each Deliverable in accordance
with the schedule set forth in Section 9 below, (ii) with the Major Enhancements
described in Section 3.5 of this SOW in accordance with the schedule set forth
in Section 9 below, and (iii), for each subsequent Major Enhancement, [*] such
Major Enhancement. Buyer will provide Supplier the Exhibit: Certificate of
Originality for these purposes.
3.3 ERROR CORRECTION WARRANTY PERIOD
During the term of this SOW, Supplier will provide Buyer [*], Basic Enhancements
and Error Corrections for each Deliverable made generally available by Supplier
beginning when Buyer accepts such Deliverable. Supplier will offer to Buyer, as
soon as reasonably practical [*], all Basic Enhancements and Error Corrections
to any Deliverable that Supplier creates or authorizes others to create in
Object Code form.
3.4 MAJOR ENHANCEMENT WARRANTY PERIOD
During the term of this SOW, Supplier will provide Buyer, [*], Major
Enhancements to each Deliverable made generally available by Supplier beginning
when Buyer accepts such Deliverable. Supplier will offer to Buyer, as soon as
reasonably practical [*] all Major Enhancements to any Deliverable that Supplier
creates or authorizes others to create in Object Code form.
3.5 REQUIRED MAJOR ENHANCEMENTS
[*] the following Major Enhancements to the Deliverable described in Section
3.1(a)(i) [*]. Such Major Enhancements will be provided in Object Code form on
CD-ROM [*]. In addition, such Major Enhancements must be [*] is generally
available [*] delivery of such Major Enhancements to the Buyer. In any case,
Supplier must support the most current version of an operating system, as
defined [*], and [*]
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STATEMENT OF WORK SOW # [*]
version of the operating system. The Major Enhancements [*] Deliverables for the
[*]:
a) [*] with [*];
b) [*] for [*], defined by [*], and the associated [*]
by the informational [*];
c) [*], [*], and [*], [*], and [*] must enable [*] of
[*], from a new [*] to complete [*] like a [*] or
[*]. It [*] also [*] types of [*] for [*]
(Workstation and Server), [*], as well as follow-on
[*], including [*], [*] and [*]. This feature [*]:
1) A reference machine [*] and the before [*].
A set of [*] are prepared that will [*],
with allowances for [*]. This set of [*]
onto a [*] on the [*], and [*] are [*] from
the [*]; and
2) Using the principle of [*] made to a [*] of
the [*] enables the user [*] from any [*]. A
[*] may be required for [*]
3.6 MAINTENANCE AND SUPPORT SERVICES
During the term of this SOW, [*] Supplier will provide maintenance and
support Services in accordance with the Testing, Maintenance and Support
Attachment attached hereto.
4.0 NON-RECURRING EXPENSE (NRE)
4.1 Supplier will [*], on a non-recurring expense ("NRE") basis, to provide [*]
Deliverable described in Section 3.1(a)(i):
i) to [*] ;
ii) to [*];
iii) to [*]; and
iv) to [*].
4.2 During the term of this Agreement, additional development on an NRE basis to
support Major Enhancements may be negotiated by the parties under a separate
agreement. Supplier and Buyer mutually agree to meet on a periodic basis, but in
no event less than quarterly, to share product directions/roadmaps for their
respective products (i.e., the Deliverables and the Product), to jointly assess
where there may exist differences in either customer requirements and/or roadmap
timelines, and to provide input to each other regarding development of each
Party's roadmaps/timelines to more effectively align the Product and the
Deliverables. For features and/or functionality which are required by Buyer for
its Product that contain the Deliverables and are not on Supplier's roadmap for
inclusion with the Deliverables, at Buyer's request, Buyer and Supplier shall
mutually work to develop an appropriate SOW for the development and inclusion of
such features and/or functionality in the Deliverables. During the term of this
SOW, [*] Except for the work performed on an NRE basis under Section 4.1 above
of this SOW, no work to be performed on an NRE basis is authorized
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STATEMENT OF WORK SOW # [*]
unless specifically requested by the IBM Contract Coordinator in a signed
writing and Supplier receives a WA and/or a purchase order from Buyer to cover
cost for any additional work performed on an NRE basis.
