AMENDED AND RESTATED FEE AND EXPENSE AGREEMENT SCHEDULE A WELLS FARGO FUNDS TRUST CAPPED OPERATING EXPENSE RATIOS

EX-99.B(d)(1)(ii)

 

AMENDED AND RESTATED FEE AND EXPENSE AGREEMENT

 

SCHEDULE A

 

▇▇▇▇▇ FARGO FUNDS TRUST

CAPPED OPERATING EXPENSE RATIOS

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

Asset Allocation

           
   

Class A

    1.15 %   January 31
   

Class B

    1.90 %   January 31
   

Class C

    1.90 %   January 31
   

Institutional Class

    0.90 %   January 31

California Limited Term Tax-Free

           
   

Class A

    0.85 %   October 31
   

Class C

    1.60 %   October 31
   

Institutional Class

    0.60 %   October 31

California Tax-Free

           
   

Class A

Class B

Class C

Institutional Class

    0.80
1.55
1.55
0.55		 %
%
%
%		   October 31
October 31
October 31
October 31

California Tax-Free Money Market

           
   

Class A

Service Class

    0.65
0.45		 %
%		   July 31
July 31

California Tax-Free Money Market Trust

    0.20 %   July 31

Cash Investment Money Market

           
   

Administrator Class

Service Class

Institutional Class

    0.35
0.50
0.20		 %
%
%		   July 31
July 31
July 31

Colorado Tax-Free

           
   

Class A

Class B

Institutional Class

    0.85
1.60
0.60		 %
%
%		   October 31
October 31
October 31

C&B Large Cap Value Fund1

           
   

Class A

Class B

Class C

Class D

Institutional Class

Select Class

    1.20
1.95
1.95
1.20
0.95
0.70		 %
%
%
%
%
%		   January 31
January 31
January 31
January 31
January 31
January 31

C&B Mid Cap Value Fund1

           
   

Class A

Class B

Class C

Class D

Institutional Class

Select Class

    1.40
2.15
2.15
1.25
1.15
0.90		 %
%
%
%
%
%		   January 31
January 31
January 31
January 31
January 31
January 31
1 The Initial Commitment for each ▇▇▇▇▇ & ▇▇▇▇▇▇ Fund extends through February 28, 2007. Thereafter, the Expiration/Renewal Date is January 31.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

C&B Tax-Managed Value Fund1

           
   

Class A

Class B

Class C

Class D

Institutional Class

    1.20
1.95
1.95
1.20
0.95		 %
%
%
%
%		   January 31
January 31
January 31
January 31
January 31

Diversified Bond

           
   

Institutional Class

    0.70 %   September 30

Diversified Equity

           
   

Class A

Class B

Class C

Institutional Class

    1.25
2.00
2.00
1.00		 %
%
%
%		   January 31
January 31
January 31
January 31

Diversified Small Cap

           
   

Institutional Class

    1.20 %   January 31

Equity Income

           
   

Class A

Class B

Class C

Institutional Class

    1.10
1.85
1.85
0.85		 %
%
%
%		   January 31
January 31
January 31
January 31

Equity Index

           
   

Class A

Class B

    0.64
1.39		 %
%		   January 31
January 31

Government Money Market

           
   

Class A

Service Class

Administrator Class

Institutional Class

    0.65
0.50
0.35
0.20		 %
%
%
%		   July 31
July 31
July 31
July 31

Growth Balanced

           
   

Class A

Class B

Class C

Institutional Class

    1.20
1.95
1.95
0.95		 %
%
%
%		   January 31
January 31
January 31
January 31

Growth Equity

           
   

Class A

Class B

Class C

Institutional Class

    1.50
2.25
2.25
1.25		 %
%
%
%		   January 31
January 31
January 31
January 31

Growth

           
   

Class A

Class B

Institutional Class

    1.25
2.00
1.00		 %
%
%		   January 31
January 31
January 31

High Yield Bond

           
   

Class A

Class B

Class C

    1.15
1.90
1.90		 %
%
%		   September 30
September 30
September 30

Income2

           
   

Class A

Class B

Institutional Class

    1.00
1.75
0.75		 %
%
%		   September 30
September 30
September 30
2 In connection with the Fund’s investment in the High Yield Bond Fund, Funds Management has agreed to waive its advisory fee for the portion of the Fund’s assets that are invested in the High Yield Bond Fund and waive additional fees and/or reimburse additional expenses to the extent necessary to maintain the Fund’s capped operating expense ratio (“net OER”), including for this purpose, consistent with Section 2 of the Agreement, the Fund’s attributed share of the High Yield Bond Fund’s expenses.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

Income Plus2

Class A

Class B

Class C

    1.00
1.75
1.75		 %
%
%		   September 30
September 30
September 30

Index

Institutional Class

    0.25 %   January 31

Index Allocation

Class A

Class B

Class C

    1.15
1.90
1.90		 %
%
%		   January 31
January 31
January 31

Inflation-Protected Bond3

Class A

Class B

Class C

Institutional Class

    0.85
1.60
1.60
0.60		 %
%
%
%		   September 30
September 30
September 30
September 30

