Exhibit 10.7(a)
Twenty-First Supplemental Indenture
Dated as of February 5, 1997
By and Among
United Cities Gas Company
and
Bank of America Illinois
and
First Trust National Association
and
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Supplementing Indenture of Mortgage
Dated as of July 15, 1959
This Twenty-First Supplemental Indenture, dated as of February 5, 1997,
made by and among United Cities Gas Company, a corporation organized under the
laws of the State of Illinois and the Commonwealth of Virginia (hereinafter
called the "Company"), whose address is ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇
▇▇▇▇▇, Bank of America Illinois, an Illinois state bank having its office at ▇▇▇
▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇, First Trust National Association,
a national banking association having its office at One Illinois Center, ▇▇▇
▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ ▇▇▇▇▇ (hereinafter called
"First Trust"), and ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, residing in the Village of Frankfort,
Illinois.
Recitals:
The background of this Twenty-First Supplemental Indenture is:
1. The Company heretofore executed and delivered to City National Bank
and Trust Company of Chicago and R. ▇▇▇▇▇▇ ▇▇▇▇▇▇, as Trustees, its Indenture of
Mortgage dated as of July 15, 1959 (hereinafter sometimes referred to as the
"Original Indenture"), providing for the issuance thereunder from time to time
of First Mortgage Bonds of the Company, issuable in one or more series, and
wherein and whereby the Company did grant, convey, mortgage, warrant to, the
said Trustees, and each of them, and their respective successors and assigns,
and create a security interest in, certain property of the Company in said
Original Indenture as more particularly described therein for the security of
all First Mortgage Bonds issued and to be issued thereunder.
2. The Company has heretofore executed and delivered twenty supplemental
indentures to the Original Indenture, designated as First through Twenty (the
Original Indenture and all supplemental indentures, including this Twenty-First
Supplemental Indenture, being herein called the "Indenture"), for the purpose of
subjecting to the lien of the Indenture certain additional property heretofore
and hereafter acquired by the Company, creating additional series of First
Mortgage Bonds, and amending and supplementing the Indenture in certain
respects.
3. There have been issued under the Indenture various series of First
Mortgage Bonds designated as Series A through V, inclusive, of which
$115,000,000 in aggregate principal amount are outstanding as of December 31,
1996. The bonds of Series A, B, C, D, E, F, G, H, I, J, K, L, M, O and S have
been retired as of December 31, 1996.
4. On September 1, 1961, City National Bank and Trust Company of Chicago
was merged with Continental Illinois National Bank and Trust Company of Chicago,
formerly known as Continental Bank, National Association, a national banking
association, which changed from a national banking association to an Illinois
state bank on June 29, 1994, and is now known as Bank of America Illinois
("BAI"). BAI and certain of its affiliates entered into
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a Purchase and Assumption Agreement with First Bank National Association, the
parent company of First Trust, which provided that First Bank National
Association, or an affiliate, would purchase substantially all of the Illinois
trust and agency appointments of BAI, including the appointment under the
Indenture. First Trust and BAI thereupon entered into an Instrument of Transfer
and Assignment of certain Illinois Appointments from BAI to First Trust, which
provided for the succession by First Trust of substantially all of the Illinois
trust and agency appointments of BAI, including the Indenture.
5. Pursuant to Section 3-3 of the Corporate Fiduciary Act of the State of
Illinois, 205 ILCS 620, (the "Act"), and the No-Objection Letter No. 95-1021
dated July 21, 1995, from the Illinois Commissioner of Banks and Trust
Companies, title under the Indenture to all estate, properties, rights, powers
and trusts under the Indenture held by the Trustee is vested by law in First
Trust provided such succession is not prohibited by the Indenture. The sale by
BAI of its corporate trust business to First Trust resulted in automatic
succession by First Trust of the transferred accounts pursuant to the provisions
of the Act, as such succession is not prohibited by the Indenture and First
Trust is qualified and eligible to act as Trustee under the Indenture.
