EXHIBIT (8)(m)(1) AMENDMENT NO. 3 TO THE FUND PARTICIPATION AGREEMENT (NATIONS)
EXHIBIT (8)(m)(1)
AMENDMENT NO. 3 TO THE FUND PARTICIPATION AGREEMENT
(NATIONS)
AMENDMENT NO. 3 TO THE
THE PARTICIPATION AGREEMENT (the “Agreement”) made on the 1st day of May, 2001, between NATIONS SEPARATE ACCOUNT TRUST, an open-end management investment company organized as a Delaware business trust, TRANSAMERICA LIFE INSURANCE COMPANY, a life insurance company organized under the laws of the state of Iowa (the “Company”), on its own behalf and on behalf of each segregated asset account of the Company set forth on Schedule A, as may be amended from time to time (the “Accounts”), BACAP DISTRIBUTORS, LLC, a North Carolina limited liability company, and AFSG SECURITIES CORPORATION, an affiliate of the Company and the distributor of the Contracts (as defined in the Agreement), is hereby amended as follows:
Schedule A of the Agreement is hereby deleted in its entirety and replaced with the following:
SCHEDULE A
Accounts
| Name of Account and Date of Resolution of Company’s Board which established the Account |
Policies |
Funds | ||
| Retirement Builder Variable Annuity Account (March 29, 1996) |
Retirement Income Builder II Variable Annuity |
• Nations High Yield Bond Portfolio
• Nations International Value Portfolio
• Nations ▇▇▇▇▇▇▇ Growth Portfolio
• Nations ▇▇▇▇▇▇▇ Focused Equities Portfolio
• Nations ▇▇▇▇▇▇▇ International Opportunities Portfolio
• Nations ▇▇▇▇▇▇▇ 21st Century Portfolio
• Nations MidCap Growth Portfolio |
Accounts continued…
| Name of Account and Date of Resolution of Company’s Board which established the Account |
Policies |
Funds | ||
| Separate Account VA J (May 15, 2000) |
Immediate Income Builder II |
• Nations High Yield Bond Portfolio
• Nations International Value Portfolio
• Nations ▇▇▇▇▇▇▇ Growth Portfolio
• Nations ▇▇▇▇▇▇▇ Focused Equities Portfolio
• Nations ▇▇▇▇▇▇▇ International Opportunities Portfolio
• Nations ▇▇▇▇▇▇▇ 21st Century Portfolio
• Nations MidCap Growth Portfolio | ||
| Separate Account VA K (July 10, 2001) |
Retirement Income Builder BAI Variable Annuity (formerly known as Retirement Income Builder III Variable Annuity) |
• Nations Asset Allocation Portfolio
• Nations High Yield Bond Portfolio
• Nations International Value Portfolio
• Nations ▇▇▇▇▇▇▇ Growth Portfolio
• Nations ▇▇▇▇▇▇▇ Focused Equities Portfolio
• Nations ▇▇▇▇▇▇▇ International Opportunities Portfolio
• Nations ▇▇▇▇▇▇▇ 21st Century Portfolio
• Nations MidCap Growth Portfolio
• Nations Small Company Portfolio
• Nations Value Portfolio | ||
| Flexible Premium Variable Annuity – Separate Account VA Q Established November 26, 2001 |
AV1114 101 185 104 |
• Nations High Yield Bond Portfolio
• Nations High Yield Bond Portfolio
• Nations ▇▇▇▇▇▇▇ Growth Portfolio
• Nations ▇▇▇▇▇▇▇ Focused Equities Portfolio
• Nations ▇▇▇▇▇▇▇ International Opportunities Portfolio
• Nations Mid Cap Growth Portfolio | ||
All other terms and provisions of the Agreement not amended herein shall remain in full force and effect.
Effective date: May 1, 2004
| NATIONS SEPARATE ACCOUNT TRUST | ||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
| ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| President | ||
| TRANSAMERICA LIFE INSURANCE COMPANY | ||
| By: | /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
| ▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| Assistant Secretary | ||
| BACAP DISTRIBUTORS, LLC | ||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
| ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| Chief Operating Officer, Senior Vice-President and Chief Financial Officer | ||
| AFSG SECURITIES CORPORATION | ||
| By: | /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
| ▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| Vice President | ||