TAILWIND FINANCIAL INC. 874023 11 2 WARRANTWarrant Agreement • March 15th, 2007 • Tailwind Financial Inc. • Blank checks
Contract Type FiledMarch 15th, 2007 Company IndustryTHIS CERTIFIES THAT, for value received ________________________________________ is the registered holder of a Warrant or Warrants expiring _____________, 2011 (the "WARRANT") to purchase one fully paid and non-assessable share of Common Stock, par value $.001 per share ("SHARES"), of Tailwind Financial Inc., a Delaware corporation (the "COMPANY"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's acquisition of one or more assets or operating businesses through a merger, capital stock exchange, asset or stock acquisition, exchangeable share transaction or other similar business combination, and (ii) ___________________________, 2008, such number of Shares of the Company at the price of [$6.00/$7.20] per share, upon surrender of this Warrant Certificate accompanied by the annexed duly executed subscription form and payment of the Warrant Price at the office or agency
CUSIP ____________ WARRANT THIS CERTIFIES THAT, for value received is the registered holder of a Warrant or Warrants expiring ________, 2010 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per...Warrant Agreement • October 10th, 2006 • Harbor Business Acquisition Corp. • Blank checks
Contract Type FiledOctober 10th, 2006 Company Industry________- (SEE REVERSE SIDE FOR LEGEND) WARRANTS THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2010 HARBOR BUSINESS ACQUISITION CORP.
TAILWIND FINANCIAL INC. 874023 11 2 WARRANTWarrant Agreement • September 20th, 2006 • Tailwind Financial Inc. • Blank checks
Contract Type FiledSeptember 20th, 2006 Company IndustryTHIS CERTIFIES THAT, for value received ________________________________________ is the registered holder of a Warrant or Warrants expiring _____________, 2010 (the "WARRANT") to purchase one fully paid and non-assessable share of Common Stock, par value $.01 per share ("SHARES"), of Tailwind Financial Inc., a Delaware corporation (the "COMPANY"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's acquisition of one or more assets or operating businesses through a merger, capital stock exchange, asset or stock acquisition, exchangeable share transaction or other similar business combination, and (ii) ___________________________, 2007, such number of Shares of the Company at the price of [$6.00/$7.20] per share, upon surrender of this Warrant Certificate accompanied by the annexed duly executed subscription form and payment of the Warrant Price at the office or agency
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAW, AND MAY NOT BE SOLD,...Warrant Agreement • March 31st, 2006 • HSN General Managers Holdings Limited Partnership • Services-computer integrated systems design
Contract Type FiledMarch 31st, 2006 Company Industry
NUMBER (SEE REVERSE SIDE FOR LEGEND) WARRANTS _________- (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2008Warrant Agreement • April 13th, 2004 • Tremisis Energy Acquisition Corp • Blank checks
Contract Type FiledApril 13th, 2004 Company Industryis the registered holder of ____________ Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Tremisis Energy Acquisition Corporation, a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and
WARRANTWarrant Agreement • March 12th, 2004 • Chardan China Acquisition Corp • Blank checks
Contract Type FiledMarch 12th, 2004 Company Industryis the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Chardan China Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continen
NUMBER (SEE REVERSE LEGEND) WARRANTS _________- (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2008Warrant Agreement • March 12th, 2004 • Tremisis Energy Acquisition Corp
Contract Type FiledMarch 12th, 2004 Companyis the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Tremisis Energy Acquisition Corporation, a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Ame
WARRANTWarrant Agreement • January 16th, 2004 • Chardan China Acquisition Corp
Contract Type FiledJanuary 16th, 2004 Companyis the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Chardan China Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and American St
FORM OF WARRANT AGREEMENT (DIRECTOR)Warrant Agreement • October 7th, 2003 • Flint River Bancshares Inc • Georgia
Contract Type FiledOctober 7th, 2003 Company Jurisdiction