5.0 RIGHTS IN LICENSED WORKS
5.1 DELIVERABLES: During the term of this SOW, Supplier grants Buyer and Buyer
Personnel a nonexclusive, worldwide license (revocable only to the extent set
forth in Sections 3.2 through 3.4 of the Agreement): (i) to prepare and have
prepared Derivative Works of documentation included in the Deliverables in
source form, (ii) to prepare Derivative Works of the Deliverables solely by
bundling, incorporating and/or combining the Deliverables (including Derivative
Works of documentation included in the Deliverables in source form) into
Products, (iii) to use, have used, execute, reproduce, transmit, display,
perform, transfer, distribute, and sublicense the Deliverables and such
Derivative Works, in Object Code form only, and documentation, in any medium or
distribution technology, subject to the limitations of Section 8(j) of this SOW,
(iv) to grant its Affiliates and contractors all the rights granted herein for
the sole purpose of allowing such Affiliates and contractors to assist Buyer in
the exercise of its rights under the Agreement and this SOW, provided that Buyer
shall remain primarily obligated for the performance of the Agreement and this
SOW, and (v) to grant others the rights granted in subsection (iii) of this
sentence. Except for the rights set forth in the Agreement and this SOW to
create the Derivative Works permitted by the immediately preceding sentence,
Supplier does not grant to Buyer any license to create Derivative Works of the
Deliverables. Except as expressly set forth in the Agreement and this SOW,
Supplier does not grant to Buyer any right or license to any patent, copyright,
trade name, trade secret, trademark or other intellectual property right with
respect to the Deliverables; and Buyer acknowledges and agrees that no Developed
Works or Joint Inventions shall be created under this SOW. Except as may be
permitted under the Escrow Agreement (as defined below), Buyer agrees not to
reverse compile or otherwise attempt to discover the source code of Deliverables
to be provided under this SOW only in Object Code form. Buyer acknowledges and
agrees that Supplier retains ownership of all Deliverables bundled, incorporated
and/or combined into any Products and any Derivative Works of Deliverables which
Buyer creates, and that Buyer's ownership of such Products and Derivative Works
of Deliverables shall be subject to Supplier's exclusive ownership of the
Deliverables.
5.2 TOOLS: Supplier grants Buyer a nonexclusive, worldwide, perpetual,
irrevocable, paid-up, license to prepare and have prepared Derivative Works of
Tools, and to use, have used, execute, reproduce, transmit, display and perform
Tools or their Derivative Works solely to permit Buyer's exercise and enjoyment
of the rights and licenses in Section 5.1 of this SOW.
5.3 PATENTS: The grant of rights and licenses to the Deliverables and Tools
includes a nonexclusive, worldwide, perpetual, irrevocable, paid-up license
under any patents and patent applications that are owned or licensable by
Supplier now or in the future and are (1) required to make, have made, use and
have used the Deliverables or permitted Derivative Works thereof or (2) required
to license or transfer the Deliverables or permitted Derivative Works thereof.
This license applies to the Deliverables and permitted Derivative Works thereof
operating alone or in combination with equipment or Code. The license scope is
to make, have made, use, have used, sell, license or transfer items, and to
practice and have practiced methods, to the extent required to exercise the
rights granted hereunder to the Deliverables, Tools and permitted Derivative
Works thereof.
5.4 NAMES AND TRADEMARKS: Supplier grants Buyer an irrevocable, nonexclusive,
worldwide, paid-up license to use the names and trademarks Supplier uses to
identify any Deliverable solely for Buyer's marketing of Products including
Deliverables and permitted Derivative Works thereof. This license does not
permit Buyer to create a new trademark by combining Supplier's names or
trademarks with other marks, and Supplier retains any goodwill attaching to
Supplier's names and trademarks. If Supplier objects to Buyer's improper use of
Supplier's names or trademarks, Buyer will take reasonable steps necessary to
resolve Supplier's objections. Supplier may reasonably monitor the quality of
Product bearing its trademark under this license. Buyer agrees that Products
bearing Supplier's names and trademarks must be of a general level of quality
consistent with generally prevailing industry standards. Buyer agrees to provide
Supplier with specimens of materials using Supplier's names or trademarks upon
request. Any goodwill attaching to Buyer's trademarks, service marks, or trade
names belongs to Buyer and this Agreement does not grant Supplier any right to
use them. Buyer shall provide attribution to Supplier for the first use in text
of any name or trademark of Supplier in any materials using such name or
trademark.
