AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENT

 

AMENDMENT TO THE

THIS AMENDMENT dated as of the 11^th day for October, 2016, to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the "Agreement"), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to amend the series of the Trust to add a fund; and

WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties.

NOW, THEREFORE, the parties agree to amend the Agreement and add the

following series of Series Portfolios Trust:

Exhibit F, the Highmore Managed Volatility Fund is hereby added and

attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.

 

Highmore

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 Exhibit F to the Series Portfolios Trust Fund Accounting Servicing Agreement

Highmore Managed Volatility Fund

Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance

Officer (CCO) Services Fee Schedule at October, 2016

___ basis points on the first $___

___ basis points on the next $___

___ basis points on the balance

Minimum annual fee for first 2 funds:  $___ per fund, thereafter: $___ per fund

§	Advisor Information Source – On-line access to portfolio management and compliance information.

§	Daily Performance Reporting – Daily pre and post-tax fund and/or sub-advisor performance reporting.

§	USBFS Legal Administration (e.g., registration statement update)

§	$___ - Domestic Equities, Options, ADRs, Foreign Equities

§	$___ - Domestic Corporates, Convertibles, Governments, Agencies, Futures, Forwards, Currency Rates, Mortgage Backed

§	$___ - CMOs, Municipal Bonds, Money Market Instruments, Foreign Corporates, Convertibles, Governments, Agencies,  Asset Backed, High Yield

§	$___ - Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps

§	$___ - Bank Loans

§	$___ - Swaptions

§	$___ - Credit Default Swaps

§	$___ per Month Manual Security Pricing (>25per day)

§	$___ per security on the First 100 Securities

§	$___ per security on the Balance of Securities

 

NOTE: Prices above are based on using U.S. Bancorp primary pricing service which may vary by security type and are subject to change.  Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non- standard security type, such as CLOs and CDOs, which may result in additional fees.  All schedules subject to change depending upon the use of unique security type requiring special pricing or accounting arrangements.

 

§	$___ per Foreign Equity Security per Month

§	$___ per Domestic Equity Security per Month

§	$___ per CMOs, Asset Backed, Mortgage Backed Security per Month

§	$___ for the first fund (subject to Board approval)

§	$___ for each additional fund (subject to change based on Board review and approval)

§	$___ per sub-advisor per fund

§	$___ per security per month for fund administrative

Prices above are based on using U.S. Bancorp standard data pricing services and are subject to change.

Exhibit F (continued) to the Series Portfolios Trust Fund Accounting Servicing Agreement

Fund Accounting, Fund Administration & Portfolio Compliance, and Chief Compliance Officer (CCO) Services Fee Schedule (continued) at October, 2016

Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody's, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, ▇▇▇▇▇/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.

Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing, Section 18 compliance testing, Section 15(c) reporting, equity & fixed income attribution reporting, electronic Board book portal (BookMark), and additional services mutually agreed upon.

Fees are calculated pro rata and billed monthly.

Advisor's Signature below acknowledges approval of the Fund Accounting fee schedule on this Exhibit ▇.

▇▇▇▇▇▇▇▇ Group Advisors, LLC

By: /s/▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇

Printed Name and Title: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, Managing Partner    Date: 10-21-16

 

Highmore

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