6. On October 15, 1966, ▇▇▇ ▇. ▇▇▇▇▇ became individual trustee under the
Indenture as successor to R. ▇▇▇▇▇▇ ▇▇▇▇▇▇ who resigned. On March 15, 1981, ▇.
▇. ▇▇▇▇▇▇ became individual trustee under the Indenture as successor to ▇▇▇ ▇.
▇▇▇▇▇ who resigned. ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ has agreed to become the individual
trustee under the Indenture as successor to ▇. ▇. ▇▇▇▇▇▇, who has resigned,
pending the appointment of a new individual trustee by First Trust.
7. This Twenty-First Supplemental Indenture is executed, acknowledged and
recorded to give notice to all persons that all power to act as Trustee and all
right, title and interest of BAI to all estate, properties, rights, powers and
trusts under the Indenture is now vested in First Trust, and that ▇▇▇▇▇▇▇ ▇.
▇▇▇▇▇▇▇ has been appointed as the successor individual trustee under the
Indenture.
Article One
Section 1.01. Appointment of First Trust as Successor Trustee. BAI
hereby confirms the appointment of First Trust as Trustee under the Indenture
and the vesting of all estate, properties, rights, powers and trusts under the
Indenture in First Trust as Trustee under the Indenture.
Section 1.02. Acceptance of Appointment by First Trust. First Trust
hereby confirms its acceptance of all duties, obligations and powers as Trustee
under the Indenture and agrees to perform all duties and obligations of the
Trustee under the Indenture.
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Section 1.03. Ratification of Certain Actions Taken by BAI. First
Trust hereby ratifies any and all action taken by BAI at the direction of First
Trust after the effective time of the succession by First Trust of all duties
and obligations as Trustee under the Indenture, including, but not limited to,
any and all property releases made by BAI in accordance with the terms and
provisions of the Indenture.
Section 1.04. Appointment of Individual Trustee. First Trust hereby
appoints ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, as Individual Trustee under the Indenture as the
successor to ▇. ▇. ▇▇▇▇▇▇.
Section 1.05. Acceptance of Appointment by Individual Trustee.
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ hereby confirms his acceptance as of February 5, 1997, of all
duties and powers as Individual Trustee under the Indenture.
In witness whereof, said United Cities Gas Company has caused its corporate
name to be hereunto subscribed by its Senior Vice President and Treasurer and
its corporate seal to be hereunto affixed and attested by its Secretary or by an
Assistant Secretary, and said Bank of America Illinois has caused its corporate
name to be hereunto subscribed by one of its Vice Presidents and its corporate
seal to be affixed and attested by and said First Trust
National Association, to evidence its acceptance of the trust hereby created and
in it reposed, has caused its corporate name to be hereunto subscribed by its
and its corporate seal to be affixed and attested by a ,
and said ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, to evidence his acceptance of the trust hereby
created and in him reposed, has hereunto subscribed his name and affixed his
seal, all as of the day and year first above written.
United Cities Gas Company
[Corporate Seal]
By /s/ ▇▇▇▇▇ ▇. ▇▇▇▇
-------------------------
▇▇▇▇▇ ▇. ▇▇▇▇,
Senior Vice President
and Treasurer
Attest:
▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Secretary
Witnesses as to United Cities Gas Company:
Bank of America Illinois,
as predecessor trustee
under the Indenture
[Corporate Seal]
By
Its
Attest:
Its
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Witnesses as to Bank of America Illinois:
First Trust National
Association, as successor
trustee under the
Indenture
[Corporate Seal]
By
Its
Attest:
Witnesses as to First Trust,National Association:
▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇,
Individual Trustee
Attest:
Witnesses to ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇:
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State of Tennessee )
) SS.
