ASSIGNMENT OF SELLING AGREEMENTS
EXHIBIT 3.6
ASSIGNMENT OF SELLING AGREEMENTS
This Assignment of Selling Agreements (this “ASSIGNMENT”) is made effective as of the 1 day of April, 2010, by and between Investors Brokerage Services, Inc. (“IBS”) and Synergy Investment Group, LLC (“SYNERGY”).
WHEREAS, IBS and SYNERGY are each registered with the Securities and Exchange Commission as a broker-dealer under the Securities Exchange Act of 1934 and are each member firms of the Financial Industry Regulatory Authority, Inc.;
WHEREAS, IBS and ▇▇▇▇▇▇ Investors Life Insurance Company (“KILICO”) are parties to a Distribution Agreement made on January 31, 1995, and effective on February 1, 1995 (the “Distribution Agreement”), whereunder IBS acts as a principal underwriter of the ▇▇▇▇▇▇▇ DestinationsSM and Farmers VA I variable annuity contracts (the “Contracts”), each of which was issued by KILICO through the KILICO Variable Annuity Separate Account; and
WHEREAS, as principal underwriter of the Contracts, IBS entered into various Selling Group Agreements (each an “AGREEMENT” and, collectively, the “AGREEMENTS”) in substantially the same form as Exhibit A hereto, with the Broker-Dealers listed on Exhibit B hereto, which AGREEMENTS contain the terms and conditions relating to the sale of the Contracts by the Broker-Dealers; and
WHEREAS, IBS and KILICO have terminated or will terminate the Distribution Agreement, by mutual agreement, as it relates to the Contracts;
WHEREAS, IBS desires to assign its rights and responsibilities under the AGREEMENTS with respect to the Contracts to SYNERGY, and SYNERGY wishes to assume those rights and responsibilities;
WHEREAS, KILICO and SYNERGY have entered into a Principal Underwriting Agreement pursuant to which SYNERGY acts as a principal underwriter for the Contracts;
NOW, THEREFORE, IN CONSIDERATION of the promises and the mutual covenants of the parties, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
1. | Except as provided in paragraph 5 hereof, IBS does hereby transfer, assign and convey all of its rights, title and interest in the AGREEMENTS to SYNERGY, and, from and after the effective date of this ASSIGNMENT, SYNERGY hereby agrees to be bound by all the terms of the AGREEMENTS in every way as if it were an original party thereto. |
2. | Except as provided in paragraph 5 hereof, SYNERGY replaces IBS as the principal underwriter for the Contracts from and after the effective date of this ASSIGNMENT. |
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3. | The rates, commissions, terms and conditions of the AGREEMENTS, and any schedules, underwriting guidelines, exhibits, amendments or endorsements thereto, are not changed by this ASSIGNMENT, except as explicitly provided herein. |
4. | Except as provided in paragraph 5 hereof, from and after the effective date of this ASSIGNMENT, SYNERGY shall be obligated under the AGREEMENTS for all matters for which IBS would be obligated in the absence of the assignment and assumption hereunder and shall perform the obligations of IBS that are enumerated under the AGREEMENTS. |
5. | This ASSIGNMENT relates only to the rights, title and interest in the AGREEMENTS that pertain to the Contracts, and does not transfer any rights, title or interest in any other variable annuity contract or variable life insurance policy provided for under the AGREEMENTS. |
6. | IBS shall indemnify, defend, save and hold harmless SYNERGY from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter pre-dating the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
7. | SYNERGY shall indemnify, defend, save and hold harmless IBS from and against any and all liabilities, expenses, costs, damages, taxes, interest, claims, obligations, deficiencies, penalties and/or losses of any nature whatsoever resulting from or arising out of any matter that occurs on or after the effective date of this ASSIGNMENT that IBS would otherwise be indemnified from and against under the AGREEMENTS or any amendments thereto. |
8. | Except as the parties hereto may otherwise agree in writing, within ten (10) business days following the effective date of this ASSIGNMENT, IBS shall deliver to SYNERGY a legible photocopy of each AGREEMENT assigned hereunder. |
9. | Each of IBS and SYNERGY hereby agrees to execute and deliver such documents, and to take such other actions, as may be reasonably requested by the other party hereto in order to evidence or give effect to the transactions contemplated by this ASSIGNMENT. |
10. | No cash, royalty or other consideration shall be payable by any party hereto in connection with the assignment or the performance by any party of its obligations under this ASSIGNMENT. |
11. | This ASSIGNMENT shall inure to the benefit of and be binding upon the respective successors and assigns of IBS and SYNERGY. |
[Signatures on next page]
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IN WITNESS WHEREOF, each of the parties hereto has caused this ASSIGNMENT to be executed by its duly authorized officer on the date set forth below.
INVESTORS BROKERAGE SERVICES, INC. |
SYNERGY INVESTMENT GROUP, LLC | |||||
By: | /S/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ |
By: | /S/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||
Name: | ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ |
Name: | ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇ | |||
Title: | President |
Title: | Manager | |||
Date: | Date: |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit A
Form of Selling Group Agreement
Selling Group Agreement |
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▇▇▇▇▇▇ Investors Life
Insurance Company (KILICO)
Administrative Offices:
▇▇ ▇▇▇ ▇▇▇▇▇
▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇
800/449-0523
THIS AGREEMENT (“Agreement”) is made by and between Investors Brokerage Services, Inc. (“IBS”) Principal underwriter/distributor of variable products issued by ▇▇▇▇▇▇ Investors Life Insurance Company and Broker-Dealer.