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STATEMENT OF WORK SOW # [*]
5.5 EXTERNALS: Supplier grants Buyer and Buyer Personnel an irrevocable,
nonexclusive, worldwide, perpetual, irrevocable, paid-up license to prepare and
have prepared Derivative Works of the Externals of the Deliverables, and to use,
have used, execute, reproduce, transmit, display, perform, transfer, distribute,
and sublicense the Externals of the Deliverables and such Derivative Works, in
any medium or distribution technology, and to grant others the rights granted
herein.
6.0 SUPPLIER'S RESPONSIBILITIES
6.1 In addition to delivering the Deliverables as defined in Section 3.1, the
Major Enhancements listed in Section 3.5, and any other Error Corrections,
Enhancements and Services on schedule, Supplier will:
a. participate in progress reviews, as requested by Buyer, to
demonstrate Supplier's performance of its obligations;
b. maintain records to verify authorship of the Deliverables for
four (4) years after the termination or expiration of this SOW. On
request, Supplier will deliver or otherwise make available this
information in a form specified by Buyer; and
c. design and implement processes to prevent the introduction in
or existence of Harmful Code in the Deliverables, Major Enhancements,
Basic Enhancements, and Error Corrections.
d. provide Marketing Support for Product as outlined in the
Marketing Activities Attachment.
6.2 TESTING
a. Supplier will perform the following tests prior to each
delivery of a Deliverable:
i. component testing;
ii. functional verification testing;
iii. system testing; and
iv. compatibility testing.
Upon Buyer's request, the details of such testing will be
mutually agreed to by the parties.
b. Upon request of the Buyer, the Supplier will provide to Buyer
concurrent with each delivery of a Deliverable summary test reports
associated with the pre-delivery testing.
c. Upon receipt of a Deliverable by Buyer, [*]:
v. the Deliverables [*];
vi. the Deliverables [*] this SOW; and
vii. Buyer [*] [*] by Buyer.
Buyer's testing does not relieve Supplier of its obligations under this
SOW. Buyer has no obligation to identify errors.
6.3 Source Code Escrow.
Supplier will enter into an escrow agreement in the form
attached hereto as Attachment 04 (the "Escrow Agreement") with a
recognized third-party escrow agent [*], of the following escrowed
materials ("Escrowed Materials"): (i[*]; (ii) a [*] (including [*]
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[*] etc.); (iii) a [*]; (iv) the [*]; (v) [*]; and (vi) a [*] of [*].
Supplier will update the Escrowed Materials [*], and to [*] [*] to be
[*] Agreement or this SOW. [*].
7.0 ACCEPTANCE
a. In order to qualify for acceptance, Supplier must
provide Deliverables which conform to the specifications described in
this SOW and to the following criteria:
1. [*];
2. [*]; and
3. [*].
4. Demo criteria: [*].
b. Initial acceptance criteria for the documentation
included in the Deliverable:
1. The documentation [*];
2. [*]; and
3. A [*].
c. Buyer will accept or reject a Deliverable or error
correction for a Deliverable [*] of the Deliverable or error
correction. Buyer may notify Supplier of its acceptance or rejection
of a Deliverable by electronic means (including by electronic mail)
delivered to Supplier's Technical Coordinator. If Buyer does not
notify Supplier during this time period, such Deliverable will be
deemed accepted.
d. [*] acceptance testing of the Deliverables [*] Supplier
with the [*] [*]:
1. A [*];
2. [*];
3. A [*]; and
4. The [*].
e. Supplier [*] of the [*] Deliverable to Buyer according
[*].
