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Exhibit 99-9(a)(6)
LETTER AGREEMENT
AND
AMENDED SCHEDULE A
▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Management Company
▇▇▇ ▇ ▇▇▇▇▇▇
▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇
Dear Sirs:
Pursuant to Sections 25 and 26 of the Transfer and Dividend Disbursing Agency
Agreement between ▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Company (the "Investment Company")
and ▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Management Company, dated April 1, 1988, the
Investment Company advises you that it is creating five new Investment Company
Funds named Aggressive Strategy Fund, Balanced Strategy Fund, Moderate Strategy
Fund, Conservative Strategy Fund and Equity Balanced Strategy Fund ("New
Funds"), each of which will comprise three Classes of Shares, Class S, Class D
and Class E (each, a "Class") and that the Investment Company desires ▇▇▇▇▇
▇▇▇▇▇▇▇ Investment Management Company to serve as the Transfer and Dividend
Disbursing Agent with respect to each Class of each of the New Funds pursuant to
the terms and conditions of the Transfer and Dividend Disbursing Agency
Agreement. The Investment Company also desires to amend Schedule A of the
Transfer and Dividend Disbursing Agency Agreement to add each Class of the New
Funds. The fees to be charged by the Transfer and Dividend Disbursing Agent to
each New Fund in return for its services are the same as those set forth in the
Transfer and Dividend Disbursing Agency Agreement.
Please indicate your acceptance to act as Transfer and Dividend Disbursing Agent
with respect to each Class of shares of the New Funds and of the amendment of
Schedule A by executing the acceptance copy of this letter agreement and
returning it to the undersigned.
Sincerely,
▇▇▇▇▇ ▇▇▇▇▇▇▇ INVESTMENT COMPANY
By: ▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
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▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
President
Accepted this 5th day of November, 1996.
▇▇▇▇▇ ▇▇▇▇▇▇▇ INVESTMENT MANAGEMENT COMPANY
By: ▇▇▇▇ ▇. ▇▇▇▇▇▇▇
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▇▇▇▇ ▇. ▇▇▇▇▇▇▇
President
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AMENDED
SCHEDULE A
▇▇▇▇▇ ▇▇▇▇▇▇▇ INVESTMENT COMPANY
FUND CLASS(ES)
---- ---------
Equity I S
Equity II S
Equity III S
Equity Q S
Equity T Fund S
Fixed Income I S
Fixed Income II S
Fixed Income III S
Money Market S
International S
Emerging Markets S; C
Diversified Equity S; C
Special Growth S; C
Equity Income S; C
Quantitative Equity S; C
International Securities S; C
Real Estate Securities S; C
Diversified Bond S; C
Volatility Constrained Bond S; C
Multistrategy Bond S; C
Limited Volatility Tax Free S
U.S. Government Money Market S
Tax Free Money Market S
Aggressive Strategy S; D; E
Balanced Strategy S; D; E
Moderate Strategy S; D; E
Conservative Strategy S; D; E
Equity Balanced Strategy S; D; E