Exhibit (h)(1)(v)
ADDENDUM TO
TRANSFER AGENCY AND SERVICE AGREEMENT
ADDENDUM, entered into this 3rd day of January, 2005 by and among and CDC
NVEST COMPANIES TRUST I ("Companies Trust") and CDC NVEST FUNDS TRUST I, CDC
NVEST FUNDS TRUST II, CDC NVEST FUNDS TRUST III, CDC NVEST FUNDS CASH MANAGEMENT
TRUST (collectively, "CDC Nvest Trusts") and ▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I and ▇▇▇▇▇▇
▇▇▇▇▇▇ FUNDS II (collectively, "▇▇▇▇▇▇ Trusts," and together with Companies
Trust and CDC Nvest Trusts, the "Funds") and IXIS ASSET MANAGEMENT SERVICES
COMPANY (the "Transfer Agent").
WHEREAS, Companies Trust and Transfer Agent are parties to a Transfer
Agency and Service Agreement dated as of September 1, 2000, as amended by the
First Addendum dated September 12, 2003 and the Second Addendum dated January 1,
2004 ("Companies Trust Agreement"), pursuant to which the Transfer Agent acts as
transfer agent, disbursing agent, and agent in connection with certain other
activities on behalf of Companies Trust;
WHEREAS, CDC Nvest Trusts and Transfer Agent are parties to a Transfer
Agency and Service Agreement dated as of November 1, 1999, as amended by the
First Addendum dated September 12, 2003, the Second Addendum dated January 1,
2004, and the Third Addendum dated July 14, 2004 ("CDC Nvest Trust Agreement"),
pursuant to which the Transfer Agent acts as transfer agent, disbursing agent,
and agent in connection with certain other activities on behalf of the CDC Nvest
Trusts;
WHEREAS, Each of the ▇▇▇▇▇▇ Trusts and Transfer Agent are parties to a
separate Transfer Agency and Service Agreement, each dated as of February 1,
2003, as amended by the First Addendum dated September 12, 2003 and the Second
Addendum dated January 1, 2004 (collectively, "▇▇▇▇▇▇ Trust Agreements", and
together with Companies Trust Agreement and CDC Nvest Trust Agreement, the
"Agreements"), pursuant to which the Transfer Agent acts as transfer agent,
disbursing agent, and agent in connection with certain other activities on
behalf of the ▇▇▇▇▇▇ Trusts;
WHEREAS, the Funds are authorized to issue shares in separate series, with
each such series representing interests in a separate portfolio of securities
and other assets (each such series, together with all other series subsequently
established by the Funds and made subject to the Agreements in accordance with
Section 17 of the Agreements and in accordance with terms thereof, being
hereinafter referred to as a "Portfolio," and collectively as the "Portfolios");
WHEREAS, the Funds and the Transfer Agent desire to amend Schedule A of
each Agreement to reflect changes in Portfolios;
WHEREAS, the Funds, on behalf of the Portfolios, and the Transfer Agent
desire to amend Schedule 3.1 of the Agreements to reflect changes in fees.
NOW THEREFORE, in consideration of the foregoing and the mutual covenants
and agreements hereinafter contained, the parties hereby agree to amend the
Agreements, pursuant to the terms thereof, as follows:
1. Terms. Capitalized terms used, but not defined, herein shall have the
meanings given to them in the Agreements.
2. Funds. Schedule A of the Companies Trust Agreement is deleted in its
entirety and replaced with Schedule A - Companies Trust attached hereto.
Schedule A of the CDC Nvest Trust Agreement is deleted in its entirety and
replaced with Schedule A - CDC Nvest Trusts attached hereto. Schedule A of each
▇▇▇▇▇▇ Trust Agreement is deleted in its entirety and replaced with Schedule A -
▇▇▇▇▇▇ Trusts attached hereto.
3. Change in Fees. Schedule 3.1 of the Agreements is deleted in its
entirety and replaced with the Schedule 3.1 attached hereto.
4. Miscellaneous. This Addendum may be executed in any number of
counterparts, each of which shall be considered an original, but all of which
shall together constitute one and the same instrument. All section headings in
this Addendum are solely for convenience of reference, and do not affect the
meaning or interpretation of this Addendum. This Addendum shall have the effect
of amending the Agreements but solely as to the matters set forth herein. All
provisions of the Agreements not deleted, amended or otherwise modified herein
shall remain in full force and effect. In the event of any inconsistency between
this Addendum and the Agreements, this Addendum shall control.
[Remainder of this page intentionally left blank]
IN WITNESS WHEREOF, each of the parties has caused this Addendum to be
executed in its name and on its behalf by its duly authorized representative as
of the date first above written.