RECITALS:
A. | IBS, pursuant to the provisions of Distribution Agreements (“Distribution Agreements”) between it and ▇▇▇▇▇▇ Investors Life Insurance Company (“KILICO”) and between it and Federal ▇▇▇▇▇▇ Life Assurance Company (“FKLA”), acts as the principal underwriter of certain variable annuity contracts and variable life insurance policies (the “variable products” or “Contracts”) issued by KILICO and FKLA. Such Contracts, and the investment options available thereunder, are identified in Schedule 1 to this Agreement at the time that this Agreement is executed, and such other Contracts that may be added to Schedule 1 from time to time in accordance with Section 1.5 of this Agreement. IBS desires that Broker-Dealer distribute such variable products in those states or jurisdictions in which Broker-Dealer, IBS, KILICO, FKLA and the Contracts are appropriately licensed, qualified or approved, and Broker-Dealer desires to sell such Contracts, through its agents in such states or jurisdictions, on the terms and conditions set forth hereinafter. KILICO and FKLA have authorized IBS to enter into separate written agreements with broker-dealers pursuant to which such broker-dealers would be authorized to participate in the distribution of the Contracts and would agree to use their best efforts to solicit applications for the Contracts to the general public. |
B. | KILICO and FKLA, pursuant to General Agent Agreements, have authorized Broker-Dealer or an affiliate to act as a general agent (“General Agent”) for the solicitation of applications for the Contracts and to engage in the distribution activities contemplated by this Agreement and such General Agent Agreements. |
C. | The parties to this Agreement desire that Broker-Dealer be authorized to solicit applications for the sale of the Contracts to the general public subject to the terms and conditions set forth herein. |
NOW, THEREFORE, in consideration of the premises and of the mutual promises and covenants hereinafter set forth, the parties agree as follows:
Section 1: Representations and Warranties; Authorizations
1.1 | Broker-Dealer agrees to use its best efforts on behalf of IBS while performing the functions set forth herein. Broker-Dealer shall be free to exercise its own judgment as to whom to solicit and the time, place, and manner of solicitation. Broker-Dealer shall pay all expenses incurred by it hereunder and shall comply with all applicable federal and state laws, ordinances and regulations relating thereto. |
1.2 | Broker-Dealer is authorized, except as hereinafter specifically provided, to cause its representatives (“Registered Representatives”) to sell such Contracts in the states and jurisdictions in which Broker-Dealer and its Registered Representatives are appropriately licensed, registered or otherwise qualified and in which the Contracts are duly authorized. Broker-Dealer shall not have the authority nor shall it grant such authority to any of its Registered Representatives, on behalf of IBS, and KILICO and/or FKLA: to make, alter or discharge any Contract or other contract entered into pursuant to a Contract; to waive any Contract’s forfeiture provisions; to extend the time of paying any premiums; or to receive any monies or premiums from applicants for or purchasers of the Contracts (except for the sole purpose of forwarding monies or premiums to KILICO or FKLA). IBS, in its sole discretion, may reject any application for a Contract submitted to it by the Broker-Dealer or any of its Registered Representatives. |
1.3 | IBS, subject to the terms and conditions contained herein, hereby authorizes Broker-Dealer as an independent contractor, on a non-exclusive basis, to make sales of such Contracts for which IBS acts as distributor. Broker-Dealer agrees to direct the sales activities of its Registered Representatives and to enforce written supervisory procedures to assure strict compliance with applicable rules and regulations under the Securities Exchange Act of 1934 (“1934 Act”), the National Association of Securities Dealers, Inc. (“NASD”) rules, and other applicable federal and state statutes and regulations. |
1.4 | Nothing herein contained shall constitute Broker-Dealer or any of its Registered Representatives as employees of IBS, KILICO or FKLA in connection with the solicitation of applications for the Contracts. |
1.5 | Schedule 1 to this Agreement may be amended by IBS at its sole discretion from time to time to include other Contracts (or investment options) distributed by IBS pursuant to the Distribution Agreements or other distribution agreements with KILICO and FKLA, or to delete Contracts (or investment options) from the Schedule. The provisions of this Agreement shall be equally applicable to each Contract listed on Schedule 1 unless the context otherwise requires. |
Section 2: Representations and Warranties: Registration, Licensing and Compliance
2.1 | Broker-Dealer represents, warrants and covenants that: |
a. | It is and will remain at all times during the terms of this Agreement a member in good standing of the NASD and a broker-dealer duly registered with the Securities and Exchange Commission (“SEC”) under the 1934 Act and licensed as a broker-dealer in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations under this Agreement. |
b. | It is in compliance, and during the term of this Agreement, will remain in compliance, with all applicable federal and state security laws and regulations and the requirements of the NASD and any applicable securities exchanges of which it is a member. |
c. | It is a corporation organized, existing and in good standing under applicable state law and is qualified to do business as a corporation in those states or jurisdictions where it is or will be doing business. |
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d. | Only Registered Representatives of Broker-Dealer who are agents of KILICO and FKLA, and who are licensed, registered, or otherwise qualified to offer and sell the variable products, may do so under this Agreement and as permitted under the applicable insurance laws of such state or jurisdiction under which the Registered Representatives are authorized to perform their activities. |
e. | It is in compliance with all applicable insurance laws and regulations, including without limitation state insurance laws and regulations imposing insurance licensing requirements. |
f. | It shall carry out its sales and administrative obligations under this Agreement in continued compliance with federal and state laws and regulations, including those governing securities and/or insurance-related activities or transactions, as applicable. |
g. | It has blanket bond insurance coverage. Broker-Dealer has the affirmative duty to maintain its blanket bond insurance coverage. Broker-Dealer will notify IBS immediately in the event a determination is made to cancel, terminate or substantially modify its blanket bond insurance coverage. |
2.2 | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer and sale of the Contracts and will supervise strict compliance with applicable federal and state securities laws and NASD rules. IBS shall have no responsibility in connection with such program of supervision and compliance. |
2.3 | If General Agent is an Affiliate of Broker-Dealer as reflected in Recital B. to this Agreement, then by engaging in the distribution activities contemplated by this Agreement, Broker-Dealer represents and warrants either that: |
a. Broker-Dealer
(i) | Has obtained a letter from the Staff of the SEC advising Broker-Dealer that the Staff will not recommend enforcement action if General Agent is not registered as a broker-dealer with the SEC; or |
(ii) | Is relying upon a no-action letter issued by the Staff of the SEC at the request of a broker-dealer that, also, was a licensed insurance agent engaged in distribution activities similar to those contemplated by this Agreement, and where the Staff did not recommend enforcement action if the insurance agent was not registered as a broker-dealer with the SEC; and |
(iii) | Is complying and will continue to comply with the conditions set forth in such letters at all times while this Agreement is in effect; or |
b. that at the time that this Agreement becomes effective and during the term of this Agreement
(i) | General Agent is wholly-owned by Broker-Dealer or an affiliated person of Broker-Dealer or is wholly-owned by one or more associated persons of Broker-Dealer; |