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STATEMENT OF WORK SOW # [*]
8.0 BUYER'S RESPONSIBILITIES
The Buyer will:
a) identify a primary technical contact for Supplier.
b) [*] to Supplier to assist Supplier with it's development efforts
hereunder:
I. Buyer's [*] Guide
II. Other material as necessary (Code design
guidelines, etc.)
c) [*] and, from time to time, [*] products to Supplier to [*]
efforts hereunder.
d) Ensure that the Buyer [*].
e) Ensure that the Buyer [*] by the Deliverables.
f) [*] in Deliverables [*] end users.
g) Provide Marketing Support for Product as outlined in the
Marketing Activities Attachment.
h) Accept or reject a Deliverable upon the conclusion of the review
period in accordance with the acceptance procedures outlined in
this SOW.
i) Place appropriate copyright and government restricted rights
notices on Products.
j) [*] except (i) [*], (ii) for the [*], and (iii) to [*] under this
SOW.
9.0 SCHEDULE
Supplier shall provide the Deliverables to Buyer according to the following
schedule of milestones, completion dates, and terms:
MILESTONES DATE
1. [*] [*]
2. [*] [*]
3. [*] [*]
4. [*] [*]
5. [*] [*]
6. [*] [*]
7. [*] [*]
8. [*] [*]
10.0 TERM AND FINANCIALS
10.1 TERM: The initial term of this SOW [*] may renew this SOW [*] by giving
written notice to Supplier [*] of this SOW. This SOW is not terminable by
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either party without Cause, provided that nothing in the Agreement or this SOW
shall be construed as obligating Buyer to include any Deliverable in any
Product.
10.2 ROYALTY PAYMENTS:
(a) [*]
(b) [*].
(c) [*]
10.3 NON-RECURRING ENGINEERING EXPENSE: [*]
10.4 Supplier will submit an invoice for the expenses described in Section 10.3
[*] Deliverables described in Section 3.1(a)(i) through (v). Buyer will
pay [*] the Supplier. All dollar amounts referenced are in United States
dollars.
10.5 All invoices from Supplier under this SOW will include the following
information:
a. this Agreement number;
b. Supplier's company and remit to address;
c. a short description for which payment is due; and
d. Buyer's Purchase Order number, Supplier's invoice number and its
date.
10.6 All invoices from Supplier under this SOW will be addressed to Buyer and
sent to the following address:
IBM Corporation
National Accounts Payable Center
P.O. Box 9005
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇
▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇
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STATEMENT OF WORK SOW # [*]
11.0 COMMUNICATIONS COORDINATORS
All communications between the parties will be carried out through the following
designated coordinators:
--------------------------------------------------------------------------------------------------
BUSINESS COORDINATORS
--------------------------------------------------------------------------------------------------
FOR SUPPLIER FOR BUYER
--------------------------------------------------------------------------------------------------
Name ▇▇▇▇ ▇▇▇▇▇▇▇ Name ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇.