IXIS ASSET MANAGEMENT SERVICES COMPANY
By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇
Title: President
CDC NVEST FUNDS TRUST I
CDC NVEST FUNDS TRUST II
CDC NVEST FUNDS TRUST III
CDC NVEST COMPANIES TRUST I
CDC NVEST CASH MANAGEMENT TRUST
▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS II
By: /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇ ▇. ▇▇▇▇▇▇
Title: President
▇▇▇▇▇▇ ▇▇▇▇▇▇ FUNDS I
By: /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇
------------------------------------
Name: ▇▇▇▇ ▇. ▇▇▇▇▇▇
Title: Executive Vice President
Schedule A - CDC Nvest Trusts
--------------------------------------------------------------------------------
CDC Nvest Funds Trust I
--------------------------------------------------------------------------------
CDC Nvest Star Advisers Fund
--------------------------------------------------------------------------------
CDC Nvest Star Value Fund
--------------------------------------------------------------------------------
CGM Advisor Targeted Equity Fund
--------------------------------------------------------------------------------
▇▇▇▇▇▇▇▇▇▇ International Fund
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Core Plus Bond Fund
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Government Securities Fund
--------------------------------------------------------------------------------
▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund
--------------------------------------------------------------------------------
Westpeak Capital Growth Fund
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
CDC Nvest Funds Trust II
--------------------------------------------------------------------------------
▇▇▇▇▇▇ Associates Large Cap Value Fund
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Massachusetts Tax Free Income Fund
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
CDC Nvest Funds Trust III
--------------------------------------------------------------------------------
CDC IXIS Moderate Diversified Portfolio
--------------------------------------------------------------------------------
▇▇▇▇▇▇ Associates Focused Value Fund
--------------------------------------------------------------------------------
IXIS Equity Diversified Portfolio
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
CDC Nvest Cash Management Trust
--------------------------------------------------------------------------------
CDC Nvest Cash Management Trust - Money Market Series
--------------------------------------------------------------------------------
All Portfolios within the CDC Nvest Trusts are Load Funds for purposes of
Schedule 3.1 Fees.
Schedule A - Companies Trust
--------------------------------------------------------------------------------
CDC Nvest Companies Trust I
--------------------------------------------------------------------------------
AEW Real Estate Fund
--------------------------------------------------------------------------------
All Portfolios within Companies Trust are Load Funds for purposes of
Schedule 3.1 Fees.
Schedule A - ▇▇▇▇▇▇ Trusts
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Benchmark Core Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Bond Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Core Plus Fixed Income Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Fixed Income Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Global Bond Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Opportunities Fund* (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Institutional High Income Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Intermediate Duration Fixed Income Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Fixed Income Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Mid Cap Growth Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Value Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Company Growth Fund (3)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Inflation Protected Securities Fund (3) (formerly, ▇▇▇▇▇▇ ▇▇▇▇▇▇
U.S. Government Securities Fund)
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds II
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Aggressive Growth Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Growth Fund (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ High Income Fund (1)
--------------------------------------------------------------------------------
CDC IXIS International Equity Fund (1) (to be renamed ▇▇▇▇▇▇▇▇▇▇ Foreign Growth
Fund effective 2/1/05)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Investment Grade Bond Fund** (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Limited Term Government and Agency Fund (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Municipal Income Fund (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Research Fund (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Small Cap Growth Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Strategic Income Fund (1)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Tax-Managed Equity Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Value Fund (2)
--------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇ Worldwide Fund (2)
--------------------------------------------------------------------------------
(1) Load Funds for purposes of Schedule 3.1 Fees.
(2) No-Load Funds for purposes of Schedule 3.1 Fees.
(3) Institutional Funds for purposes of Schedule 3.1 Fees.
* With respect to this Fund, paragraph 3 of the Transfer Agency and Service
Agreement between ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I, on behalf of the Fund, and IXIS Asset
Management Services Company ("IXIS Services") is revised to provide that IXIS
Services shall be entitled to reasonable compensation for its services and
expenses as Transfer Agent, but ▇▇▇▇▇▇, ▇▇▇▇▇▇ & Company, L.P. ("▇▇▇▇▇▇
▇▇▇▇▇▇"), the investment adviser to the Fund, and not ▇▇▇▇▇▇ ▇▇▇▇▇▇ Funds I,
shall be responsible for payment of such compensation and expenses relating to
the Fund, as agreed upon by ▇▇▇▇▇▇ ▇▇▇▇▇▇ in separate Letter Agreements dated
March 4, 2004 and January 3, 2005.
** Addendum and Agreement do not include Class J shares of this Fund.