Common Contracts

2 similar Fully Disclosed Clearing Agreement contracts by Cowen Group, Inc.

FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLC
Fully Disclosed Clearing Agreement • August 24th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 12th day of July, 2006 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.

FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLC
Fully Disclosed Clearing Agreement • July 12th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this day of , 20 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.