AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT TO
THE
AMENDED AND RESTATED
TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT made as of the 12th day of March, 2015 is made to the Amended and Restated Transfer Agency and Services Agreement dated July 1, 2013, as amended (the “Agreement”), by and between each investment company identified on Exhibit A of the Agreement (individually the “Fund” and collectively the “Funds”) and ▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. (“JHSS”).
WHEREAS, the parties to the Agreement desire to amend Exhibit A contained in the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth, and intending to be legally bound, the parties agree the Agreement shall be amended as follows:
1. CHANGE IN Exhibit A:
Exhibit A of the Agreement is hereby amended and restated to: (i) add ▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Fund, a series of ▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust; and (ii) remove ▇▇▇▇ ▇▇▇▇▇▇▇ Massachusetts Tax-Free Income Fund and ▇▇▇▇ ▇▇▇▇▇▇▇ New York Tax-Free Income Fund, each a separate series of ▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Exempt Series Fund; and (iii) remove ▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Opportunities Fund, a series of ▇▇▇▇ ▇▇▇▇▇▇▇ Funds III.
2. EFFECTIVE DATE
This Amendment shall become effective as of date first mentioned above.
3. DEFINED TERMS
Unless otherwise defined herein, capitalized terms used herein have the meanings specified in or pursuant to the Agreement.
4. OTHER TERMS OF THE AGREEMENT
Except as specifically amended hereby, all of the terms and conditions of the Agreement shall continue to be in full force and effect and shall be binding upon the parties in accordance with their respective terms.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf under their seals by and through their duly authorized officers, as of the day and year first above written.
On Behalf of each Fund and Portfolio | |
Listed on Exhibit A of the Agreement | |
By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ |
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
President |
▇▇▇▇ ▇▇▇▇▇▇▇ Signature Services, Inc. | |
By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇ |
▇▇▇▇▇▇▇ ▇. ▇▇▇▇ | |
Vice President and Chief Financial Officer |
Exhibit A
List of Funds and
Portfolios
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Trust | |
▇▇▇▇ ▇▇▇▇▇▇▇ Focused High Yield Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Global Conservative Absolute Return Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Global Short Duration Credit Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Government Income Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Grade Bond Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ California Tax-Free Income Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Capital Series | |
▇▇▇▇ ▇▇▇▇▇▇▇ Classic Value Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ U.S. Global Leaders Growth Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Current Interest | |
▇▇▇▇ ▇▇▇▇▇▇▇ Money Market Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust | |
▇▇▇▇ ▇▇▇▇▇▇▇ Balanced Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Disciplined Value International Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Emerging Markets Equity Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Enduring Equity Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Global Opportunities Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Large Cap Equity Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Seaport Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Core Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Value Equity Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust II | |
▇▇▇▇ ▇▇▇▇▇▇▇ Financial Industries Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Regional Bank Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Small Cap Equity Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Investment Trust III | |
▇▇▇▇ ▇▇▇▇▇▇▇ Greater China Opportunities Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Municipal Securities Trust | |
▇▇▇▇ ▇▇▇▇▇▇▇ High Yield Municipal Bond Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Tax-Free Bond Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Sovereign Bond | |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Strategic Series | |
▇▇▇▇ ▇▇▇▇▇▇▇ Income Fund | |
▇▇▇▇ ▇▇▇▇▇▇▇ Funds III | |
Core High Yield Fund | |
Disciplined Value Fund | |
Disciplined Value Mid Cap Fund | |
Global Shareholder Yield Fund | |
International Core Fund | |
International Growth Fund | |
International Value Equity Fund | |
Select Growth Fund | |
Small Company Fund | |
Strategic Growth Fund |