Intermediate Government Income

Class A

Class B

Class C

Institutional Class

    0.95
1.70
1.70
0.70		 %
%
%
%		   September 30
September 30
September 30
September 30

International Equity

Class A

Class B

Class C

Institutional Class

    1.50
2.25
2.25
1.25		 %
%
%
%		   January 31
January 31
January 31
January 31

Large Cap Appreciation

Class A

Class B

Class C

Institutional Class

    1.25
2.00
2.00
1.00		 %
%
%
%		   January 31
January 31
January 31
January 31

Large Cap Value

Class A

Class B

Class C

Institutional Class

    1.25
2.00
2.00
1.00		 %
%
%
%		   January 31
January 31
January 31
January 31

Large Company Growth

Class A

Class B

Class C

Institutional Class

Select Class4

    1.20
1.95
1.95
0.95
0.75		 %
%
%
%
%		   January 31
January 31
January 31
January 31
January 31

Limited Term Government Income

Class A

Class B

Institutional Class

    0.95
1.70
0.70		 %
%
%		   September 30
September 30
September 30

Liquidity Reserve Money Market

Investor Class

    1.00 %   July 31
3 On May 18, 2004, the Board of Trustees approved a decrease to the net OER of this Fund, effective October 1, 2004. Through September 30, 2004, the net OER for each Class of the Fund is as follows: 0.90% for Class A; 1.65% for Class B and Class C; and 0.65% for the Institutional Class.
4 On May 18, 2004, the Board of Trustees approved the addition of Select Class shares for the Fund. The Select Class shares for the Fund will become effective on or about June 30, 2004.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

Minnesota Money Market

Class A

    0.80 %   July 31

Minnesota Tax-Free

Class A

Class B

Institutional Class

    0.85
1.60
0.60		 %
%
%		   October 31
October 31
October 31

Moderate Balanced

Class A

Class B

Class C

Institutional Class

    1.15
1.90
1.90
0.90		 %
%
%
%		   January 31
January 31
January 31
January 31

Money Market

Class A

Class B

    0.76
1.51		 %
%		   July 31
July 31

Money Market Trust

    0.20 %   July 31

▇▇▇▇▇▇▇▇▇▇ Emerging Markets Focus

Class A

Class B

Class C

Institutional Class

    1.90
2.65
2.65
1.60		 %
%
%
%		   January 31
January 31
January 31
January 31

▇▇▇▇▇▇▇▇▇▇ Institutional Emerging Markets

Select Class

    1.25 %   January 31

▇▇▇▇▇▇▇▇▇▇ Mid Cap Growth5

Class A

Class B

Class C

    1.40
2.15
2.15		 %
%
%		   January 31
January 31
January 31

▇▇▇▇▇▇▇▇▇▇ Short Duration Government Bond6

Class A

Class B

Class C

Institutional Class

    0.85
1.60
1.60
0.60		 %
%
%
%		   September 30
September 30
September 30
September 30

▇▇▇▇▇▇▇▇▇▇ Small Cap

Class A

Class B

Class C

Institutional Class

    1.40
2.15
2.15
1.20		 %
%
%
%		   January 31
January 31
January 31
January 31

▇▇▇▇▇▇▇▇▇▇ Total Return Bond

Class A

Class B

Class C

Institutional Class

Select Class

    0.90
1.65
1.65
0.70
0.42		 %
%
%
%
%		   September 30
September 30
September 30
September 30
September 30

National Limited Term Tax-Free

Class A

Class B

Class C

Institutional Class

    0.85
1.60
1.60
0.60		 %
%
%
%		   October 31
October 31
October 31
October 31
5 On May 18, 2004, the Board of Trustees approved a reduction in the net OER of each Class of this Fund, effective February 1, 2005. Through January 31, 2005, the net OER for each Class of the Fund is as follows: 1.45% for Class A; and 2.20% for Class B and Class C.
6 On May 18, 2004, the Board of Trustees approved a reduction in the net OER of the Class A, Class B and Class C shares of this Fund, effective October 1, 2004. Through September 30, 2004, the net OER for such Classes are as follows: 0.90% for Class A; and 1.65% for Class B and Class C.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

National Tax-Free

           
   

Class A

Class B

Class C

Institutional Class

    0.85
1.60
1.60
0.60		 %
%
%
%		   October 31
October 31
October 31
October 31

National Tax-Free Money Market

           
   

Class A

Service Class

Institutional Class

    0.65
0.45
0.20		 %
%
%		   July 31
July 31
July 31

National Tax-Free Money Market Trust

    0.20 %   July 31

Nebraska Tax-Free7

           
    Institutional Class    0.75 %   October 31

Outlook Today8

           
   

Class A

Class B

Class C

Institutional Class

Select Class

    1.25
2.00
2.00
0.95
0.75		 %
%
%
%
%		   June 30
June 30
June 30
June 30
June 30

Outlook 20108

           
   

Class A

Class B

Class C

Institutional Class

Select Class

    1.25
2.00
2.00
0.95
0.75		 %
%
%
%
%		   June 30
June 30
June 30
June 30
June 30

Outlook 20208

           
   