(ii) | General Agent and its personnel will be “associated persons” of Broker-Dealer within the meaning of Section 3(a)(18) of the 1934 Act; |
(iii) | General Agent will engage in the offer or sale of the Contracts only through persons who are also Registered Representatives of Broker-Dealer; |
(iv) | General Agent will not receive or handle customer funds or securities; |
(v) | Broker-Dealer will be responsible for the training, supervision and control of its Registered Representatives engaged in the offer or sale of the Contracts on behalf of General Agent, as required under the 1934 Act, the NASD rules and other applicable federal and state statutes and regulations, and will also be responsible for the supervision and control of any of its associated persons who are owners, directors, or executive officers of General Agent; |
(vi) | Broker-Dealer will, in the offer and sale of the Contracts by it or General Agent, comply with all applicable requirements of the 1934 Act and the NASD, including the requirement to maintain and preserve books and records under Section 17(a) of the 1934 Act and the rules thereunder; and |
(vii) | Commissions and fees relating to the Contracts will be reflected in the quarterly FOCUS reports and the fee assessment reports filed by Broker-Dealer with the NASD. |
2.4 | Broker-Dealer shall notify IBS and KILICO and FKLA immediately in writing if Broker-Dealer fails to comply with any of the applicable provisions set forth above. |
2.5 | IBS represents and warrants that all Contracts are legally issued, registered and filed as required by applicable federal securities and state insurance laws. |
Section 3: Sales Materials
3.1 | Broker-Dealer shall submit to IBS, for written approval in advance of use, all promotional sales, and advertising material and signs involving the use of IBS’s, KILICO’s and FKLA’s name and/or pertaining to the sale of any Contract. |
3.2 | IBS will file such materials or will cause such materials to be filed with the SEC, the NASD, and with any state securities regulatory authorities, as appropriate. |
Section 4: Compensation
4.1 | Except as otherwise stated herein, Broker-Dealer shall be entitled to commissions with respect to sales of such Contracts it shall make in accordance with the Schedule of Commissions under the General Agent Agreements with KILICO and FKLA. Commissions are payable by KILICO and FKLA through IBS or as otherwise permitted by law or regulations. Any obligation of IBS to pay such commissions will occur only following receipt of such amounts by IBS from KILICO or FKLA. |
Section 5: Term and Exclusivity of Agreement
5.1 | No relationship of principal and agent or partnership or joint venture between the parties hereto is intended to be established and neither party shall hold itself out as the agent, partner or joint venturer of or with the other party in any respect whatsoever. Except for this Agreement and the General Agent Agreement, no other legal relationship is intended between the parties. |
5.2 | This Agreement may be terminated at any time by either party upon thirty (30) days written notice to the other, and may be terminated immediately by IBS for cause. For purposes of this Section, “cause” shall mean failure to return money to clients where appropriate, failure to account for any money received from or on behalf of IBS, any fraud, misrepresentation or dishonesty in any relationship with IBS, its affiliates, or any past, present or proposed client, violation of any federal or state law or regulation, or violation of any of the terms of this Agreement. |
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5.3 | Notice of termination shall be deemed to be given on the day mailed or delivered by hand to an officer of either party. If mailed to IBS, such notice shall be addressed to the principal office of IBS, and if mailed to the Broker-Dealer, shall be addressed to the last known address as shown on the records of IBS. |
Section 6: Complaints and Investigations
6.1 | Broker-Dealer shall cooperate fully in any securities or insurance regulatory investigation or proceeding or judicial proceeding with respect to IBS, KILICO and FKLA, and/or Broker-Dealer and its Registered Representatives or any Affiliate, to the extent that such investigation or proceeding is in connection with the Contracts marketed under this Agreement. |
Section 7: Assignment
7.1 | Broker-Dealer may not assign this Agreement without the prior written approval of IBS. |
7.2 | This Agreement is exclusively for and shall inure to the benefit of the parties hereto, their respective heirs, legal representatives, successors and assigns and shall not be deemed to create any rights for the benefit of third parties. |
Section 8: Confidentiality
8.1 | Each party will keep confidential information it may acquire as a result of this Agreement regarding IBS, its affiliates’ and subsidiaries’ affairs, including any customer list or other propriety information that it may acquire in the performance of this Agreement, and shall not use such customer list or information without the prior written consent of the other party which requirement shall survive the termination of this Agreement. |
Section 9: Modification of Agreement
9.1 | This Agreement supersedes all prior agreements, either oral or written, between the parties relating to the Contracts and, except for any amendment of Schedule 1 pursuant to the terms of Section 1.5 hereof or of the Schedule of Commissions pursuant to the terms of Section 4 hereof, may not be modified in any way unless by written agreement signed by all of the parties. |
Section 10: Indemnification
10.1 | Broker-Dealer shall be responsible and liable for any damages arising out of the acts or omissions of Broker-Dealer, its Registered Representatives, and/or its employees and does hereby agree to indemnify and hold IBS harmless against any loss or expense arising out of any of its Registered Representatives, any Affiliate and/or employees failure to carry out fully and without negligence the duties and responsibilities assigned to it herein. |
10.2 | If any action or proceeding shall be brought against Broker-Dealer relating to a Contract sold pursuant to this Agreement, Broker-Dealer shall give prompt written notice to IBS. |
10.3 | In the event of any dispute with a Contract owner, IBS shall have the right to take such action as IBS may in its sole discretion deem necessary to promptly effect a mitigation of damages or limitation of losses without obtaining the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.4 | IBS shall have the right to settle with any Contract owner engaged in a dispute with IBS or Broker-Dealer without the prior consent of Broker-Dealer and without waiving or electing to relinquish any rights or remedies IBS may have against Broker-Dealer. |
10.5 | The indemnification provisions of this Agreement shall remain operative and in full force and effect, regardless of the termination of this Agreement and shall survive any such termination. |
10.6 | Without limiting the foregoing indemnities, IBS and Broker-Dealer each agree to indemnify and hold harmless the other against any breach of representation, warranty or covenant herein by the indemnifying party. |
Section 11: Right, Remedies, etc. are Cumulative
11.1 | The rights, remedies and obligations contained in this Agreement are cumulative and are in addition to any and all rights, remedies and obligations, at law or in equity, which the parties hereto are entitled to under state and federal laws. Failure of either party to insist upon strict compliance with any of the conditions of this Agreement shall not be construed as a waiver of any of the conditions, but the same shall remain in full force and effect. No waiver of any of the provisions of this Agreement shall be deemed, or shall constitute a waiver of any other provisions, whether or not similar, nor shall any waiver constitute a continuing waiver. |
Section 12: Notices
12.1 | All notices hereunder are to be made in writing and shall be either hand delivered or transmitted by registered or certified United States mail with return receipt requested to the principal office of the party and shall be effective upon delivery, except as otherwise provided in Section 5.2 of this Agreement. |
Section 13: Interpretation, Jurisdiction, etc.
