Common Contracts

26 similar Underwriting Agreement contracts by Oriental Culture Holding LTD, Wetouch Technology Inc., J-Star Holding Co., Ltd., others

UNDERWRITING AGREEMENT
Underwriting Agreement • May 16th, 2025 • J-Star Holding Co., Ltd. • Sporting & athletic goods, nec • New York

The undersigned, J-Star Holding Co., Ltd., an exempted company with limited liability incorporated under the laws of the Cayman Islands (collectively with its subsidiaries and affiliates including, without limitation, all entities disclosed or described as being subsidiaries or affiliates of J-Star Holding Co, Ltd. (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (the “Underwriters” and each an “Underwriter”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of [ ] ordinary shares, $0.50 par value per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the Representative an option (the “Over-allotme

UNDERWRITING AGREEMENT
Underwriting Agreement • April 29th, 2025 • J-Star Holding Co., Ltd. • Sporting & athletic goods, nec • New York

The undersigned, J-Star Holding Co., Ltd., an exempted company with limited liability incorporated under the laws of the Cayman Islands (collectively with its subsidiaries and affiliates including, without limitation, all entities disclosed or described as being subsidiaries or affiliates of J-Star Holding Co, Ltd. (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (the “Underwriters” and each an “Underwriter”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of [ ] ordinary shares, $0.50 par value per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the Representative an option (the “Over-allotme

TRIO PETROLEUM CORP. UNDERWRITING AGREEMENT [●] Shares of Common Stock [●] Pre- funded Warrants to Purchase [●] Shares of Common Stock
Underwriting Agreement • November 29th, 2024 • Trio Petroleum Corp. • Crude petroleum & natural gas • New York

Trio Petroleum Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC (“Spartan Capital”) is acting as the representative (the “Representative”), an aggregate of $5,000,000 of registered securities of the Company, including but not limited to [●] shares (the “Firm Shares”) of common stock, $0.0001 par value per share (the “Common Stock”) and [●] pre-funded warrants to purchase up to an aggregate of [●] shares of Common Stock in lieu of shares of Common Stock (the “Firm Pre-Funded Warrants” and together with the Firm Shares, the “Firm Securities”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, in the aggregate, up to [●] additional shares of Common Stock (the “Option Shares”) or pre-funded warrants in lieu of shar

UNDERWRITING AGREEMENT
Underwriting Agreement • August 2nd, 2024 • J-Star Holding Co., Ltd. • Sporting & athletic goods, nec • New York

The undersigned, J-Star Holding Co., Ltd., an exempted company with limited liability incorporated under the laws of the Cayman Islands (collectively with its subsidiaries and affiliates including, without limitation, all entities disclosed or described as being subsidiaries or affiliates of J-Star Holding Co, Ltd. (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (the “Underwriters” and each an “Underwriter”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative,” and if there are no underwriters other than the Representative, references to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) to issue and sell to the Underwriters an aggregate of [ ] ordinary shares, $0.50 par value per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the Representative an option (the “Over-allotme

UNDERWRITING AGREEMENT
Underwriting Agreement • February 29th, 2024 • SolarMax Technology, Inc. • Construction - special trade contractors • New York

The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom Kingswood, a division of Kingswood Capital Partners, LLC, is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of 4,500,000 shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to 675,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased

WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 23rd, 2024 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York

The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which WestPark Capital, Inc. (“WestPark”) and Craft Capital Management, LLC (“Craft”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and WestPark also acting as the lead Underwriter, on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • November 9th, 2023 • SolarMax Technology, Inc. • Construction - special trade contractors • New York

The undersigned, SolarMax Technology, Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom Kingswood, a division of Kingswood Capital Partners, LLC, is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant

WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENT
Underwriting Agreement • September 22nd, 2023 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York

The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which WestPark Capital, Inc. (“WestPark”) and Craft Capital Management, LLC (“Craft”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and WestPark also acting as the lead Underwriter, on the terms and conditions set forth herein.

WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENT
Underwriting Agreement • March 21st, 2023 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York

The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and Craft also acting as the lead Underwriter, on the terms and conditions set forth herein.

CLEAN ENERGY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • January 31st, 2023 • Clean Energy Technologies, Inc. • Motors & generators • New York

The undersigned, CLEAN ENERGY TECHNOLOGIES, INC., a corporation incorporated under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and Craft also acting as the lead Underwriter, on the terms and conditions set forth herein.