County of ▇▇▇▇▇▇▇▇▇▇ )
I, ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, Notary Public in and for the County and State
aforesaid, do hereby certify that on this 6th day of February, 1997, personally
appeared before me ▇▇▇▇▇ ▇. ▇▇▇▇ and ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, to me personally known,
and personally known to me to be the same persons whose names are subscribed to
the foregoing instrument, who, being by me duly sworn, did say that they are
Senior Vice President and Treasurer and Secretary, respectively, of United
Cities Gas Company, a corporation organized under the laws of the State of
Illinois and the Commonwealth of Virginia, that the seal affixed to the above
and foregoing instrument is the corporate seal of said corporation and that said
instrument was signed by them and sealed and delivered on behalf of said
corporation by authority of its Board of Directors duly given, and the said
Senior Vice President and Treasurer and Secretary acknowledged said instrument
to be their free and voluntary act and deed and the free and voluntary act and
deed of said corporation for the uses and purposes therein set forth.
In Witness Whereof, I have hereunto set my hand and official seal this 6th
day of February, 1997.
/s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
------------------------
Notary Public in and for
the County and State
aforesaid
[Notarial Seal]
My commission expires:
6
State of California )
) SS.
County of San Francisco )
I, ▇▇▇ ▇▇▇▇▇▇▇▇-▇▇▇▇▇, a Notary Public in and for the County and State
aforesaid, do hereby certify that on this 25th day of February, 1997, personally
appeared before me ▇. ▇. ▇▇▇▇▇▇ and ▇▇▇▇ Saaret, to me personally known, and
personally known to me to be the same persons whose names are subscribed to the
foregoing instrument, who being by me duly sworn, did say that they are the Vice
President and the Vice President, respectively, of Bank of America Illinois, an
Illinois state bank, that the seal affixed to the above and foregoing instrument
is the corporate seal of said association and that said instrument was signed by
them and sealed and delivered on behalf of said association by authority of its
Board of Directors duly given, and the said Vice President and Vice President
acknowledged said instrument to be their free and voluntary act and deed and the
free and voluntary act and deed of said association for the uses and purposes
therein set forth.
In Witness Whereof, I have hereunto set my hand and official seal this 25th
day of February, 1997.
/s/ ▇▇▇ ▇▇▇▇▇▇▇▇-Webe
-----------------------
Notary Public in and for
the County and State
aforesaid
[Notarial Seal]
My commission expires:
7
State of Illinois )
) SS.
County of ▇▇▇▇ )
I, ▇.▇. ▇▇▇▇▇, a Notary Public in and for the County and State aforesaid,
do hereby certify that on this 28th day of February, 1997, personally appeared
before me ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ and ▇▇▇▇▇ ▇▇▇▇, to me personally known, and
personally known to me to be the same persons whose names are subscribed to the
foregoing instrument, who being by me duly sworn, did say that they are the Vice
President and the Asst. Vice President, respectively, of First Trust National
Association, a national banking association organized and existing under the
national banking laws of the United States of America, that the seal affixed to
the above and foregoing instrument is the corporate seal of said association and
that said instrument was signed by them and sealed and delivered in behalf of
said association by authority of its Board of Directors duly given, and the said
▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ and ▇▇▇▇▇ ▇▇▇▇ acknowledged said instrument to be their free
and voluntary act and deed and the free and voluntary act and deed of said
association for the uses and purposes therein set forth.
In Witness Whereof, I have hereunto set my hand and official seal this 28th
day of February, 1997.
/s/ ▇. ▇. ▇▇▇▇▇
------------------------
Notary Public in and for
the County and State
aforesaid
[Notarial Seal]
My commission expires:
8
State of Illinois )
) SS.
County of ▇▇▇▇ )
I, ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, a Notary Public in and for the County and State
aforesaid, do hereby certify that on this 27th day of February, 1997, personally
appeared before me ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇, personally known to me to be the person
described in and who executed and whose name is subscribed to the foregoing
instrument, and acknowledged that he signed and delivered the said instrument as
his free and voluntary act and deed for the uses and purposes therein set forth.
