AMENDMENT NO. 11 AMENDED AND RESTATED PARTICIPATION AGREEMENT
Exhibit (h)(4)(xx)
AMENDMENT NO. 11
AMENDED AND RESTATED PARTICIPATION AGREEMENT
Amendment No. 11, dated as of , 2009 (“Amendment No. 11”), to the Amended and Restated Participation Agreement, dated as of July 15, 2002, as amended (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Distributors, LLC and AXA Advisors, LLC (collectively, the “Parties”).
The Parties hereby agree to modify and amend the Agreement as follows:
| 1. | New Portfolios. The Trust hereby includes the following New Portfolios in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement: |
AXA Tactical Manager Portfolio 500-I
AXA Tactical Manager Portfolio 500-II
AXA Tactical Manager Portfolio 500-III
AXA Tactical Manager Portfolio 2000-I
AXA Tactical Manager Portfolio 2000-II
AXA Tactical Manager Portfolio 2000-III
AXA Tactical Manager Portfolio 400-I
AXA Tactical Manager Portfolio 400-II
AXA Tactical Manager Portfolio 400-III
AXA Tactical Manager Portfolio International-I
AXA Tactical Manager Portfolio International-II
AXA Tactical Manager Portfolio International-III
(each, a “New Portfolio” and collectively, the “New Portfolios”)
| 2. | Name Changes. The names of the EQ/PIMCO Real Return Portfolio, AXA Defensive Strategy Portfolio, EQ/AllianceBernstein Common Stock Portfolio, EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio, EQ/Franklin Income Portfolio, EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio, EQ/Mutual Shares Portfolio, EQ/Franklin Small Cap Value Portfolio, EQ/▇▇▇▇▇▇▇ Focus Portfolio, EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Portfolio and EQ/Evergreen International Bond Portfolio are changed to EQ/PIMCO Ultra Short Bond Portfolio, EQ/AXA Conservative Strategy Portfolio, EQ/Common Stock Index Portfolio, EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio, EQ/AXA Franklin Income Core Portfolio, EQ/AXA ▇▇▇▇▇▇▇▇▇ Growth Core Portfolio, EQ/AXA Mutual Shares Core Portfolio, EQ/AXA Franklin Small Cap Value Core Portfolio, EQ/Focus PLUS Portfolio, EQ/Global Multi-Sector Equity Portfolio and EQ/Global Bond PLUS Portfolio, respectively. |
| 2. | Schedule B. Schedule B to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule B attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE LIFE INSURANCE COMPANY | |||||||
| By: |
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By: |
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| Name: | ▇▇▇▇▇ ▇▇▇▇▇ | Name: | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||||
| Title: | Chief Financial Officer and Treasurer | Title | Senior Vice President | |||||
| AXA DISTRIBUTORS, LLC | AXA ADVISORS, LLC | |||||||
| By: |
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By: |
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| Name: | ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ | Name: | ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | |||||
| Title: | Chief Executive Officer | Title: | Chairman | |||||
SCHEDULE B
AMENDMENT NO. 11
AMENDED AND RESTATED PARTICIPATION AGREEMENT
All Asset Allocation Portfolio
AXA Balanced Strategy Portfolio
AXA Conservative Strategy Portfolio (formerly, AXA Defensive Strategy Portfolio)
AXA Conservative Growth Strategy Portfolio
AXA Moderate Growth Strategy Portfolio
Crossings Aggressive Allocation Portfolio
