FORM OF SIXTH AMENDMENT TO THE ALPHA ARCHITECT ETF TRUST TRANSFER AGENT SERVICING AGREEMENT

Exhibit 13(a)(1)

 

FORM OF SIXTH AMENDMENT TO THE

ALPHA ARCHITECT ETF TRUST

TRANSFER AGENT SERVICING AGREEMENT

 

This Sixth Amendment, effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between Alpha Architect ETF Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, Wisconsin limited liability company (“USBFS”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement;

 

WHEREAS, the Trust desires to add the Gadsden Dynamic Multi-Asset ETF to its series, and

 

WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties.

 

NOW, THEREFORE, the parties agree to amend the Agreement as follows:

 

The Amended Exhibit A is superseded and replaced in its entirety with the Amended Exhibit A attached hereto.

 

IN WITNESS WHEREOF, the parties hereto have caused this Sixth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.

  

ALPHA ARCHITECT ETF TRUST			U.S. BANK, N.A.
By:			By:
Name:			Name:
Title:			Title:
Date:			Date:

 

 

Amended Exhibit A to the

Alpha Architect ETF Trust

Transfer Agent Servicing Agreement

 

Separate Series of Alpha Architect ETF Trust

 

Name of Series

 

Alpha Architect U.S. Quantitative Value ETF

Alpha Architect International Quantitative Value ETF

Alpha Architect U.S. Quantitative Momentum ETF

Alpha Architect International Quantitative Momentum ETF

Alpha Architect Value Momentum Trend ETF

Freedom 100 Emerging Markets ETF

▇▇▇▇▇▇.▇▇ ▇▇▇▇-▇▇▇▇▇ Bear-Fighter ETF

▇▇▇▇▇▇.▇▇ Tactical Growth and Income ETF

Gadsden Dynamic Multi-Asset ETF