FIRST AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENT
FIRST AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENT
This first amendment (the “Amendment”) to the WisdomTree Trust Fund of Funds Investment Agreement dated January 19, 2022 (the “Agreement”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”); and GPS FUNDS I, GPS FUNDS II, and SAVOS INVESTMENTS TRUST, on behalf of each of its respective current and future series set forth on Appendix A of the Agreement, severally and not jointly (each, an “Acquiring Fund”), is entered into as of March 3rd, 2022 (the “Effective Date”).
WHEREAS, the Trust and GPS Funds I, GPS Funds II, and Savos Investments Trust (collectively, the “Parties”) desire to amend Appendix A of the Agreement to reflect the addition of a new Fund, as described below; and
WHEREAS, Section 5(b) of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
1.Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2.Exhibit A of the Agreement is hereby deleted and replaced in its entirety with Exhibit A attached hereto to reflect the addition of WisdomTree Battery Value Chain and Innovation Fund.
3.Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
Signature Page Follows
IN WITNESS WHEREOF, the parties have executed this Acquiring Fund Investment Agreement as of the date first set forth above. | ||||||||||||||
| WISDOM Trust | ||||||||||||||
By: | /s/ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ | |||||||||||||
| Name: | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ | |||||||||||||
| Title: | President | |||||||||||||
| GPS Funds I | ||||||||||||||
By: | /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Name: | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Title: | Director, Mutual Fund Operations and Finance | |||||||||||||
| GPS Funds II | ||||||||||||||
By: | /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Name: | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Title: | Director, Mutual Fund Operations and Finance | |||||||||||||
| Savos Investements Trust | ||||||||||||||
By: | /s/ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Name: | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | |||||||||||||
| Title: | Director, Mutual Fund Operations and Finance | |||||||||||||
APPENDIX A
List of Funds to which the Agreement Applies
| Acquiring Funds | ||
GPS Funds I GuideMark Large Cap Core Fund GuideMark Emerging Markets Fund GuideMark Small/Mid Cap Core Fund GuideMark World ex-US Fund GuideMark Core Fixed Income Fund | ||
GuidePath Growth Allocation Fund GuidePath Conservative Allocation Fund GuidePath Tactical Allocation Fund GuidePath Absolute Return Allocation Fund GuidePath Multi-Asset Income Allocation Fund GuidePath Flexible Income Allocation Fund GuidePath Conservative Income Fund GuidePath Income Fund GuidePath Growth and Income Fund | ||
Savos Investments Trust Savos Dynamic Hedging Fund | ||
Acquired Funds Wisdom ETFs | ||||||||
| DOMESTIC EQUITY ETFs | ||||||||
| U.S. LargeCap | EPS | 0.08 | ||||||
| U.S. Quality Dividend Growth | DGRW | 0.28 | ||||||
| U.S. Multifactor | USMF | 0.28 | ||||||
| Mid & Small Cap | Ticker | Exp. Ratio % | ||||||
| U.S. MidCap | EZM | 0.38 | ||||||
| U.S. SmallCap | EES | 0.38 | ||||||
| U.S. SmallCap Quality Dividend Growth | DGRS | 0.38 | ||||||
VALUE Large Cap | Ticker | Exp. Ratio % | ||||||
| U.S. LargeCap Dividend | DLN | 0.28 | ||||||
| U.S. Total Dividend | DTD | 0.28 | ||||||
| U.S. High Dividend | DHS | 0.38 | ||||||
| U.S. AI Enhanced Value | AIVL | 0.38 | ||||||
| U.S. Value | WTV | 0.12 | ||||||
| Mid & Small Cap | Ticker | Exp. Ratio % | ||||||||||||
| U.S. MidCap Dividend | DON | 0.38 | ||||||||||||
| U.S. SmallCap Dividend | DES | 0.38 | ||||||||||||
| GROWTH | ||||||||||||||
| Large Cap | Ticker | Exp. Ratio % | ||||||||||||
| Growth Leaders | PLAT | 0.20 | ||||||||||||
| U.S. Growth & Momentum | WGRO | 0.55 | ||||||||||||
EMERGING MARKETS EQUITY ETFs | ||||||||||||||
| Emerging Markets | Ticker | Exp. Ratio % | ||||||||||||
| Emerging Markets High Dividend | DEM | 0.63 | ||||||||||||
| Emerging Markets Quality Dividend Growth | DGRE | 0.32 | ||||||||||||
| Emerging Markets Multifactor | EMMF | 0.48 | ||||||||||||
| Emerging Markets SmallCap Dividend | DGS | 0.58 | ||||||||||||
| Regional/Single Country | Ticker | Exp. Ratio % | ||||||||||||
| India Earnings | EPI | 0.84 | ||||||||||||
| INTERNATIONAL EQUTIY ETFs | ||||||||
International | Ticker | Exp. Ratio % | ||||||
| International Equity | DWM | 0.48 | ||||||
