AMENDMENT NUMBER 7 TO THE TRANSFER AGENCY AND SERVICES AGREEMENT
Exhibit (8)(a)(ix)
AMENDMENT NUMBER 7
TO THE
TRANSFER AGENCY AND SERVICES AGREEMENT
This Amendment Number 7 To The Transfer Agency And Services Agreement, dated as of March 28, 2016 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and UBS Money Series (“Fund”).
Background
BNYM (under its former names First Data Investor Services Group, Inc. and PFPC Inc.) and the Fund (under its current name or under its former names ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ Institutional Series and ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ LIR Money Series) (collectively, the “Parties”) entered into a Transfer Agency And Services Agreement, dated as of August 3, 1998 (the “Original Agreement”).
The Parties entered into five amendments to the Original Agreement, dated March 5, 2001, March 17, 2004, August 28, 2007, April 13, 2012 and January 8, 2016.
BNYM (under its former name PFPC Inc.) and UBS Select Prime Institutional Fund (under its former name UBS Select Money Market Fund), a series of the Fund, entered into one amendment to the Original Agreement, dated October 1, 2003.
The Original Agreement and the amendments thereto shall collectively be referred to herein as the “Amended Agreement”.
Terms
In consideration of the mutual covenants contained herein and other good and valuable consideration, receipt of which is hereby acknowledged, the parties intending to be legally bound agree as set forth above and as follows:
1. Modifications to Amended Agreement. The Amended Agreement is amended as follows:
(a) Exhibit 1 - List of Portfolios is hereby deleted and replaced in its entirety with the Exhibit 1 - List of Portfolios attached to Amendment Number 7 To The Transfer Agency And Services Agreement, dated as of March 28, 2016.
(b) A new Schedule B shall be added which reads in its entirety as set forth on the Schedule B attached to Amendment Number 7 To The Transfer Agency And Services Agreement, dated as of March 28, 2016.
2. Remainder of Amended Agreement. Except as explicitly amended by this Amendment, the terms and provisions of the Amended Agreement are hereby ratified, declared and remain in full force and effect.
3. Governing Law. The governing law of the Amended Agreement shall be the governing law of this Amendment.
4. Entire Agreement. This Amendment constitutes the complete, exclusive and fully integrated record of the agreement of the parties with respect to the subject matter herein and the amendment of the Amended Agreement with respect to such subject matter, and supersedes all prior and contemporaneous proposals, agreements, contracts, representations and understandings, whether written, oral or electronic, between the parties with respect to the same subject matter.
5. Facsimile Signatures; Counterparts. This Amendment may be executed in one more counterparts; such execution of counterparts may occur by manual signature, facsimile signature, manual signature transmitted by means of facsimile transmission or manual signature contained in an imaged document attached to an email transmission; and each such counterpart executed in accordance with the foregoing shall be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed copies of this Amendment or of executed signature pages to this Amendment by facsimile transmission or as an imaged document attached to an email transmission shall constitute effective execution and delivery hereof and may be used for all purposes in lieu of a manually executed copy of this Amendment.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers as of the day and year first written above.
| UBS Money Series | BNY Mellon Investment Servicing (US) Inc. | |||||||||
| By: | /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||
| Name: | ▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | Name: | ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||
| Title: | Vice President and Assistant Secretary | Title: | Managing Director | |||||||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | |||||||||
| Name: | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇ | |||||||||
| Title: | Vice President and Assistant Treasurer | |||||||||
Exhibit 1
(Revised as of March 28, 2016)
LIST OF PORTFOLIOS
UBS Prime Investor Fund
UBS Prime Preferred Fund
UBS Prime Reserves Fund
UBS Select Prime Institutional Fund
UBS Select Treasury Institutional Fund
UBS Select Government Institutional Fund*
UBS Select Tax-Free Institutional Fund
UBS Select Prime Preferred Fund
UBS Select Treasury Preferred Fund
UBS Select Government Preferred Fund*
UBS Select Tax-Free Preferred Fund
UBS Select Prime Investor Fund
UBS Select Treasury Investor Fund
UBS Select Government Investor Fund*
UBS Select Tax-Free Investor Fund
UBS Select Prime Capital Fund
UBS Select Treasury Capital Fund
UBS Select Government Capital Fund*
UBS Select Tax-Free Capital Fund
*Expected launch date for commencement of services on or after March 29, 2016.
SCHEDULE B
Amendments to the Transfer Agency And Services Agreement
| Name
|
Date | |
| Amendment Number 1 To The Transfer Agency And Services Agreement
between
|
3/5/2001 | |
| Amendment to Transfer Agency and Related Services Agreement between PFPC Inc. and the UBS Select Money Market Fund (formerly known as ▇▇▇▇▇▇▇ Select Money Market Fund and ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ LIR Select Money Market Fund), |
Dated October 1, 2003, with signature of PFPC Inc. dated January 20, 2004
| |
| Amendment Number 3 To The Transfer Agency and Services Agreement between
|
3/17/2004 | |
| Amendment Number 4 To The Transfer Agency and Services Agreement between
|
8/28/2007 | |
| Amendment Number 5 To The Transfer Agency and Services Agreement between
|
4/13/2012 | |
| Amendment Number 6 To The Transfer Agency and Services Agreement between
|
1/8/2016 | |
| Amendment Number 7 To The Transfer Agency and Services Agreement between
|
3/28/2016 |