Class A

Class B

Class C

Institutional Class

Select Class

    1.25
2.00
2.00
0.95
0.75		 %
%
%
%
%		   June 30
June 30
June 30
June 30
June 30

Outlook 20308

           
   

Class A

Class B

Class C

Institutional Class

Select Class

    1.25
2.00
2.00
0.95
0.75		 %
%
%
%
%		   June 30
June 30
June 30
June 30
June 30

Outlook 20408

           
   

Class A

Class B

Class C

Institutional Class

Select Class

    1.25
2.00
2.00
0.95
0.75		 %
%
%
%
%		   June 30
June 30
June 30
June 30
June 30

Overland Express Sweep9

    1.08 %   July 31
7 On May 18, 2004, the Board of Trustees approved a reduction to the net OER of the Institutional Class of the Fund, effective November 1, 2004. Through October 31, 2004, the net OER for the Institutional Class is 0.83%.
8 On May 18, 2004, the Board of Trustees approved a reduction to the net OER of each Class of each of the Outlook Funds, effective July 1, 2004. Through June 30, 2004, the net OER for each class of each Outlook Fund is as follows: 1.30% for Class A; 2.05% for Class B and Class C; and 1.00% for the Institutional Class. In addition, the Board of Trustees also approved the addition of Select Class shares for each Outlook Fund. The Select Class shares for each Outlook Fund will become effective on or about June 30, 2004.
9 On May 18, 2004, the Board of Trustees approved a decrease to the net OER of this Fund, effective August 1, 2004. Through July 30, 2004, the net OER for the Fund is 1.25%.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

Overseas10

           

Class A

    1.50 %   January 31

Class B

    2.25 %   January 31

Class C

    2.25 %   January 31

Institutional Class

    1.25 %   January 31

Prime Investment Money Market

Service Class

Institutional Class

    0.55
0.20		 %
%		   July 31
July 31

SIFE Specialized Financial Services

Class A

Class B

Class C

    1.35
2.10
2.10		 %
%
%		   January 31
January 31
January 31

Small Cap Growth

Class A

Class B

Class C

Institutional Class

    1.45
2.20
2.20
1.20		 %
%
%
%		   January 31
January 31
January 31
January 31

Small Cap Opportunities

Institutional Class

    1.20 %   January 31

Small Company Growth

Class A

Class B

Class C

Institutional Class

    1.45
2.20
2.20
1.20		 %
%
%
%		   January 31
January 31
January 31
January 31

Small Company Value

Class A

Class B

Class C

Institutional Class

    1.45
2.20
2.20
1.20		 %
%
%
%		   January 31
January 31
January 31
January 31

Specialized Health Sciences

Class A

Class B

Class C

    1.65
2.40
2.40		 %
%
%		   January 31
January 31
January 31

Specialized Technology

Class A

Class B

Class C

    1.75
2.50
2.50		 %
%
%		   January 31
January 31
January 31

Stable Income

Class A

Class B

Class C

Institutional Class

    0.90
1.65
1.65
0.65		 %
%
%
%		   September 30
September 30
September 30
September 30

Strategic Growth Allocation

Institutional Class

    1.00 %   January 31

Strategic Income

Institutional Class

    0.85 %   January 31

Tactical Maturity Bond

 

Institutional Class

    0.60 %   September 30

Treasury Plus Money Market

Class A

Service Class

Institutional Class

    0.65
0.50
0.20		 %
%
%		   July 31
July 31
July 31
10 The Initial Commitment extends through January 31, 2005. Thereafter, the Expiration/Renewal Date is January 31.

NAME OF FUND/CLASS

   

CAPPED
OPERATING

EXPENSE RATIO

     EXPIRATION/
RENEWAL DATE

WealthBuilder Conservative Allocation11

    1.50 %   September 30

WealthBuilder Equity

    1.25 %   September 30

WealthBuilder Growth Allocation11

    1.50 %   September 30

WealthBuilder Growth Balanced

    1.25 %   September 30

WealthBuilder Moderate Balanced11

    1.50 %   September 30

WealthBuilder Tactical Equity

    1.25 %   September 30

100% Treasury Money Market

Class A

Service Class

    0.65
0.50		 %
%		   July 31
July 31
11 The Initial Commitment extends through September 30, 2005. Thereafter, the Expiration/Renewal Date is September 30.

Most Recent annual agreement approval by the Board of Trustees: May 18, 2004

 

Schedule A amended: August 10, 2004

 

The foregoing schedule of capped operating expense ratios is agreed to as of August 10, 2004 and shall remain in effect until changed in writing by the parties.

 

▇▇▇▇▇ FARGO FUNDS TRUST
By:  

/s/ ▇. ▇▇▇▇▇ ▇▇▇▇▇▇▇

    ▇. ▇▇▇▇▇ ▇▇▇▇▇▇▇
    Secretary
▇▇▇▇▇ FARGO FUNDS MANAGEMENT, LLC
By:  

/s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇

    ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
    Senior Vice President

Document Metadata

Filed: September 30th, 2004