13.1 | This Agreement constitutes the whole agreement between the parties hereto with respect to the subject matter hereof, and supersedes all prior oral or written understandings, agreements or negotiations between the parties with respect to the subject matter hereof. No prior writings by or between the parties hereto with respect to the subject matter hereof shall be used by either party in connection with the interpretation of any provisions of this Agreement. |
13.2 | This Agreement is made in the State of Illinois, and all questions concerning its validity, construction or otherwise shall be determined under the laws of Illinois without giving effect to principles of conflict of laws. |
Section 14: Headings
14.1 | The headings in this Agreement are included for convenience of reference only and in no way define or delineate any of the provisions hereof or otherwise affect their construction or effect. |
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Section 15: Counterparts
15.1 | This Agreement may be executed in two or more counterparts, each of which taken together shall constitute one and the same instrument. |
Section 16: Severability
16.1 | This is a severable Agreement. In the event that any provisions of this Agreement would require a party to take action prohibited by applicable federal or state law or prohibit a party from taking action required by applicable federal or state law, then it is the intention of the parties hereto that such provisions shall be enforced to the extent permitted under the law, and, in any event, that all other provisions of this Agreement shall remain valid and duly enforceable as if the provision at issue had never been a part hereof. |
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the day and year indicated below.
INVESTORS BROKERAGE SERVICES, INC. |
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(Broker/Dealer) |
(Broker/Dealer) | |||
By |
By | |||
Print Name | Print Name | |||
Title | Title | |||
Date | Date | |||
800/▇▇▇-▇▇▇▇ |
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Phone Number | Phone Number | |||
864/▇▇▇-▇▇▇▇ |
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Fax Number | Fax Number |
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ASSIGNMENT OF SELLING AGREEMENTS
Exhibit B
Selling Broker-Dealers
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
1 FINANCIAL MARKETPLACE ▇▇▇ |
▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
1717 BROKERAGE SERVICES INC |
▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ #▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
1ST GLOBAL CAPITAL CORP |
ATTN ▇▇▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇ ▇ ▇▇▇▇▇▇▇ & SONS INC |
ONE N JEFFERSON | MAIL CODE: ▇▇▇▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
AAG SECURITIES/▇▇▇▇▇ ▇▇▇▇▇ |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ABN AMRO FINANCIAL SERV INC |
ATTN ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ | ▇▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||
ACCESS INVESTMENTS INC |
▇▇▇▇ ▇ ▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
ADVANTAGE CAPITAL CORP |
ATTN ▇▇▇▇ ▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
ADVISORY GROUP EQUITY |
▇▇▇ ▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
ALLEGHENY INVESTMENTS LTD |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ALLEGIANT SECURITIES LLC |
▇▇▇ ▇▇ ▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
ALLSTATE FINANCIAL SERVICES |
▇▇▇▇ ▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
AMCORE INSURANCE GROUP INC |
▇▇▇ ▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
AMERICAN CAPITAL CORP |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇, ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
AMERICAN FRONTEER FINANCIAL CORP |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
AMERICAN GENERAL SEC INC |
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
AMERICAN MUNICIPAL SECURITIES INC |
▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇ | ▇▇ ▇▇▇▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
AMERITAS INVESTMENT CORP |
▇▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ FIN SVCS INC |
▇▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇ ▇▇▇ ▇▇▇ | ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ARETE WEALTH MANAGEMENT |
▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
ARQUE CAPITAL LTD |
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇.# ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ARVEST ASSET MANAGEMENT |
ATTN: ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇ ▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
ASCEND FINANCIAL SERVICES, INC |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ASSOCIATED PLANNERS INS SVCS |
▇▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ATLANTIC COAST FINANCIAL |
▇▇▇▇ ▇ ▇▇▇ ▇▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇ & ▇▇▇▇▇, INC |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
AURA FINANCIAL SERVICES INC |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇. ▇▇▇▇, #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
AVALON INVESTMENT & SEC |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
BANKERS & INVESTORS CO |
▇.▇. ▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
BEASONSFIELD FINANCIAL SERVICE |
▇▇▇ ▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
BGS & G INVESTMENT SVCS INC |
▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
BIRCHTREE FINANCIAL SVCS INC |
ATTN ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | P O BOX 119041 | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
BLUE MARBLE FINANCIAL LLC |
▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | #▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
BRECEK & YOUNG ADVISORS |
▇ ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
BROOKSTREET SECURITIES CORP |
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, #▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ ▇▇▇▇▇ & CO INC |
▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇. ▇▇▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇ | ||||||||
▇▇▇▇▇▇ & ASSOCIATES INC |
▇▇▇▇▇ ▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CANTELLA INSURANCE AGENCY INC |
▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
CAPITAL ANALYSTS INC |
THREE RADNOR CORPORATE CENTER |
▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CAPITAL GUARDIAN, LLC |
▇▇▇ ▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CAPITAL SEC INVST CORP |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | |||||||||
CAPITAL SELECT INVESTMENTS |
▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CAPITAL WEST SECURITIES |
▇▇▇ ▇ ▇▇▇▇▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
CAPSTONE INVESTMENTS |
▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇, #▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CARILLON MARKETING AGCY ▇▇ ▇▇ |
▇ ▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CAROLINAS INVESTMENT CONSULTING LLC |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇.; #▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CASCADE INVESTMENT GROUP INC |
▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
CENTAURUS FINANCIAL |
▇▇▇▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CENTENNIAL CAPITAL MANAGEMENT |
▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇. ▇▇, ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CENTENNIAL SECURITIES CO INC |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
CENTURA SECURITIES, INC |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CENTURY SECURITIES ASSOC INC |
▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CFD INVESTMENTS INC |
▇▇▇ ▇ ▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ SECURITIES |
▇▇▇ ▇. ▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CHARTER ONE SECURITIES, INC (F/K/A) INVESTMENT NETWORK INC) |
▇▇▇▇▇ ▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
CHASE INSURANCE AGENCY INC |
▇ ▇ ▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CHOICE INVESTMENT PRODUCTS |
▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ #▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CITY SECURITIES CORP |
▇▇▇ ▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇ #▇▇▇▇ | ATTN PRODUCTS DEPT | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CJM PLANNING CORP |
▇▇-▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | FAIR LAWN | NJ | 7410 | ||||||||
CLEARING SERV OF AMERICA INC |
▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
COMMONWEALTH EQUITY SVCS INC |
▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇ | ME | 4011 | ||||||||
COMMONWEALTH INVESTMENT SERVIC |
▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇, #▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
COMPASS BROKERAGE INC |
▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
COMPULIFE INC |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CONSECO SECURITIES, INC (MDS OF N.J. INSURANCE AGENCY) |
▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇ | |||||||
CONSERVATIVE FINANCIAL SERVICES, INC |
▇▇▇ ▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
CONSUMER CONCEPTS INVESTMENTS |
▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CONTINENTAL INVESTORS SERVICES |
▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ CO INVST SVCS CORP |
▇▇▇▇ ▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CPA ADVISORS NETWORK INC |
▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | |||||||
CROSS INSURANCE INTL GROUP |
C/O SERVICE ASSET MGT CO | ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CROWN CAPITAL SEC/B ▇▇▇▇▇▇ |
▇▇▇ ▇▇▇▇ & ▇▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CUE FINANCIAL GROUP INC |
32▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CUNA MUTUAL INS AGENCY INC |
20▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
CUSO FINANCIAL SERVICES LP |
10▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
CUSO FINANCIAL SERVICES LP |
72▇▇ ▇▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇ ▇ ▇▇▇▇▇▇▇▇ & CO INC |
8 ▇▇▇▇▇ ▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇ ▇▇▇▇▇▇▇▇ INC |
60 ▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇ ▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇ ▇ ▇▇▇▇▇ & CO |
20▇ ▇. ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇ ▇▇▇▇▇▇ ASSOCIATES, INC |
47▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇ ▇▇▇▇▇▇ PEYNOLDS INC (DESTINATIONS LIMITED TO ▇▇▇▇▇ ▇▇▇▇▇▇ JM195, ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇ AND ▇▇▇▇ ▇▇▇▇▇▇▇▇ DR) |
2 ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ |
▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
DELTA TRUST INSURANCE AGENCY INC |
40▇ ▇. ▇▇▇▇▇▇▇ ▇▇▇., ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ FINANCIAL NETWORK |
29▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
DEUTSCHE BANK INS AGENCY INC |
ON▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
DEWAAY FINANCIAL NETWORK, LLC |
13▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇ ▇▇▇▇▇▇▇▇▇ INVESTMENTS INC |
13▇▇ ▇ ▇▇▇▇ ▇▇; # ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ SECURITIES, INC. |
10▇ ▇▇▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ SECURITIES & INVESTMENTS, INC |
22▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
EDI FINANCIAL INC |
12▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇ ▇ ▇▇▇▇▇ & CO |
20▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇ ▇ ▇▇▇▇▇ INVESTMENTS |
33▇▇ ▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇ ▇▇▇▇▇▇ & CO. INC. |
20▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
EMPIRE FINANCIAL GROUP INC |
13▇▇ ▇▇▇▇ ▇▇ ▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
EMPIRE SECURITIES CORP |
10 UNIVERSAL CITY PLAZA | 20TH FL | UN▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
EMPIRE SECURITIES INC OF WA |
22▇ ▇ ▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ENERIC FINANCIAL SERVICES INC |
54 ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
EPLANNING SECURITIES, INC |
65▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇ |
▇▇▇ ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ESSEX NATIONAL SECURITIES INC |
21▇ ▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇ | ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
EVEREN SECURITIES INC |
77 ▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
EXCALIBUR FINANCIAL GROUP |
11▇ ▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇ ▇ | ▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FASCO INTERNATIONAL INC |
20▇▇▇ ▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FECHTOR ▇▇▇▇▇▇▇▇ & CO INC C/O JMC INS SERV CORP |
97▇▇ ▇▇▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FENWICK SECURITIES, INC |
52▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FFP SECURITIES/J ▇▇▇▇▇▇▇ |
15▇▇▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FIFTH THIRD SECURITIES, INC |
71▇▇ ▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FINANCIAL LINKS |
P 0 BOX 99141 | RA▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FINANCIAL NETWORK INVSTMT CORP |
ATTN: COMMISSIONS DEPARTMENT | 27▇▇ ▇▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FINANCIAL SECURITY MANAGEMEBNT INC |
44▇ ▇▇▇▇▇▇ ▇▇., ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FINANCIAL SOLUTIONS INT'L LLC |
11▇▇▇ ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇.; #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FINANCIAL WEST INVST |
45▇▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FINTEGRA, LLC |
ATTN: COMMISSIONS | 61▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FIRM INVESTMENT CORP |
6 ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
FIRST ALLIED SECURITIES INC |
69▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FIRST ▇▇▇▇▇▇ SECURITIES CORP |
50 ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
FIRST FINANCIAL EQUITY CORPORATION |
73▇▇ ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FIRST FINANCIAL INVESTMENTS IN |
12▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FIRST HEARTLAND CAPITAL |
ONE MID RI▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇, ▇▇▇ ▇▇▇ |
▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FIRST MIAMI SECURITIES, INC |
30▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FIRST MONTAUK SECURITIES CORP |
32▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ ▇09 OFFICE CENTER |
RED BANK | NJ | 7701 | |||||||
FIRST SECURITY INVESTMENTS INC |
30▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FIRST WALL STREET CORP |
12▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FISERV INVESTOR SERVICES INC |
ONE COMMERCE SQUARE | 20▇▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FOCUSED INVESTMENTS LLC |
30▇ ▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FOOTHILL SECURITIES INC |
16▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FORTUNE FINANCIAL SERVICES INC |
10▇▇ ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FOX & COMPANY INVESTMENTS |
50▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇.# ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
FREEDOM FINANCIAL INC |
17500 BLONDO | ST▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FREESTONE SECURITIES LLC |
11▇▇ ▇▇▇▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
