ASHFORD SECURITIES LLC FORM OF AMENDED AND RESTATED DEALER MANAGER AGREEMENT April __, 2025Dealer Manager Agreement • April 2nd, 2025 • Ashford Hospitality Trust Inc • Real estate investment trusts • Texas
Upon the terms and subject to the conditions contained in this Amended and Restated Dealer Manager Agreement (this “Agreement”), the Company hereby appoints Ashford Securities LLC, a Delaware limited liability company (the “Dealer Manager”), to act as the exclusive dealer manager for the Offering, and the Dealer Manager desires to accept such engagement. This Agreement amends, restates and replaces in its entirety that certain dealer manager agreement dated as of March 10, 2025 by and between the Company and the Dealer Manager.
ASHFORD SECURITIES LLC DEALER MANAGER AGREEMENT March 10, 2025Dealer Manager Agreement • April 2nd, 2025 • Ashford Hospitality Trust Inc • Real estate investment trusts • Texas
Ashford Hospitality Trust, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2003. The Company proposes to offer up to 12,000,000 shares (the “Primary Offering”) consisting of 8,400,000 shares of the Company’s Series L Redeemable Preferred Stock, par value $0.01 per share (“Series L Preferred Stock”) and 3,600,000 shares of Series M Redeemable Preferred Stock, par value $0.01 per share (“Series M Preferred Stock” and together with the Series L Preferred Stock, the “Shares”) in the primary offering. Each Share will be sold at a public offering price of $25.00 per Share. The offering also covers up to 2,800,000 shares of Series L Preferred Stock and 1,200,000 shares of Series M Preferred Stock pursuant to a dividend reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) at $25.00 per share. The Company has re
NEXPOINT SECURITIES, INC. DEALER MANAGER AGREEMENT January 30, 2025Dealer Manager Agreement • January 30th, 2025 • Nexpoint Diversified Real Estate Trust • Real estate investment trusts • Texas
NexPoint Diversified Real Estate Trust (the “Company”) is a Delaware statutory trust qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2021. The Company proposes to offer (the “Offering”) up to 16,000,000 shares of the Company’s Series B Cumulative Redeemable Preferred Shares, par value $0.001 per share (“Shares”). The offering also covers the Company’s common shares, par value $0.001 per share that may be issuable upon redemption of the Shares. Each Share will be sold at a public offering price of $25.00 per share.
ASHFORD SECURITIES LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • January 23rd, 2025 • Ashford Hospitality Trust Inc • Real estate investment trusts • Texas
Ashford Hospitality Trust, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2003. The Company proposes to offer up to 12,000,000 shares (the “Primary Offering”) consisting of 8,400,000 shares of the Company’s Series L Redeemable Preferred Stock, par value $0.01 per share (“Series L Preferred Stock”) and 3,600,000 shares of Series M Redeemable Preferred Stock, par value $0.01 per share (“Series M Preferred Stock” and together with the Series L Preferred Stock, the “Shares”) in the primary offering. Each Share will be sold at a public offering price of $25.00 per Share. The offering also covers up to 2,800,000 shares of Series L Preferred Stock and 1,200,000 shares of Series M Preferred Stock pursuant to a dividend reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) at $25.00 per share. The Company has re
ASHFORD SECURITIES LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • December 13th, 2024 • Ashford Hospitality Trust Inc • Real estate investment trusts • Texas
Ashford Hospitality Trust, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2003. The Company proposes to offer up to 12,000,000 shares (the “Primary Offering”) of the Company’s Series L Redeemable Preferred Stock, par value $0.01 per share (“Series L Preferred Stock”) or Series M Redeemable Preferred Stock, par value $0.01 per share (“Series M Preferred Stock” and together with the Series L Preferred Stock, the “Shares”) in the primary offering. Each Share will be sold at a public offering price of $25.00 per Share. The offering also covers up to 4,000,000 shares of Series L Preferred Stock or Series M Preferred Stock pursuant to a dividend reinvestment plan (the “DRP” and together with the Primary Offering, the “Offering”) at $25.00 per share. The Company has reserved the right to reallocate the shares of Series L Preferred Stock or
NEXPOINT SECURITIES, INC. DEALER MANAGER AGREEMENT November 2, 2023Dealer Manager Agreement • November 2nd, 2023 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • Texas
NexPoint Real Estate Finance, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ended December 31, 2020. The Company proposes to offer (the “Offering”) up to 16,000,000 shares (the “Shares”) of the Company’s Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share (“Series B Preferred Stock”). The offering also covers the shares of the Company’s common stock, par value $0.01 per share that may be issuable upon redemption of the Series B Preferred Stock. Each Share will be sold at a public offering price of $25.00 per share.
ASHFORD SECURITIES LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • January 24th, 2020 • Braemar Hotels & Resorts Inc. • Real estate investment trusts • Texas
TERRA SECURITIES, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • April 13th, 2012 • Terra Fixed Income Trust, Inc. • Real estate investment trusts • New York
Terra Fixed Income Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, ____, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 50,000,000 shares of common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the primary offering (the “Primary Offering”), and (b) up to 5,263,157 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment program (the “DRIP” and together with the Primary Offering, the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). The Company has reserved
TERRA SECURITIES, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • November 1st, 2011 • Terra Secured Income Trust, Inc. • New York
Terra Secured Income Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, ____, or the first year during which the Company begins material operations. The Company proposes to offer (a) up to 50,000,000 shares of common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the primary offering (the “Primary Offering”), and (b) up to 5,263,157 Shares for a purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment program (the “DRIP” and together with the Primary Offering, the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). The Company has reserv