SECOND AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENT
Exhibit (h)(3)(xviii)
SECOND AMENDMENT
TO
AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENT
This Second Amendment (the “Amendment”) to the Amended and Restated Shareholder Services Agreement is made as of the 29th day of January, 2016 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
WHEREAS, the parties hereto entered into a Shareholder Services Agreement dated and effective as of December 4, 2008, as amended (the “Agreement”); and
WHEREAS, the parties hereto entered into an Amended and Restated Shareholder Services Agreement dated and effective as of November 7, 2014 (the “Amended and Restated Agreement) in order to add additional Funds to Schedule A and amend the services included in Schedule B; and
WHEREAS, the parties hereto wish to amend Schedule A of the Amended and Restated Agreement in order to reflect a fee change.
NOW, THEREFORE, for good and adequate consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows:
1. AMENDMENT OF SCHEDULE A. Schedule A of the Amended and Restated Agreement is hereby amended by deleting it in its entirety and replacing it with the Schedule A attached hereto.
2. Except as modified hereby, the Amended and Restated Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first written above.
| AQR CAPITAL MANAGEMENT, LLC | ||
| By: | /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | |
| Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||
| Title: Principal & Chief Legal Officer | ||
| AQR FUNDS | ||
| By: | /s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | |
| Name: ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ||
| Title: Chief Legal Officer and Vice President | ||
SCHEDULE A
TO
SHAREHOLDER SERVICES AGREEMENT
| Fund |
Class |
Maximum Fees For the Services | ||
| AQR Global Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.30% | |||
| Class R6 | 0.20% | |||
| AQR International Equity Fund |
Class Y | None | ||
| Class I | 0.30% | |||
| Class N | 0.30% | |||
| Class R6 | 0.30% |
Dormant Funds
| AQR International Small Cap Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Emerging Markets Fund |
Class Y | None | ||
| Class I | 0.25% | |||
| Class N | 0.25% | |||
| AQR Equity Plus Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Core Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Small Cap Growth Fund |
Class I | 0.30% | ||
| Class N | 0.35% | |||
| AQR Risk-Balanced Commodities Strategy LV Fund |
Class I | 0.25% | ||
| Class N | 0.25% |
January 29, 2016