--------------------------------------------------------------------------------------------------
Title Vice President, Business Title Software Contract Account
Development Manager
--------------------------------------------------------------------------------------------------
Address ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇
▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇/▇▇▇ ▇▇▇,▇▇ ▇▇▇▇▇
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Phone (▇▇▇) ▇▇▇-▇▇▇▇ Phone (▇▇▇) ▇▇▇-▇▇▇▇
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Fax (▇▇▇) ▇▇▇-▇▇▇▇ Fax (▇▇▇) ▇▇▇-▇▇▇▇
--------------------------------------------------------------------------------------------------
Email ▇▇▇▇_▇▇▇▇▇▇▇@▇▇▇▇.▇▇▇@internet Email ▇▇▇▇▇▇▇@▇▇.▇▇▇.▇▇▇
--------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------
LEGAL COORDINATORS
--------------------------------------------------------------------------------------------------
FOR SUPPLIER FOR BUYER
--------------------------------------------------------------------------------------------------
Name ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Name ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
--------------------------------------------------------------------------------------------------
Title CFO Title Attorney, General Legal
--------------------------------------------------------------------------------------------------
Address ▇▇▇ ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ Address ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇.,
▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇▇/▇▇▇
▇▇▇, ▇▇ ▇▇▇▇▇
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Phone (▇▇▇) ▇▇▇-▇▇▇▇ Phone (▇▇▇) ▇▇▇-▇▇▇▇
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Fax (▇▇▇) ▇▇▇-▇▇▇▇ Fax (▇▇▇) ▇▇▇-▇▇▇▇
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Email ▇▇▇▇_▇▇▇▇▇▇@▇▇▇▇.▇▇▇@internet Email ▇▇▇▇▇▇@▇▇.▇▇▇.▇▇▇
--------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------
TECHNICAL COORDINATORS
--------------------------------------------------------------------------------------------------
FOR SUPPLIER FOR BUYER
--------------------------------------------------------------------------------------------------
Name ▇▇▇▇▇▇ ▇▇▇▇▇▇ Name ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇
--------------------------------------------------------------------------------------------------
Title Director of Engineering Title Senior Software Engineer
--------------------------------------------------------------------------------------------------
Address ▇▇▇ ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇ Address ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇.,
▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇ PE9A/500
▇▇▇, ▇▇ ▇▇▇▇▇
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Phone (▇▇▇) ▇▇▇-▇▇▇▇ Phone (▇▇▇) ▇▇▇-▇▇▇▇
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Fax (▇▇▇) ▇▇▇-▇▇▇▇ Fax (▇▇▇) ▇▇▇-▇▇▇▇
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Email ▇▇▇▇▇▇_▇▇▇▇▇▇@▇▇▇▇.▇▇▇@internet Email ▇▇▇▇▇▇▇@▇▇.▇▇▇.▇▇▇
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12.0 ELECTRONIC COMMERCE
--------------------------------------------------------------------------------------------------
SUPPLIER ACCOUNT INFORMATION FOR ELECTRONIC CREDIT TRANSACTIONS
--------------------------------------------------------------------------------------------------
Name on Account Enlighten Software Solutions, Inc.
--------------------------------------------------------------------------------------------------
Financial Institution Silicon Valley Bank
--------------------------------------------------------------------------------------------------
City, State Zip ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇
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Contact Name/Title [*]
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Contact Phone Number [*]
--------------------------------------------------------------------------------------------------
City, State/Zip ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇. ▇▇▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇
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Account Number (max 17) [*]
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Bank Routing/Transit
Code [*] (max 9)
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STATEMENT OF WORK SOW # [*]
ACCEPTED AND AGREED TO: ACCEPTED AND AGREED TO:
By: By:
------------------------------- --------------------------------------
Buyer Signature Date Supplier Signature Date
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----------------------------------- -----------------------------------------
Printed Name Printed Name
Software Contract Account Manager President & CEO, Enlighten Software
----------------------------------- -----------------------------------------
Title & Organization Title & Organization
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇., VRDA/002, ▇▇▇ ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇▇,
▇▇▇, ▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇, ▇▇ ▇▇▇▇▇
----------------------------------- -----------------------------------------
Buyer Address: Supplier Address:
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LICENSED & DEVELOPED WORKS AGREEMENT AGREEMENT # [*]
STATEMENT OF WORK SOW # [*]
ATTACHMENT 01
PAGE 1 OF 5
TESTING, MAINTENANCE AND SUPPORT
1.0 DEFINITIONS
Capitalized terms in this Attachment have the following meanings.
1.1 APAR is the completed form entitled "Authorized Program Analysis Report"
that is used to report suspected Code or documentation errors, and to
request their correction.
1.2 APAR CLOSING CODES are the established set of codes used to denote the
final resolution of an APAR. Buyer will identify APAR Closing Codes prior
to the start of the maintenance obligations.
1.3 DEVELOPER TEST SYSTEMS are an appropriate configuration of installed
hardware and software that Supplier maintains which is representative of
typical customer installations for the Product. These Developer Test
Systems will contain, at a minimum, the following:
a. the [*];
b. the [*] to Supplier; and
c. specific [*]
1.4 THE DEVELOPER TEST SYSTEMS will consist of the appropriate configured
workstations only unless Buyer specifies and provides [*].
