Amendment No. 10 to Transfer Agent Interactive Client Services Agreement
Amendment No. 10 to Transfer Agent Interactive Client Services Agreement
This Amendment No. 10 dated November 15, 2018 (this “Amendment”) is to the Transfer Agent Interactive Client Services Agreement dated October 13, 2003, as amended, (the “Agreement”) between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Trust, a Massachusetts business trust (the “Trust”).
WHEREAS, ALPS and the Trust wish to amend the Agreement in certain respects as more fully set forth below.
NOW THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:
| 1. | Schedule 1 to the Agreement is replaced in its entirety with the new Schedule 1 attached hereto and incorporated by reference herein. |
| 2. | Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the date first written above.
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ TRUST | ALPS FUND SERVICES, INC. | ||||
| By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇ ▇▇▇▇▇▇ | ||
| Name: | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | Name: | ▇▇▇▇▇ ▇▇▇▇▇▇ | ||
| Title: | Treasurer and Chief Compliance Officer | Title: | Authorized Representative | ||
Schedule 1
(effective as of December 21, 2018)
List of Funds
Blackrock Money Market Portfolio
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Micro Cap Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Small Cap Value Dividend Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Small Cap Growth Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ ▇▇▇▇ Cap Value Dividend Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Mid Cap Value Dividend Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Large Cap Dividend Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Fundamental International Small Cap Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Global Large Cap Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Plus Bond Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Quality High Yield Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Municipal Opportunities Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Colorado Tax Free Fund
▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇▇ Short Term Plus Fund