Atomera Incorporated EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 27th, 2025 • Atomera Inc • Semiconductors & related devices • New York
Atomera Incorporated, a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (defined below) as being subsidiaries or affiliates of Atomera Incorporated, the “Company”), proposes to issue and sell through Craig-Hallum Capital Group LLC, as sales agent (the “Manager”), on the terms set forth in this Equity Distribution Agreement (this “Agreement”), shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), having an aggregate offering price of up to $50,000,000 (the “Shares”).
IONQ, INC. Common Stock, par value $0.0001 per share EQUITY DISTRIBUTION AGREEMENT February 26, 2025Equity Distribution Agreement • February 27th, 2025 • IonQ, Inc. • Services-computer integrated systems design • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. LLC and Needham & Company, LLC (the “Managers”) with IonQ, Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.0001 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement between the Company and the Managers, dated February 26, 2025 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Nikola Corporation Common Stock, $0.0001 par value per share EQUITY DISTRIBUTION AGREEMENT December 9, 2024Equity Distribution Agreement • December 9th, 2024 • Nikola Corp • Motor vehicles & passenger car bodies • New York
This Confirmation sets forth the terms of the agreement of BTIG, LLC (the “Manager”) with Nikola Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, $0.0001 par value per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated December 9, 2024 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
GOLDEN MATRIX GROUP, INC. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 25th, 2024 • Golden Matrix Group, Inc. • Services-prepackaged software • New York
This Confirmation sets forth the terms of the agreement of Craig-Hallum Capital Group LLC (the “Manager”) with Golden Matrix Group, Inc. (the “Company”) relating to the sale of up to $20,000,000 of shares of the Company’s common stock, par value $0.00001 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November 22, 2024 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Nikola Corporation Common Stock, $0.0001 par value per share THIRD AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT October 31, 2024Equity Distribution Agreement • October 31st, 2024 • Nikola Corp • Motor vehicles & passenger car bodies • New York
This Confirmation sets forth the terms of the agreement of Citigroup Global Markets Inc. (the “Manager”) with Nikola Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, $0.0001 par value per share, pursuant to the Third Amended and Restated Equity Distribution Agreement between the Company and the Manager, dated October 31, 2024 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Canoo Inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 13th, 2024 • Canoo Inc. • Motor vehicle parts & accessories • New York
This Confirmation sets forth the terms of the agreement of Northland Securities, Inc. (the “Manager”) with Canoo Inc. (the “Company”) relating to the sale of up to [●] shares of the Company’s common stock, par value $0.0001 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated [●], 202[__] (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Nikola Corporation Common Stock, $0.0001 par value per share SECOND AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT May 7, 2024Equity Distribution Agreement • May 7th, 2024 • Nikola Corp • Motor vehicles & passenger car bodies • New York
This Confirmation sets forth the terms of the agreement of Citigroup Global Markets Inc. (the “Manager”) with Nikola Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, $0.0001 par value per share, pursuant to the Second Amended and Restated Equity Distribution Agreement between the Company and the Manager, dated May 7, 2024 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ARTHUR J. GALLAGHER & CO. COMMON STOCK (PAR VALUE $1.00 PER SHARE) EQUITY DISTRIBUTION AGREEMENT March 14, 2024Equity Distribution Agreement • March 14th, 2024 • Arthur J. Gallagher & Co. • Insurance agents, brokers & service • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. LLC (the “Manager”) with Arthur J. Gallagher & Co. (the “Company”) relating to the issuance and sale of up to 3,000,000 shares of the Company’s common stock, par value $1.00 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated March 14, 2024 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 5th, 2023 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated October 5, 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Nikola Corporation Common Stock, $0.0001 par value per share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT August 4, 2023Equity Distribution Agreement • August 4th, 2023 • Nikola Corp • Motor vehicles & passenger car bodies • New York
This Confirmation sets forth the terms of the agreement of Citigroup Global Markets Inc. (the “Manager”) with Nikola Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, $0.0001 par value per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated August 30, 2022, as amended and restated on August [ ], 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ARTHUR J. GALLAGHER & CO. COMMON STOCK (PAR VALUE $1.00 PER SHARE) EQUITY DISTRIBUTION AGREEMENT November 15, 2022Equity Distribution Agreement • November 16th, 2022 • Arthur J. Gallagher & Co. • Insurance agents, brokers & service • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. LLC (the “Manager”) with Arthur J. Gallagher & Co. (the “Company”) relating to the issuance and sale of up to [3,000,000] shares of the Company’s common stock, par value $1.00 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November 15, 2022 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Nikola Corporation Common Stock, $0.0001 par value per share EQUITY DISTRIBUTION AGREEMENT August 30, 2022Equity Distribution Agreement • August 30th, 2022 • Nikola Corp • Motor vehicles & passenger car bodies • New York
This Confirmation sets forth the terms of the agreement of Citigroup Global Markets Inc. (the “Manager”) with Nikola Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, $0.0001 par value per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated August [ ], 2022 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ROKU, INC. CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 2nd, 2021 • Roku, Inc • Cable & other pay television services • New York
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 2nd, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000[___], pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November [●], 2020 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
CYNERGISTEK, INC. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 12th, 2020 • Cynergistek, Inc • Services-business services, nec • New York
CynergisTek, Inc., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (defined below) as being subsidiaries or affiliates of CynergisTek, Inc., the “Company”), proposes to issue and sell through Craig-Hallum Capital Group LLC, as sales agent (together with its affiliates, control persons, officers, directors, employees and agents, the “Manager”), on the terms set forth in this Equity Distribution Agreement (this “Agreement”), shares of the Company’s common stock, par value $0.001 (the “Common Stock”), having an aggregate offering price of up to $5,000,000 (the “Shares”).