FSC SECURITIES CORP |
P O BOX 101092 | ATTN: LICENSING DEPARTMENT |
AT▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
GARDNYR ▇▇▇▇▇▇▇ CAPITAL INC |
50▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
GATEWAY INVESTMENT SERVICES |
45▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇. | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
GENEVA SECURITIES INC |
15▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇, ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇ EADLE ADVISORS LLC |
200 AMERICAN METRO BLVD | SUITE 114 | HAMILTON | NJ | 8619 |
KILICO |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
GMR & CO SECURITIES LLC |
11▇▇ ▇▇ ▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ INC |
41▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
GOLD CAPITAL MANAGEMENT INC |
10▇▇▇ ▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
GREENBRIER DIVERSIFIED, INC |
84▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇., #▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
GRUNTAL & CO |
77 ▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇ ▇▇▇▇▇ FINANCIAL/▇▇▇▇ ▇▇▇▇ |
50▇▇ ▇ ▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
GWR INVESTMENTS INC |
13▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
H ▇▇▇▇, INC (▇▇▇▇▇ & WHITE FOR BUSINESS IN TEXAS) |
11▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
H D VEST INVESTMNET SEC INC |
ATTN: COMMISSIONS DEPT | P O BOX 140636 | IR▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇ ASSOCIATES INC |
11▇▇ ▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇ FINANCIAL CORPORATION |
17▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
HARBOUR INVESTMENTS INC |
ON▇ ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ ▇▇▇▇ & ▇▇▇▇▇▇▇▇ INC |
ATTN:▇▇▇▇▇ ▇▇▇▇ | 55▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
HARVEST CAPITAL LLC |
53▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
HEARTLAND INVESTMENT ASSOC INC |
P.▇. ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
HIBERNIA INVESTMENT SECURITIES, INC |
31▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇. | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
HIGH ▇▇▇▇ SECURITIES INC |
PO ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇ SECURITIES INC |
49▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇ ▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ & KENT INC |
60▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇ & ASSOCIATES INC |
63▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
HUNTLEIGH SECURITIES CORP |
10▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
IFG NETWORK SEC |
34▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇. ▇▇, ▇▇▇▇▇ ▇▇▇▇ |
▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
IMS AGENCY INC |
WEST 8 TOWER | 10▇▇▇ ▇▇▇▇▇▇▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
INDIANAPOLIS SECURITIES INC |
47▇▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INSTITUTIONAL CAPITAL MANAGEMENT INC |
25▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
INSTITUTIONAL SECURITIES CORP |
28▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INTEGRATED TRADING & INVESTMENTS INC |
95▇▇ ▇▇▇▇▇▇▇▇ ▇▇., ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INTERCAROLINA FINANCIAL SERVIC |
33▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇ | ▇▇▇▇▇ | ||||||||
INTERSECURITIES INC |
P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INTERVEST INT'L EQUITIES CORP |
19▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INTRUST FINANCIAL SERVICES INC |
10▇ ▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INVEST FINANCIAL CORP |
27▇▇ ▇ ▇▇▇▇▇ ▇▇ ▇▇, ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INVESTACORP |
15▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INVESTMENT PLANNERS INC |
20▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
INVESTMENT PROFESSIONALS INC |
16▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
INVESTORS CAPITAL CORP |
230 BROADWAY EAST #203 | LYNNFIELD | MA | 1940 | ||||||||
INVESTORS SEC CO |
11▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ISG EQUITY SALES CORPORATION |
72▇▇ ▇ ▇▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
J ALDEN ASSOCIATES INC |
26▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇ ▇▇▇▇▇▇▇ AGENCY INC |
4 GATEHALL DRIVE | PARSIPPANY | NJ | 7054 | ||||||||
JEFFERSON PILOT SEC CORP |
ONE GRANITE PLACE | CONCORD | NH | 3301 | ||||||||
JJB ▇▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇ INC |
P ▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ & CO SECURITIES INC |
22▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
KESCO SECURITIES CORP |
38 ▇▇▇▇▇▇▇ ▇▇▇ #▇ | ▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ |
10▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
KO SECURITIES INC |
24▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ SECURITIES INC |
64▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇ FINANCIAL SERVICES INC |
18▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
LAND OAK SECURITIES, LLC |
10▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LASALLE STREET SEC LLC |
81▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LEGACY FINANCIAL SERVICES |
20▇▇ ▇▇▇▇▇▇ ▇▇▇ | ▇ ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
LIBERTY GROUP LLC |
39▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LIBERTY SECURITIES CORP |
60▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
LIFEMARK SECURITIES CORP |
40 ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LIGHTHOUSE CAPITAL CORP |
65▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ #▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LINCOLN FINANCIAL ADVISORS |
SECURITIES COMPENSATION 3R13 | 13▇▇ ▇ ▇▇▇▇▇▇▇ ▇▇ ▇▇- ▇▇ |
▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
LINCOLN INVESTMENT PLANNING |
21▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LINSCO PRIVATE LEDGER FINANCIAL SERVICES |
59▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LIVADA SECURITIES INC |
17▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
LOMBARD SECURITIES INC |
18▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LPA INS AGENCY INC (FORMERLY KNOWN AS SELECT CAPITAL CO) |
17▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇.#▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
LSY INC |
DBA AMERICAN INVESTORS COMPANY |
P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
M & I BROKERAGE SERVICES INC |
77▇ ▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
M HOLDINGS SECURITIES INC |
11▇▇ ▇▇ ▇▇▇▇▇ ▇▇ # ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇ ▇ ▇▇▇▇▇ & CO INC |
83▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MAIN STREET MANAGEMENT CO ATTN: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ |
924-926 N MAIN ST | WALLINGFORD | CT | 64▇▇ | ||||||||
▇▇▇▇ ▇▇▇▇▇▇ ▇ECURITIES |
14▇▇ ▇▇▇▇ ▇▇ | ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
▇▇▇▇▇▇ ▇▇▇▇ SECURITIES CORP |
40▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MARQUIS FINANCIAL SERVICES OF |
22▇ ▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
MCDONALD INVESTMENTS INC ATTN ANNUITY DEPT |
49▇▇ ▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MEDALLION EQUITIES, INC. |
94▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MEDALLION INVESTMENT SERVICES, |
81▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇, #▇▇ | ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MESIROW FINANCIAL INC |
35▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
METLIFE GENERAL INSURANCE AGENCY INC |
485 E HWY ONE, THIRD FL | ISELIN | NJ | 8830 | ||||||||
METROPOLITAN INVESTMENT SEC |