1.5 BUYER TEST SYSTEMS are an appropriate configuration of installed hardware
and software that Buyer maintains which is representative of typical Buyer
customer installations using the Product. [*]
1.6 MAINTENANCE LEVEL SERVICE is the service provided when a customer
identifies an error.
a. LEVEL 1 is the service [*].
b. LEVEL 2 is the service [*].
c. LEVEL 3 is the service [*]
1.7 PROBLEM DETERMINATION is the process of determining whether a problem is
being caused by hardware, software or documentation.
1.8 PROBLEM MANAGEMENT RECORD ("PMR") is a record created when a customer
makes the initial support request. This record becomes a part of the
Problem Management System database and records the essential information
about the customer question or problem.
1.9 PROBLEM MANAGEMENT SYSTEM ("PMS") is an internal Buyer developed software
system used to record customer demographic information and encode data
about the reported question or problem. The PMS will handle the
dispatching of the call record. The PMS will provide management reports of
the call activity, and the recording and tracking of all questions and
problems to final resolution. The PMS will verify that each customer is
"entitled" to program support.
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1.10 PROBLEM SOURCE IDENTIFICATION is the process of determining which software
or documentation component is failing or attributing the failure to some
external cause such as a customer error or no trouble found.
1.11 READER COMMENT FORM ("RCF") is the form which is used to record errors and
comments on the documentation. The RCF is generally the last page of a
manual or brochure. The customer completes it and mails it to the address
specified.
2.0 MAINTENANCE AND SUPPORT RESPONSIBILITIES
2.1 The parties will agree to the specific details of the process flow each
will follow to resolve customer calls [*]
2.2 Supplier will provide Buyer [*] [*] of such Deliverable.
2.3 Product customers will initiate requests for support by contacting Buyer.
[*]
LEVEL 1. Buyer will:
(a) [*].
Buyer will [*].
LEVEL 2. Buyer will:
(1) [*].
Buyer will be the primary customer contact point for questions, problems
and assistance concerning the Product. [*].
2.4 [*], Supplier will [*]
2.5 LEVEL 3. Supplier will [*]:
(1) [*]
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STATEMENT OF WORK SOW # [*]
[*]
2.6 [*], Supplier will provide a corrected version of each Deliverable that
includes all available Error Corrections to the Deliverable. Additional
corrected versions of the Deliverables will be provided as determined and
mutually agreed to by Buyer and Supplier in the event they become
necessary due to the frequency or severity of newly discovered defects. In
order to provide Error Corrections, Supplier will maintain a current copy
of the Product.
2.7 Supplier will maintain procedures to ensure that new Error Corrections are
compatible with previous Error Corrections using Supplier's normal
policies for such compatibility. In any event, Supplier will ensure that
Error Corrections are compatible with the current version of Products and
with the immediate previous version of the Products.
2.8 Packaging of Error Corrections and migration Code will be done as mutually
agreed to by Buyer and Supplier .
3.0 APAR ORIGINATION AND CORRECTION
3.1 Generally, APARs will originate from Buyer and customers reporting
problems or sending in Reader Comment Forms. Supplier will also report to
Buyer as APARs all valid errors discovered by Supplier or its customers
contained within a Deliverable. After receiving an APAR, Buyer will assign
an APAR number and Severity Level, and forward the APAR to Supplier for
action.
3.2 For verified APARs for the Deliverables, [*]
a. [*].
3.3 Reader Comment Forms received by Buyer that do not form the basis of an
APAR will be forwarded to Supplier for proper and prompt handling as
appropriate.