ATOMERA INCORPORATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 2nd, 2020 • Atomera Inc • Semiconductors & related devices • New York
FRONTLINE LTD. ORDINARY SHARES ($1.00 PAR VALUE PER SHARE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 8th, 2020 • Frontline LTD / • Deep sea foreign transportation of freight • New York
Frontline Ltd., a Bermuda exempted company (the “Company”), proposes to issue and sell through Morgan Stanley & Co. LLC, as sales agent (the “Manager”), on the terms set forth in this equity distribution agreement (this “Agreement”), ordinary shares, par value $1.00, having an aggregate gross sales price of up to $100 million, but in no event more than 100,000,000 shares (the “Shares”). The ordinary shares, par value $1.00, of the Company are hereinafter referred to as the “Ordinary Shares”.
ROKU, INC. CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 13th, 2020 • Roku, Inc • Cable & other pay television services • New York
EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 16th, 2018 • California Resources Corp • Crude petroleum & natural gas • New York
This Confirmation sets forth the terms of the agreement of [NAME OF MANAGER] (the “Manager”) with California Resources Corporation (the “Company”) relating to the sale of up to 6,000,000 shares of the Company’s common stock, par value $0.01 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated _______________, 20___ (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
CALIFORNIA RESOURCES CORPORATION 6,000,000 SHARES OF COMMON STOCK ($0.01 PAR VALUE PER SHARE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 17th, 2017 • California Resources Corp • Crude petroleum & natural gas • New York
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 3rd, 2017 • Nisource Inc/De • Electric & other services combined • New York
This Transaction Confirmation sets forth the terms of the agreement of [ ] (in its capacity as agent for the Company in connection with any sale of Shares thereunder, the “Manager”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement between the Company and the Manager, dated May 3, 2017 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ARTHUR J. GALLAGHER & CO. COMMON STOCK (PAR VALUE $1.00 PER SHARE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 20th, 2013 • Gallagher Arthur J & Co • Insurance agents, brokers & service • New York
Set forth below are guidelines for use by the Company and the Manager in connection with the Manager’s continuous due diligence efforts in connection with the sale and distribution of the Shares pursuant to the Agreement. For the avoidance of doubt, the Company has agreed that no sales under the Agreement will be requested or made at any time the Company is, or could be deemed to be, in possession of material non-public information with respect to the Company.
COMMON SHARES, PAR VALUE $1.00 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 11th, 2009 • Keycorp /New/ • National commercial banks • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. Incorporated (the “Manager”) with KeyCorp (the “Company”) relating to the sale of shares of the Company’s common shares, par value $1.00 per share, having an aggregate gross sales price of up to $750,000,000, pursuant to the Distribution Agreement between the Company and the Manager, dated May 11, 2009 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
COMMERCE BANCSHARES, INC. COMMON STOCK (PAR VALUE $5.00) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2009 • Commerce Bancshares Inc /Mo/ • State commercial banks • New York
Commerce Bancshares, Inc., a Missouri corporation (the “Company”), proposes to issue and sell through Morgan Stanley & Co. Incorporated, as sales agent (the “Manager”), on the terms set forth in this equity distribution agreement (this “Agreement”), shares (the “Shares”) of its common stock, par value $5.00, having aggregate gross sales proceeds of up to $200,000,000. The shares of common stock, par value $5.00, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock”.