60▇ ▇ ▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MICHIGAN SECURITIES INC |
21▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇; ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MIDWEST CAPITAL MANAGEMENT |
P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
MIDWESTERN SECURITIES TRADING |
235 ▇▇▇▇▇▇▇ STREET | P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ |
60 ▇. ▇▇▇ ▇▇. ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MML INVESTORS SERVICES INC ATTN ▇▇▇▇ ▇ ▇▇▇▇▇▇▇ |
78▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MONEY CONCEPTS CAPITAL CORP |
11▇▇▇ ▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | ||||||||
MONEY MANAGEMENT ADVISORY, INC |
10▇ ▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MONY SECURITIES CORP |
12▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇ ▇▇-▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
MOORS & CABOR INC |
111 DEVONSHIRE STREET | BOSTON | MA | 2109 | ||||||||
▇▇▇▇▇▇ ▇▇▇▇▇▇ & CO INC |
ANNUITY COMMISSIONS | 50 ▇ ▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇▇ |
▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
MTL EQUITY PRODUCTS, INC |
12▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MULTI FINANCIAL SE▇ ▇▇▇▇ |
▇ ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MUTUAL SECURITIES |
28▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
MWA FINANCIAL SERVICES INC |
17▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ & ▇▇▇▇▇ SECURITIES INC |
11▇▇ ▇▇▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NATIONAL PLANNING CORP |
40▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NATIONAL SECURITIES CORP |
10▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
NATIONS FINANCIAL GROUP INC |
4000 RIVER RIDGE DRIVE NE | PO ▇▇▇ ▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
NBC SECURITIES INC |
19▇▇ ▇▇▇▇▇ ▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ INVST BRKG SVC INC |
42▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NFP SECURITIES INC |
12▇▇ ▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇ ▇ #▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
NORTH COAST SECURITIES CORP |
59▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
NORTH RIDGE SECURITIES CORP |
18▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NORTHERN CAPITAL INSURANCE BRO |
300 BRICKSTONE SQ | ANDOVER | MA | 1810 | ||||||||
NORTHWESTERN MUTUAL INVESTMENT |
72▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NRP FINANCIAL INC. |
20▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
NYLINK INSURANCE AGENCY INC C/O ▇▇▇▇▇ ▇▇▇▇▇▇ |
33▇ ▇▇▇▇▇▇▇ ▇▇▇ #▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
OAK BROOK SECURITIES CORP |
P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
OBERLIN FINANCIAL CORP |
20▇ ▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
OBERWEISNET INC |
95▇ ▇▇▇ ▇▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
OFG FINANCIAL SERVICES INC |
#2 ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇ SEC ADVISORS CORP |
14▇▇ ▇ ▇▇▇▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
OLDE ECONOMIE RISK MANAGEMENT |
11 ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇▇▇▇▇ & CO INC |
20▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PACIFIC WEST SECURITIES INC |
P ▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PACKERLAND BROKERAGE SERVICES |
43▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PACVEST ASSOCIATES INC |
17 ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
PARK AVENUE SECURITIES |
7 ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇-▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ ▇▇▇▇▇▇ INC |
60▇ ▇▇▇▇▇ ▇▇ #▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PARTNERS INVESTMENT NETWORK |
60▇ ▇ ▇▇▇▇▇▇▇▇▇ #▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ INVESTMENT CO INC |
81▇ ▇▇ ▇▇▇▇▇ ▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PEB FINANCIAL GROUP INC |
ATTN: ▇▇▇▇▇▇▇ ▇'▇▇▇▇▇▇ | 20 ▇. ▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ |
▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PENSION PLANNERS SECURITIES |
ATTN: COMMISSIONS DEPARTMENT |
97▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇ #▇▇▇ |
▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PEREGRINE FINANCIALS & SEC INC |
19▇ ▇ ▇▇▇▇▇▇▇ ▇▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PFIC SECURITIES CORPORATION |
C/O INVEST FINANCIAL CORP | 87▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇ #▇▇▇ |
▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇▇ FINANCIAL SERVICES, INC. |
27▇▇ ▇▇▇-▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PHSG AGENCY LLC |
29▇▇ ▇ ▇▇▇▇ ▇▇▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PLAN MEMBER SECURITIES INC |
61▇▇ ▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PLANNED INVESTMENT CO INC |
92▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PLANNING CORP OF AMERICA |
88▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇ | ▇▇. ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PMG CAPITAL CORP |
FO▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇ ▇▇▇▇▇▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
PMK SECURITIES & RESEARCH INC |
31▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PRESIDENTIAL BROKERAGE INC |
54▇▇ ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PRIM SECURITIES INCORPORATED |
20▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PRIME CAPITAL SERVICES |
11 ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PRIMESOLUTIONS SECURITIES INC |
17▇▇▇ ▇ ▇▇▇▇▇ ▇▇ | #▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PRIMEVEST FINANCIAL SVCS INC |
40▇ ▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ #▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
PRIVATE CONSULTING GROUP INC |
46▇▇ ▇▇ ▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PROACTIVE FINANCIAL SVCS INC |
21 ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇ ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
PROEQUITIES INC |
28▇▇ ▇▇▇▇▇▇▇ #▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PROFESSIONAL B/D FIN PLANNING |
11▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
PROVIDENT SEC & INV CO (F/K/A TOWER AGENCY INC) |
1 ▇ ▇▇▇ ▇▇. | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
QA3 FINANCIAL CORP |
ON▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
QUESTAR AGENCY INC |
57▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
RDM INVESTMENT SERVICES INC. |
15▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
RE-DIRECT SECURITIES CORP |
72▇ ▇ ▇▇▇▇▇▇▇ | ▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
RESOURCE HORIZONS GROUP LLC |
13▇▇ ▇▇▇▇▇▇ ▇▇. ▇▇▇. ▇▇-▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
RICE ▇▇▇▇▇▇ CAPITAL INC |
25▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇ ▇▇▇▇▇ & CO, INC |
70▇ ▇▇ ▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ ▇ ▇▇▇▇▇▇ & CO INC |
22▇ ▇. ▇▇▇▇ ▇▇. | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇ ▇ ▇▇▇▇▇ & COMPANY |
ATTN ANNUITIES DEPARTMENT | 77▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇ INS AGENCY OF MI (▇▇▇▇▇ & CO) |
ON▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ROUND HILL SEC INC |
40▇ ▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
ROYAL ALLIANCE ASSOCIATES INC |
ON▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
RTA INVESTMENTS COMPANY |
8 ▇ ▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
RUSHMORE SECURITIES |
50▇▇ ▇▇▇▇▇▇ ▇▇ #▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇ FINANCIAL SERVICES INC |
80▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇-▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SALYN SECURITIES, INC |