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STATEMENT OF WORK SOW # [*]
4.0 TRAINING
a. [*]. This training will be provided [*] Level 1 and 2 defect
support education. Such training [*]. At a time to be mutually
agreed to by the Parties, [*], Supplier will provide product
training materials to Buyer and training to Buyer personnel and
third parties identified by Buyer and agreed to by Supplier on the
following topics related to the Deliverables:
- Overall functionality
- Typical customer environments and utilization
- Overall installation
- Configuration
- Operation
- Frequently asked questions and support issues
[*]
b. Supplier [*]. At a time to be mutually agreed to by the Parties,
[*] Supplier will provide marketing and sales training materials to
Buyer and training to Buyer personnel and third parties identified
by Buyer and agreed to by Supplier on the following topics related
to the Deliverables. This training will include, but not be limited
to:
- Deliverable overview
- Value proposition
- Deliverable positioning
- Key messages
- Sales Kit for Buyer sales force and Buyer authorized
Business Partners attending the training session
- Overall functionality
- Typical customer environments and utilization
- Competitive comparison with industry leading
System Management offerings
[*]
c. Supplier Training
Buyer [*] The training will consist [*] Product including
the Deliverables. [*].
5.0 GENERAL
5.1 [*]. Supplier's normal working hours are defined as 8:00 AM to 5:00 PM,
Monday through Friday, Pacific Time.
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STATEMENT OF WORK SOW # [*]
5.2 [*].
5.3 It is desirable that Buyer report APARs and status requests to Supplier
via an electronic interface and that Supplier send APAR Error Corrections,
status updates and requests for additional documentation to Buyer via the
same interface. Buyer and Supplier will jointly plan the electronic
system. [*]
5.4 Critical situations may require the parties to use the telephone for
immediate communications. The parties will follow such communications via
the electronic interface for tracking and recording purposes[*]
5.5 In circumstances where materials have to be exchanged using facsimile or
courier services, each party [*]
5.6 Supplier will participate in monthly telephone conference calls with Buyer
to review the status and performance of the parties' obligations. These
calls may be scheduled more or less frequently as agreed to by the
Technical Coordinators. [*]
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LICENSED & DEVELOPED WORKS AGREEMENT AGREEMENT # [*]
STATEMENT OF WORK SOW # [*]
ATTACHMENT 02
PAGE 1 OF 2
MARKETING ACTIVITIES
Buyer and Supplier understand the benefits of working together to maximize
Buyer's ability to successfully market the Buyer Products that contain the
Deliverables. As marketing opportunities arise, Buyer and Supplier agree to
collaborate in a manner that promotes the Buyer Products that contain the
Deliverables and supports the market image of Supplier.
Some of the activities on which Buyer and Supplier intend to cooperate are:
1. Marketing Activities
(i) Announcements, tradeshows, and forums as agreed to by the Marketing
Coordinators.
(ii) At Buyer's sole discretion, Buyer may invite Supplier marketing
personnel to participate in marketing activities for the Buyer Products
that contain the Deliverables. At Supplier's sole discretion, Supplier
may invite marketing personnel for the Buyer Products that contain the
Deliverables to participate in Supplier marketing activities.
2. Marketing and Sales Training
Marketing and sales training will be as specified in Section 4.0 of the
Testing, Maintenance, and Support Attachment.
3. Collateral
"Collateral" refers to marketing materials for EnlightenDSM which will
support the EnlightenDSM presence and value add to the Buyer Products that
contain the Deliverables. In general, Collateral will cover topics that
emphasize to the customer the strengths of Buyer's and Supplier's joint
solution; i.e., the Buyer Product(s) that contain the Deliverables.
References may extend beyond EnlightenDSM as a part of the Buyer Product(s)
to include the strength of the combination of the Buyer Product(s) that
contain the Deliverables.
Supplier may provide Buyer with appropriate Collateral as agreed to by the
Marketing Coordinators. The specific Collateral requirements may vary based
on the marketing activity and/or audience. The Marketing Coordinators will
agree on the specific items required, whether Buyer or Supplier will
reproduce the materials, and delivery dates associated with such items and
marketing activities.
4. Attribution
If Buyer specifically identifies other components of a Buyer Product which
includes the Deliverables by origin (name of the licensed components, if
applicable) in any marketing materials, Buyer shall include appropriate text
and/or logo acknowledging, at a minimum, (i) that Supplier is the source for
such Deliverables, and (ii), if the functions of other components of such
Product are described, that the Deliverables provide system management
functionality for such Product. Not withstanding the above, if Buyer does
not specifically identify other components of the Buyer Product by origin,
or if in a focus campaign, Buyer is focusing on a function or functions
other than System Management, Buyer will not be required to include the
Enlighten text and / or logo attribution.
