THORNBURG ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 30th, 2024 • Thornburg ETF Trust • New York
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Thornburg ETF Trust (the “Trust”) is an open-end management investment company organized as a Massachusetts business trust and consists of separate series (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. Each Fund is an open-end management investment company and a series of the Trust. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares and Creation Units (as defined bel
Authorized PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 20th, 2024 • Allspring Exchange-Traded Funds Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and among Allspring Funds Distributor, LLC (the “Distributor”) and [Participant’s Name and NSCC#] (the “Participant”), and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”) as transfer agent for the Allspring Exchange-Traded Funds Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively, the “Funds”). The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Fund (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
EA SERIES TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • October 1st, 2024 • EA Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC, as transfer agent (the “Transfer Agent”). EA Series Trust (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
Authorized Participant AgreementAuthorized Participant Agreement • September 26th, 2024 • MFS Active Exchange Traded Funds Trust • Massachusetts
This Authorized Participant Agreement (the “Agreement”) is entered into by and among MFS Fund Distributors, Inc. (the “Distributor”) and [________________________________________] (the “Participant”), and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant and the Transfer Agent acknowledge and agree that MFS Active Exchange Traded Funds Trust (the “Trust”), and each series thereof structured as an exchange-traded fund (each, a “Fund,” and collectively, the “Funds”) is an intended third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement to the extent specified herein and be able to enforce its terms as if it were a party hereto. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
VALKYRIE ETF TRUST II AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • October 15th, 2021 • Valkyrie ETF Trust II • New York
The following individuals are Authorized Persons pursuant to Section 6 of the Participant Agreement between ALPS Distributors, Inc. and Participant, subject to acceptance by U.S. Bancorp Fund Services, LLC, and
ETF SERIES SOLUTIONS (VIDENT ADVISORY SERIES) AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 26th, 2019 • ETF Series Solutions • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC, as transfer agent (the “Transfer Agent”). ETF Series Solutions (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios managed by Vident Advisory, LLC (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.