Crossings Conservative Allocation Portfolio
Crossings Conservative-Plus Allocation Portfolio
Crossings Moderate Allocation Portfolio
Crossings Moderate-Plus Allocation Portfolio
EQ/AllianceBernstein International Portfolio
EQ/AllianceBernstein Small Cap Growth Portfolio
EQ/Ariel Appreciation II Portfolio
EQ/AXA Franklin Income Core Portfolio (formerly, EQ/Franklin Income Portfolio)
EQ/AXA Franklin Small Cap Value Core Portfolio (formerly, EQ/Franklin Small Cap Value Portfolio)
EQ/AXA Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Core Portfolio (formerly, EQ/Franklin ▇▇▇▇▇▇▇▇▇ Founding Strategy Portfolio)
EQ/AXA Mutual Shares Core Portfolio (formerly, EQ/Mutual Shares Portfolio)
EQ/AXA ▇▇▇▇▇▇▇▇▇ Value Long/Short Equity Portfolio
EQ/AXA ▇▇▇▇▇▇▇▇▇ Growth Core Portfolio (formerly, EQ/▇▇▇▇▇▇▇▇▇ Growth Portfolio)
EQ/BlackRock Basic Value Equity Portfolio
EQ/BlackRock International Value Portfolio
EQ/Bond Index Portfolio
EQ/Boston Advisors Equity Income Portfolio
EQ/▇▇▇▇▇▇▇ Socially Responsible Portfolio
EQ/Capital Guardian Growth Portfolio
EQ/Capital Guardian Research Portfolio
EQ/▇▇▇▇▇▇▇-▇▇▇▇▇▇ High Yield Bond Portfolio
EQ/Common Stock Index Portfolio (formerly, EQ/AllianceBernstein Common Stock Portfolio)
EQ/Core Bond Index Portfolio
EQ/▇▇▇▇▇ New York Venture Portfolio
EQ/Equity 500 Index Portfolio
EQ/Evergreen Omega Portfolio
EQ/Focus PLUS Portfolio (formerly, EQ/▇▇▇▇▇▇▇ Focus Portfolio)
EQ/GAMCO Mergers and Acquisitions Portfolio
EQ/GAMCO Small Company Value Portfolio
EQ/Global Bond PLUS Portfolio (formerly, EQ/Evergreen International Bond Portfolio)
EQ/Global Multi-Sector Equity Portfolio (EQ/▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Portfolio)
EQ/Government Securities Portfolio
EQ/Intermediate Government Bond Index Portfolio
EQ/International Core PLUS Portfolio
EQ/International ETF Portfolio
EQ/International Growth Portfolio
EQ/JPMorgan Value Opportunities Portfolio
EQ/Large Cap Core PLUS Portfolio
EQ/Large Cap Growth Index Portfolio
EQ/Large Cap Growth PLUS Portfolio
EQ/Large Cap Value Index Portfolio
EQ/Large Cap Value PLUS Portfolio
EQ/Long Term Bond Portfolio
EQ/Lord ▇▇▇▇▇▇ Growth and Income Portfolio
EQ/Lord ▇▇▇▇▇▇ Large Cap Core Portfolio
EQ/Lord ▇▇▇▇▇▇ Mid Cap Value Portfolio
EQ/Mid Cap Index Portfolio
EQ/Mid Cap Value PLUS Portfolio
EQ/Money Market Portfolio
EQ/Montag & ▇▇▇▇▇▇▇▇ Growth Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Global Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Opportunity Portfolio
EQ/▇▇▇▇▇▇▇▇▇▇▇ Main Street Small Cap Portfolio
EQ/PIMCO Ultra Short Bond Portfolio (formerly, EQ/PIMCO Real Return Portfolio)
EQ/Quality Bond PLUS Portfolio
EQ/Short Duration Bond Portfolio
EQ/Small Company Index Portfolio
EQ/▇. ▇▇▇▇ Price Growth Stock Portfolio
EQ/UBS Growth and Income Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Portfolio
EQ/▇▇▇ ▇▇▇▇▇▇ Real Estate Portfolio
AXA Tactical Manager 500 Portfolio-I
AXA Tactical Manager 500 Portfolio-II
AXA Tactical Manager 500 Portfolio-III
AXA Tactical Manager 2000 Portfolio-I
AXA Tactical Manager 2000 Portfolio-II
AXA Tactical Manager 2000 Portfolio-III
AXA Tactical Manager 400 Portfolio-I
AXA Tactical Manager 400 Portfolio-II
AXA Tactical Manager 400 Portfolio-III
AXA Tactical Manager International Portfolio-I
AXA Tactical Manager International Portfolio-II
AXA Tactical Manager International Portfolio-III