4.1 Buyer shall refer to the Deliverables only as "EnlightenDSM" as appropriate.
4.2 Examples of an acceptable way to use text attribution:
"Buyer Product includes the EnlightenDSM software."
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STATEMENT OF WORK SOW # [*]
4.3 Buyer shall identify the EnlightenDSM logo as Enlighten's trademarks as
follows:
"The EnlightenDSM logo is a trademark of Enlighten Software
Technologies, Inc."
[*]
The Marketing Coordinators responsible for administration of all sales and
marketing activities related to this Agreement are:
FOR BUYER: FOR SUPPLIER:
Name: ▇▇▇▇▇ ▇▇▇▇▇ Name: ▇▇▇▇ ▇▇▇▇▇▇▇
Title: Marketing Manager Title: Vice President, Business
Development
Address: Address: ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇
▇▇. ▇▇▇ ▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇
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Phone: ▇▇▇-▇▇▇-▇▇▇▇ Phone: (▇▇▇) ▇▇▇-▇▇▇▇
Fax: ▇▇▇-▇▇▇-▇▇▇▇ Fax: (▇▇▇) ▇▇▇-▇▇▇▇
E-mail: ▇▇▇▇▇▇@▇▇.▇▇▇.▇▇▇ E-mail: ▇▇▇▇_▇▇▇▇▇▇▇@▇▇▇▇.▇▇▇@internet
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STATEMENT OF WORK SOW # [*]
ATTACHMENT 03
The Certificate of Originality questionnaire may be used to cover one complete
Licensed Work or Developed Works, even if that Licensed Work or Developed Works
includes multiple modules. Write "not applicable" or "N/A" if a question is not
relevant to the furnished software material.
1. The following Certificate of Originality applies to all Licensed Work or
Developed Works described in this Statement of Work.
2. Was any portion of the software material written by anyone other than you or
your employees within the scope of their employment? YES _____ NO _____ If
YES, identify the author and the circumstances:
A) Indicate if the whole software material or only a portion thereof
was written by such party, and identify such portion:
i. Specify for each involved party the name, address, and
citizenship:
ii. If the party is a company, how did it acquire title to the
software material (e.g., software material was written by
company's employees within the scope of their employment)?
iii. If the party is an individual, did he/she create the software
material while employed by or under contractual relationship
with another party? YES _____ NO ______ If YES, provide name
and address of the other party and explain the nature of the
contractual relationship:
B) How did you acquire title to the software material written by the other
party?
3. Are any copyright, confidentiality, or proprietary notice(s) present on
the software material(s)? YES _____ NO ______ If YES, please describe such
notice(s).
4. Was any portion of the software material (e.g., Code, associated
documentation or Externals) derived from preexisting works (either yours
or a third party's), including any code from freeware, shareware,
electronic bulletin boards, or the Internet? YES _____ NO ______ If YES,
please identify the material, author, owner and copyright notice, if any,
for each of the preexisting materials.
5. Does any of the software materials (e.g., Code, associated documentation
or Externals) include recognizable voices, pictures or other likenesses?
YES ____ NO ______ If YES, how did you acquire rights to use such
recognizable voices, pictures or other likenesses?
6. Provide an explanation of any other circumstance which might affect
Buyer's ability to reproduce, distribute and market this software
material, including whether your software material was prepared from any
preexisting materials which have any: a) confidentiality or trade secret
restrictions to others; b) known or possible royalty obligations to
others; and c) used other preexisting materials developed for another
party or customer (including government) where you may not have retained
full rights to such other preexisting materials.
Authorized Signature:
Name: ______________________________
Title: ______________________________
Date: _______________________________
_______________________________
[*]=Confidential Treatment Requested--Edited Copies
Form Title: Licensed & Developed Works SOW (LDWA_SOW)
Page 21 of 30 Form Release: 8/98
Revision: 11/98