SECOND AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 99.B(e)(iv)
SECOND AMENDMENT
This Second Amendment (the “Amendment”) to the Underwriting Agreement dated as of May 31, 2017 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of September 29, 2017 (the “Effective Date”).
WHEREAS, Foreside and the Trust (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the addition of one Fund, to correct a scrivener’s error and to reflect a Fund name change; and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A to the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto to reflect the addition of the ▇▇▇▇▇ U.S. Small Company Growth Fund, the removal of the additional entry of the Gotham Short Strategies Fund and the name change of the Lateef Fund to the Lateef Focused Growth Fund.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | |||
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By: |
/s/▇▇▇▇ ▇. ▇▇▇▇▇ |
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By: |
/s/▇▇▇▇ ▇▇▇▇▇▇▇▇▇ |
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▇▇▇▇ ▇. ▇▇▇▇▇ |
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▇▇▇▇ ▇▇▇▇▇▇▇▇▇ |
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President |
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Vice President |
Exhibit A
Arabesque Systematic International Fund
Arabesque Systematic USA Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
▇▇▇▇▇▇▇▇▇ Investment Grade Fixed Income Fund
▇▇▇▇▇▇▇▇▇ Value Fund
Gotham Absolute 500 Core Fund
Gotham Absolute 500 Fund
Gotham Absolute Return Fund
Gotham Defensive Fund
Gotham Defensive Long 500 Fund
Gotham Enhanced 500 Core Fund
Gotham Enhanced 500 Fund
Gotham Enhanced Return Fund
Gotham Enhanced S&P 500 Index Fund
Gotham Hedged Core Fund
Gotham Hedged Plus Fund
Gotham Index Core Fund
Gotham Index Plus Fund
Gotham Institutional Value Fund
Gotham Master Long Fund
Gotham Master Neutral Fund
Gotham Neutral 500 Fund
Gotham Neutral Fund
Gotham Short Strategies Fund
Gotham Total Return Fund
Insight Investment Grade Bond Fund
Lateef Focused Growth Fund
Mount ▇▇▇▇▇ U.S. Focused Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
▇▇▇▇▇ Global Growth Fund
▇▇▇▇▇ Growth Fund
▇▇▇▇▇ International Growth Fund
▇▇▇▇▇ U.S. Small Company Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
SkyBridge Dividend Value Fund
TOBAM Emerging Markets Fund