In Witness Whereof, I have hereunto set my hand and official seal this 27th
day of February, 1997.
/s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
---------------------------
Notary Public in and for
the County and State
aforesaid
[Notarial Seal]
My commission expires:
State of Tennessee )
) SS.
County of ▇▇▇▇▇▇▇▇▇▇ )
Personally appeared before me ▇▇▇▇▇▇ ▇▇▇▇▇▇, who, being duly sworn, says
that she saw the corporate seal of United Cities Gas Company affixed to the
foregoing instrument and that she also saw ▇▇▇▇▇ ▇. ▇▇▇▇, Senior Vice President
and Treasurer, and ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Secretary of said United Cities Gas Company,
sign and attest the same, and that she, with ▇▇▇▇▇▇ ▇▇▇▇ witnessed the execution
and delivery thereof as the act and deed of said United Cities Gas Company.
/s/ ▇▇▇▇▇▇ ▇▇▇▇▇▇
--------------------------
Witness
[Notarial Seal]
Sworn to before me this day of , 1997.
Notary Public in and for the
County and State aforesaid
My commission expires:
9
State of California )
) SS.
County of San ▇▇▇▇▇▇▇▇ )
Personally appeared before me ▇▇▇▇▇ ▇▇▇▇▇▇, who, being duly sworn, says
that she saw the corporate seal of the Bank of America Illinois affixed to the
foregoing instrument and that she also saw ▇. ▇. ▇▇▇▇▇▇, Vice President, and
Peet Saaret, Vice President of said Bank of America Illinois, sign and attest
the same, and that she, with ▇. ▇▇▇▇▇▇, witnessed the execution and delivery
thereof as the act and deed of the said Bank of America Illinois.
/s/ ▇▇▇▇▇ ▇▇▇▇▇▇
--------------------------
[Notarial Seal] ▇▇▇▇▇ ▇▇▇▇▇▇,
Witness
Sworn to before me this 25th day of February, 1997.
Notary Public in and for the
County and State aforesaid
My commission expires: March 15, 2000
10
State of Illinois )
) SS.
County of ▇▇▇▇ )
Personally appeared before me M.T. ▇▇▇▇▇▇, who, being duly sworn, says that
she saw the corporate seal of the First Trust National Association affixed to
the foregoing instrument and that she also saw ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇, Vice President
and ▇▇▇▇▇ ▇▇▇▇, Assistant Vice President of said First Trust National
Association, sign and attest the same, and that she, with ▇. ▇▇▇▇▇▇, witnessed
the execution and delivery thereof as the act and deed of the said First Trust
National Association.
/s/ M.T. ▇▇▇▇▇▇
-------------------------
[Notarial Seal] M.T. ▇▇▇▇▇▇,
Witness
Sworn to before me this 27th day of February, 1997.
Notary Public in and for the
County and State aforesaid
My commission expires: December 2, 2000
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State of Illinois )
) SS.
County of ▇▇▇▇ )
Personally appeared before me ▇▇▇▇▇ ▇. ▇▇▇▇, who, being duly sworn, says
that he saw the within named ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ sign, seal, and as his act and
deed, deliver the foregoing instrument and that he, with ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇,
witnessed the execution thereof.
/s/ ▇▇▇▇▇ ▇. ▇▇▇▇
----------------------
▇▇▇▇▇ ▇. ▇▇▇▇, Witness
[Notarial Seal]
Sworn to before me this 27th day of February, 1997.
Notary Public in and for the
County and State aforesaid
My commission expires: May 2, 1998
This Document was Prepared by:
▇▇▇▇▇▇ ▇. ▇▇▇▇▇, Esq.
▇▇▇▇▇▇▇ and ▇▇▇▇▇▇
▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇
▇▇▇▇▇ ▇▇▇▇
▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇
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