AMENDMENT NO. 6 TO THE MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1)(vii)
AMENDMENT NO. 6
TO THE
MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 6 to the Mutual Funds Service Agreement dated as of May 1, 2013 between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC (“FMG LLC”), a Delaware limited liability company (“FMG LLC” or “Administrator”) (“Amendment No. 6”).
The Trust and FMG LLC agree to modify the Mutual Funds Service Agreement dated as of May 1, 2011, as amended, (“Agreement”) as follows:
| 1. | Removed Portfolio: All references to EQ/International Small Cap PLUS Portfolio are hereby deleted in their entirety from the Agreement. |
| 2. | Name Change: The names of EQ/AllianceBernstein Short-Term Government Bond Portfolio and EQ/PIMCO Real Return Portfolio are changed to EQ/AllianceBernstein Short Duration Government Bond Portfolio and EQ/PIMCO Global Real Return Portfolio, respectively; and |
| 3. | Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 6 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||||
| By: |
/s/ ▇▇▇▇▇ ▇▇▇▇▇ |
By: | /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ |
|||||||
| ▇▇▇▇▇ ▇▇▇▇▇ Chief Financial Officer and Treasurer |
▇▇▇▇▇▇ ▇. ▇▇▇▇▇ Chairman, Chief Executive Officer and President |
|||||||||
SCHEDULE A
AMENDMENT NO. 6
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
| Single-Advised Portfolios | ||
| 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Portfolios) plus $30,000 per Portfolio | ||
| EQ/AllianceBernstein Short-Term Bond EQ/AllianceBernstein Short Duration Government Bond EQ/BlackRock Basic Value Equity EQ/Boston Advisors Equity Income EQ/▇▇▇▇▇▇▇ Socially Responsible EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/▇▇▇▇▇ New York Venture EQ/Equity 500 Index EQ/GAMCO Mergers and Acquisitions EQ/GAMCO Small Company Value EQ/International Equity Index EQ/International ETF EQ/Intermediate Government Bond |
EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/Lord ▇▇▇▇▇▇ Large Cap Core EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Montag & ▇▇▇▇▇▇▇▇ Growth EQ/▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Mid Cap Growth EQ/▇▇▇▇▇▇▇▇▇▇▇ Global EQ/PIMCO Global Real Return Portfolio EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/▇. ▇▇▇▇ Price Growth Stock EQ/UBS Growth and Income EQ/▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ EQ/▇▇▇▇▇ Fargo Omega Growth | |
| Hybrid Portfolios* | ||
| 0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 per Portfolio, plus $32,500 for each allocated portion of a Portfolio for which separate custodial services are provided | ||
| EQ/AllianceBernstein Small Cap Growth EQ/Franklin Core Balanced EQ/Mutual Large Cap Equity EQ/AXA Franklin Small Cap Value Core EQ/▇▇▇▇▇▇▇▇▇ Global Equity EQ/Emerging Markets Equity PLUS EQ/Equity Growth PLUS EQ/Global Bond PLUS** EQ/Global Multi-Sector Equity EQ/High Yield Bond |
EQ/International Core PLUS EQ/Large Cap Core PLUS EQ/Large Cap Growth PLUS EQ/Large Cap Value PLUS EQ/Mid Cap Value PLUS EQ/Natural Resources PLUS EQ/Quality Bond PLUS** EQ/Real Estate PLUS | |
| ATM Portfolios* | ||
| 0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the next $5 billion, and 0.100% thereafter (based on aggregate average daily net assets of the Portfolios), plus $32,500 per Portfolio, plus $32,500 for each allocated portion of a Portfolio for which separate custodial services are provided | ||
| ATM International Portfolio ATM Large Cap Portfolio ATM Mid Cap Portfolio ATM Small Cap Portfolio |
AXA Tactical Manager 2000 Portfolio AXA Tactical Manager 400 Portfolio AXA Tactical Manager 500 Portfolio AXA Tactical Manager International Portfolio EQ/AllianceBernstein Dynamic Wealth Strategies | |
| Allocation Portfolios (Funds-of-Funds)* | ||
| 0.15% of the average daily net assets of each Portfolio for the first $15 billion; 0.125% of the next $5 billion, and 0.100% thereafter (per Portfolio basis), plus $32,500 per Portfolio (calculated in a per Portfolio basis) | ||
| All Asset Moderate Growth-Alt 15 All Asset Growth-Alt 20 All Asset Aggressive-Alt 25 AXA Aggressive Strategy AXA Balanced Strategy AXA Ultra Conservative Strategy AXA Conservative Strategy AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy EQ/Franklin ▇▇▇▇▇▇▇▇▇ Allocation | ||
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
| ** | Exchange-traded fund (ETF) allocated portion approved but not operational. |