PO ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ INC |
C/O HWG INSURANCE AGENCY INC |
60▇ ▇▇▇▇▇▇ #▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SCF SECURITIES INC |
15▇ ▇ ▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇ & ▇▇▇▇▇▇ INC |
18▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ ▇., #▇▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SECURITIES AMERICA INC |
ATTN: ACCOUNTING | 71▇▇ ▇ ▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ |
▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SEVILLE CAPITAL INC |
30▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SIGNAL SECURITIES INC |
70▇ ▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SII INVESTMENTS INC |
ATTN:COMMISSION PROCESSING |
P ▇ ▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SOUTHERN FINANCIAL GROUP |
P ▇ ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SOUTHTRUST SECURITIES INC |
11▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SOUTHWEST SECURITIES INC |
12▇▇ ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SPECTRUM FINANCIAL SERVICES INC |
10▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇, ▇▇▇ ▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SPECTRUM INVESTMENT SERVICES |
41▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
STANFORD GROUP COMPANY |
ATTN:COMMISSION DEPARTMENT |
50▇▇ ▇▇▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇▇ INC |
11▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
STERLING FINANCIAL INVESTMENT GROUP |
22▇ ▇▇ ▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
STERNE AGEE & ▇▇▇▇▇ INC |
ATTN: COMMISSIONS CASHIER | 81▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ |
▇▇▇▇▇ ▇▇▇▇ |
▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||
SUMMIT BROKERAGE SERVICES |
98▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇ #▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
SUNBELT SECURITIES INC |
50▇▇ ▇▇▇▇▇▇▇▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SUNSET FINANCIAL |
35▇▇ ▇▇▇▇▇▇▇▇ | ▇ ▇ ▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
SUNSET FINANCIAL SERVICES INC |
35▇▇ ▇▇▇▇▇▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
T.H.E. FINANCIAL GROUP, LTD |
5 ▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TECKMEYER FINANCIAL SERVICES LLC |
11▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TEJAS SECURITIES GROUP INSURAN |
27▇▇ ▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TFS SECURITIES, INC |
43▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
THE ADVISORS GROUP INC |
73▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
THE GMS GROUP LLC |
5 ▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | |||||||
THE INVESTMENT CENTER |
10▇▇ ▇▇▇▇▇▇▇ ▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
THE LEADERS GROUP, INC |
26 ▇▇▇▇ ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, #▇▇▇ |
▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
THE ON EQUITY SALES COMPANY |
ON▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
THOROUGHBRED FINANCIAL SERVICES |
50▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇▇ & COMPANY |
12▇▇ ▇ ▇ ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
TITAN SECURITIES |
13▇▇▇ ▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
TITAN VALUE EQUITIES GRP |
80▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TOWER EQUITIES INSURANCE AGENC |
81▇▇ ▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TOWER SQUARE SECURITIES INC |
30▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
TRADESTAR INVST INC |
55▇▇ ▇▇▇ ▇▇▇▇▇▇ #▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TRANSAM SECURITIES, INC |
2180 SR 43▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
TRANSAMERICA ▇▇▇▇▇ RESOURCES |
11▇▇ ▇ ▇▇▇▇▇ ▇▇ ▇-▇▇▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TRIAD ADVISORS |
35▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
TRICOR FINANCIAL, LLC |
72▇▇ ▇. ▇▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
TRUSTFIRST INC |
10▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
TRUSTMARK INVESTMENTS INC |
INSURANCE SERVICES | 25▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
UNITED PLANNERS FIN SERVICES |
73▇▇ ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ #▇▇▇ |
▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
UNITED SECURITIES |
77▇▇ ▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇ ▇▇-▇ | ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ |
▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇ ▇INANCIAL SECURITIES CORP |
USA FINANCIAL CENTER | 60▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ |
▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
USALLIANZ SECURITIES |
ATTN ▇▇▇▇▇ ▇ ▇▇▇▇▇▇▇▇ | 52▇▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
UVEST FINANCIAL SERVICES GROUP |
20▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇ ▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
VALMARK SECURITIES INC |
36▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, #▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |
KILICO DESTINATIONS |
ADDRESS LINE 1 | ADDRESS LINE 2 | ADDRESS LINE 3 | CITY | ST | ZIP CODE | ||||||
VERITRUST FINANCIAL LLC |
90▇▇ ▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
VISION INVESTMENT SERVICES, INC |
12▇▇ ▇. ▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
VSR FINANCIAL SERVICES INC |
86▇▇ ▇ ▇▇▇▇▇ ▇▇▇▇▇▇ #▇▇▇ | ▇▇▇▇▇▇▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇.▇. ▇▇▇▇▇ SECURITIES INC |
77▇▇ ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WACHOVIA SECURITIES (F/K/A FUSI INSURANCE/FIRST UNION) |
10700 WHEAT FI▇▇▇ ▇▇▇▇▇ | ▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WACHOVIA SECURITIES LLC |
WACHOVIA RETIREMENT & INVEST | 40▇ ▇ ▇▇▇▇▇ ▇▇-▇▇▇▇▇▇ | ▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WALL STREET FINANCIAL GROUP |
25▇ ▇▇▇▇▇▇▇▇▇ ▇▇ | ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WALNUT STREET SECURITIES INC |
30▇ ▇▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇▇▇ & ASSOCIATES |
61▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WATERFORD INVESTOR SERVICES, INC |
12▇▇ ▇ ▇▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇ ▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WEDBUSH ▇▇▇▇▇▇ SECURITIES INC |
10▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇ #▇▇▇ ▇▇▇ ▇▇▇▇▇ |
▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WESTAMERICA INVESTMENT GRP INC |
42▇▇ ▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ | #▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WESTMINSTER FINANCIAL SERVICES, INC |
86▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WFG STRATEGIC ALLIANCE INC |
12▇▇▇ ▇▇▇▇▇ ▇▇ | ▇▇▇ ▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WFP SECURITIES CORPORATION |
51▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇ | ▇▇▇▇ | ▇▇▇ ▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
▇▇▇▇▇▇▇ ▇ ▇▇▇▇▇ & CO |
10▇ ▇▇ ▇▇▇ ▇ | ▇▇▇▇▇ ▇▇▇ | ▇▇ ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | |||||||
WOODBURY FINANCIAL SERVICES |
PO ▇▇▇ ▇▇▇▇▇ | ▇▇ ▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
▇▇▇▇▇▇▇ SECURITIES CORPORATION |
65▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇ | ▇▇▇▇ ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WORLD CHOICE SECURITIES INC |
14▇▇ ▇▇▇▇▇ ▇▇▇▇▇ | ▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WORLD SECURITIES INC |
51▇ ▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WRP INVESTMENTS |
44▇▇ ▇▇▇▇▇▇▇ ▇▇▇ | ▇▇▇▇▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ | ||||||||
WYOMING FINANCIAL SEC INC |
40▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ | ▇▇▇▇▇▇ | ▇▇ | ▇▇▇▇▇ |