WARRANT TO PURCHASE COMMON STOCK OF BGI, INC. Void after July 26, 2006Warrant Agreement • March 31st, 2003 • Bgi Inc • Lessors of real property, nec • Texas
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
Warrant AgentWarrant Agreement • March 24th, 2003 • American Tower Corp /Ma/ • Communications services, nec • New York
Contract Type FiledMarch 24th, 2003 Company Industry Jurisdiction
FORM OF WARRANTWarrant Agreement • July 9th, 2002 • Lyondell Chemical Co • Industrial organic chemicals • Delaware
Contract Type FiledJuly 9th, 2002 Company Industry Jurisdiction
Y = the number of Warrant Shares subject to this Warrant for which the Conversion Right is being exercised; A = the Market Price of the Common Stock (as defined below) as of the trading day immediately preceding the date of exercise of this Warrant; andWarrant Agreement • June 20th, 2002 • Ruby Mining Co • Metal mining • Georgia
Contract Type FiledJune 20th, 2002 Company Industry Jurisdiction
NUMBER WARRANTS MMW - (SEE REVERSE LEGEND) (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2007 MONTANA MILLS BREAD CO., INC. REDEEMABLE COMMON STOCK PURCHASE WARRANT THIS CERTIFIES THAT, for value...Warrant Agreement • April 25th, 2002 • Montana Mills Bread Co Inc
Contract Type FiledApril 25th, 2002 CompanyTHIS CERTIFIES THAT, for value received _______________________________________ is the registered holder of a Warrant or Warrants expiring ______________, 2007 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, $.001 par value ("Shares"), of Montana Mills Bread Co., Inc., a Delaware corporation (the "Company") for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on __________, 2002, such number of Shares of the Company at the price of $________ per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company, but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock Transfer & Trust Company. The Warrant Price and the number of Shares purchasable hereunder are subject to adjustment upon the occurre
EXHIBIT 99.1 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR APPLICABLE STATE SECURITIES LAWS. NEITHER THIS WARRANT NOR ANY OF...Warrant Agreement • July 23rd, 2001 • Microlog Corp • Telephone & telegraph apparatus • Maryland
Contract Type FiledJuly 23rd, 2001 Company Industry Jurisdiction
EXHIBIT A TO ENGAGEMENT LETTER ------------------------------ THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR APPLICABLE STATE...Warrant Agreement • June 14th, 2001 • Microlog Corp • Telephone & telegraph apparatus • Maryland
Contract Type FiledJune 14th, 2001 Company Industry Jurisdiction
EXHIBIT 10.22 WARRANT AGREEMENT BETWEEN COMPANY AND MILLER CAPITAL CORPORATIONWarrant Agreement • April 25th, 2001 • U S Laboratories Inc • Services-testing laboratories • Delaware
Contract Type FiledApril 25th, 2001 Company Industry Jurisdiction
Exhibit 10.5 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Warrant Agreement • April 4th, 2001 • Microware Systems Corp • Services-prepackaged software • California
Contract Type FiledApril 4th, 2001 Company Industry Jurisdiction
Exhibit 10.6 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Warrant Agreement • April 4th, 2001 • Microware Systems Corp • Services-prepackaged software • California
Contract Type FiledApril 4th, 2001 Company Industry Jurisdiction
Exhibit 10.4 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Warrant Agreement • April 4th, 2001 • Microware Systems Corp • Services-prepackaged software • California
Contract Type FiledApril 4th, 2001 Company Industry Jurisdiction
Exhibit 10.31 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Warrant Agreement • October 11th, 2000 • Mobile Pet Systems Inc • Wholesale-medical, dental & hospital equipment & supplies • California
Contract Type FiledOctober 11th, 2000 Company Industry Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
EXHIBIT 4.20 WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc
Contract Type FiledSeptember 15th, 2000 Company
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc
Contract Type FiledSeptember 15th, 2000 Company
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc
Contract Type FiledSeptember 15th, 2000 Company
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc
Contract Type FiledSeptember 15th, 2000 Company
EXHIBIT 4.24 WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc
Contract Type FiledSeptember 15th, 2000 Company
WARRANTWarrant Agreement • September 15th, 2000 • Solutionsamerica Inc • California
Contract Type FiledSeptember 15th, 2000 Company Jurisdiction