MED-X, INC. UNDERWRITING AGREEMENT [●] Shares of Common Stock
Underwriting Agreement • September 19th, 2022 • Med-X, Inc. • Pharmaceutical preparations • New York

Med-X, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton”), is acting as the representative (the “Representative”), an aggregate of [●] shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”). The Company also proposes to issue and sell to the Underwriters, upon the terms and conditions set forth herein, up to an additional [●] shares of Common Stock (the “Option Shares”), representing 15% of the Firm Shares, as may be necessary to cover over-allotments made in connection with the offering. The Option Shares and the Firm Shares are referred to collectively herein as the “Securities.”

UNDERWRITING AGREEMENT between ENVERIC BIOSCIENCES, INC. and as Representative of the Several Underwriters ENVERIC BIOSCIENCES, INC.
Underwriting Agreement • February 15th, 2022 • Enveric Biosciences, Inc. • Pharmaceutical preparations • New York

The undersigned, Enveric BioSciences, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:

WETOUCH TECHNOLOGY INC. UNDERWRITING AGREEMENT
Underwriting Agreement • January 28th, 2022 • Wetouch Technology Inc. • Computer peripheral equipment, nec • New York

The undersigned, WETOUCH TECHNOLOGY INC., a corporation formed under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and Craft also acting as the lead Underwriter, on the terms and conditions set forth herein.

UNDERWRITING AGREEMENT
Underwriting Agreement • November 17th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

UNDERWRITING AGREEMENT
Underwriting Agreement • November 9th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

UNDERWRITING AGREEMENT
Underwriting Agreement • October 26th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

UNDERWRITING AGREEMENT
Underwriting Agreement • September 14th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

UNDERWRITING AGREEMENT
Underwriting Agreement • August 19th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

DOCUMENT SECURITY SYSTEMS, INC. UNDERWRITING AGREEMENT 769,230 Shares of Common Stock
Underwriting Agreement • June 19th, 2020 • Document Security Systems Inc • Paperboard containers & boxes • New York

DOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of 769,230 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.02 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 115,384 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities.” The offering and sale of the Shares is hereinafter referred to as the “Offering.”

UNDERWRITING AGREEMENT ViewTrade Securities, Inc.
Underwriting Agreement • May 5th, 2020 • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • February 27th, 2020 • Oriental Culture Holding LTD • Services-miscellaneous business services • New York

The undersigned, Oriental Culture Holding LTD, a company limited by shares incorporated under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] ordinary shares, par value $0.00005 per share (“Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional Ordinary Shares, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares

AVINGER, INC. UNDERWRITING AGREEMENT 6,428,572 Shares of Common Stock
Underwriting Agreement • January 31st, 2020 • Avinger Inc • Surgical & medical instruments & apparatus • New York

AVINGER, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of 6,428,572 authorized but unissued shares of common stock, par value $0.001 per share, (the “Common Stock”) of the Company (the “Firm Shares”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 964,285 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities”.

AVINGER, INC. UNDERWRITING AGREEMENT [_________] Shares of Common Stock
Underwriting Agreement • January 24th, 2020 • Avinger Inc • Surgical & medical instruments & apparatus • New York

AVINGER, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of __________ authorized but unissued shares of common stock, par value $0.001 per share, (the “Common Stock”) of the Company (the “Firm Shares”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional ___________ shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities”.

UNDERWRITING AGREEMENT
Underwriting Agreement • December 21st, 2018 • Datasea Inc. • Services-prepackaged software • New York

The undersigned, Datasea Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of 1,450,000 shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to 217,500 additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein colle

UNDERWRITING AGREEMENT
Underwriting Agreement • October 16th, 2018 • Datasea Inc. • Services-prepackaged software • New York

The undersigned, Datasea Inc., a Nevada corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, for whom ViewTrade Securities, Inc. is acting as representative (in such capacity, the “Representative,” if there are no underwriters other than the Representative, reference to multiple underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as underwriter, the “Underwriters” and each an “Underwriter”) to issue and sell to the Underwriters an aggregate of [●] shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (the “Firm Shares”). The Company has also granted to the several Underwriters an option to purchase up to [●] additional shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively ca

UNDERWRITING AGREEMENT
Underwriting Agreement • May 7th, 2014 • China Commercial Credit Inc • National commercial banks • New York

The undersigned, China Commercial Credit, Inc., a corporation formed under the laws of the State of Delaware (“CCC”) together with each of CCC’s direct and indirect subsidiaries (the “Subsidiaries”) identified on Schedule 1-A hereto and the variable interest entity (the “VIE”) identified on Schedule 1-B hereto through which CCC partially conducts its operations in the People’s Republic of China (the “PRC”) by way of contractual arrangements (CCC, all of the Subsidiaries and the VIE collectively as the “Company”), and the selling stockholders named in Schedule 2 hereto (the “Selling Stockholders”) hereby confirm the agreement (this “Agreement”) with Axiom Capital Management, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 3 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individuall