| International Multifactor | DWMF | 0.38 | ||||||
| Dynamic Currency Hedged International Equity | DDWM | 0.40 | ||||||
| International LargeCap Dividend | DOL | 0.48 | ||||||
| International AI Enhanced Value | AIVI | 0.58 | ||||||
| International High Dividend | DTH | 0.58 | ||||||
| International Hedged Quality Dividend Growth | IHDG | 0.58 | ||||||
| International Quality Dividend Growth | IQDG | 0.42 | ||||||
| International Mid & Small Cap | Ticker | Exp. Ratio % | ||||||
| International SmallCap Dividend | DLS | 0.58 | ||||||
| Dynamic Currency Hedged International SmallCap Equity | DDLS | 0.48 | ||||||
| International MidCap Dividend | DIM | 0.58 | ||||||
Global | Ticker | Exp. Ratio % | ||||||
| Global ex-U.S. Quality Dividend Growth | DNL | 0.42 | ||||||
| Global High Dividend | DEW | 0.58 | ||||||
| Global ex-U.S. Real Estate | DRW | 0.58 | ||||||
| Regional/Single Country | Ticker | Exp. Ratio % | ||||||
| Japan Hedged Equity | DXJ | 0.48 | ||||||
| Europe Hedged Equity | HEDJ | 0.58 | ||||||
| Europe Quality Dividend Growth | EUDG | 0.58 | ||||||
| Germany Hedged Equity | DXGE | 0.48 | ||||||
| Regional/Single Country Small Cap | Ticker | Exp. Ratio % | ||||||
| Japan SmallCap Dividend | DFJ | 0.58 | ||||||
| Japan Hedged SmallCap Equity | DXJS | 0.58 | ||||||
| Europe SmallCap Dividend | DFE | 0.58 | ||||||
| Europe Hedged SmallCap Equity | EUSC | 0.58 | ||||||
| ESG ETFs | |||||||||||||||||
Ticker | Exp. Ratio % | ||||||||||||||||
| U.S. ESG | RESP | 0.28 | |||||||||||||||
| Emerging Markets ESG | RESE | 0.32 | |||||||||||||||
| International ESG | RESD | 0.30 | |||||||||||||||
| Emerging Markets ex-State-Owned Enterprises | XSOE | 0.32 | |||||||||||||||
| China ex-State-Owned Enterprises | CXSE | 0.32 | |||||||||||||||
| India ex-State-Owned Enterprises | IXSE | 0.58 | |||||||||||||||
FIXED INCOME ETFs | |||||||||||||||||
| Strategic Core | Ticker | Exp. Ratio % | |||||||||||||||
| Yield Enhanced U.S. Aggregate Bond | AGGY | 0.12 | |||||||||||||||
| Yield Enhanced U.S. Short-Term Aggregate Bond | SHAG | 0.12 | |||||||||||||||
| Mortgage Plus Bond | MTGP | 0.45 | |||||||||||||||
| Short Term Government | Ticker | Exp. Ratio % | |||||||||||||||
| Floating Rate Treasury | USFR | 0.15 | |||||||||||||||
| Interest Rate Strategies | Ticker | Exp. Ratio % | |||||||||||||||
| Interest Rate Hedged U.S. Aggregate Bond | AGZD | 0.23 | |||||||||||||||
| Interest Rate Hedged High Yield Bond | HYZD | 0.43 | |||||||||||||||
| Credit | Ticker | Exp. Ratio % | |||||||||||||||
| U.S. Corporate Bond | WFIG | 0.18 | |||||||||||||||
| U.S. Short-Term Corporate Bond | SFIG | 0.18 | |||||||||||||||
| U.S. High Yield Corporate Bond | WFHY | 0.18 | |||||||||||||||
| Emerging Markets | Ticker | Exp. Ratio % | |||||||||||||||
| Emerging Markets Local Debt | ELD | 0.55 | |||||||||||||||
| Emerging Markets Corporate Bond | EMCB | 0.60 | |||||||||||||||
| Currency Strategies | Ticker | Exp. Ratio % | |||||||||||||||
| Emerging Currency Strategy | CEW | 0.55 | |||||||||||||||
| Bloomberg U.S. Dollar Bullish | USDU | 0.51 | |||||||||||||||
| Chinese Yuan Strategy | CYB | 0.45 | |||||||||||||||
ALTERNATIVE ETFs | |||||||||||||||||
| Managed Futures | Ticker | Exp. Ratio % | |||||||||||||||
| Managed Futures Strategy | WTMF | 0.65 | |||||||||||||||
| Option-Based | Ticker | Exp. Ratio % | |||||||||||||||
| CBOE S&P 500 PutWrite Strategy | PUTW | 0.44 | |||||||||||||||
| Commodity | Ticker | Exp. Ratio % | |||||||||||||||
Enhanced Commodity Strategy1 | GCC | 0.55 | |||||||||||||||
Credit | Ticker | Exp. Ratio % | |||||||||||||||
| Alternative Income* | HYIN | 3.20 | |||||||||||||||
1 Prior to 12/21/2020, the ticker symbol GCC was used for an Exchange Traded Commodity Pool trading under a different name and strategy.
| Target Range | Ticker | Exp. Ratio% | ||||||
Target Range CAPITAL EFFICIENT ETFs | GTR | 0.70 | ||||||
Core | Ticker | Exp. Ratio % | ||||||
U.S. Efficient Core2 | NTSX | 0.20 | ||||||
| International Efficient Core | NTSI | 0.26 | ||||||
| Emerging Markets Efficient Core | NTSE | 0.38 | ||||||
Tactical | Ticker | Exp. Ratio % | ||||||
Efficient Gold Plus Gold Miners Strategy MEGATRENDS | GMDN Ticker | 0.45 Exp. Ratio % | ||||||
| Cloud Computing | WCLD | 0.45 | ||||||
| Cybersecurity | WCBR | 0.45 | ||||||
| BioRevolution | WDNA | 0.45 | ||||||
| Artificial Intelligence and Innovation | WTAI | 0.45 | ||||||
| Battery Value Chain and Innovation | WBAT | 0.45 | ||||||
2 Formerly WisdomTree 90/60 U.S. Balanced Fund.
* This Fund operates as a Fund-of-Funds and is not covered under Rule 12d1-4.