AIM ImmunoTech Inc. Up to $3,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • April 4th, 2025 • AIM ImmunoTech Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 4th, 2025 Company Industry JurisdictionAIM ImmunoTech Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $3,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
AIM ImmunoTech Inc. Up to $3,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • April 1st, 2025 • AIM ImmunoTech Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 1st, 2025 Company Industry JurisdictionAIM ImmunoTech Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $3,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
T STAMP INC. Up to $6,196,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • February 26th, 2025 • T Stamp Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 26th, 2025 Company Industry JurisdictionT Stamp Inc., a Delaware corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as sales agent, shares of common stock, par value $0.01 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $6,196,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Safety Shot, Inc. Up to $5,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • February 4th, 2025 • Safety Shot, Inc. • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledFebruary 4th, 2025 Company Industry JurisdictionSafety Shot, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $5,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Safety Shot, Inc. Up to $5,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • December 10th, 2024 • Safety Shot, Inc. • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledDecember 10th, 2024 Company Industry JurisdictionSafety Shot, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $5,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Tivic Health Systems, Inc. Up to $10,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • September 13th, 2024 • Tivic Health Systems, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledSeptember 13th, 2024 Company Industry JurisdictionTivic Health Systems, Inc., a Delaware corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as sales agent, shares of common stock, par value $0.0001 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $10,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
NEXALIN TECHNOLOGY, INC. Up to [●] Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 16th, 2024 • Nexalin Technology, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledApril 16th, 2024 Company Industry JurisdictionNexalin Technology, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $[●] per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $[●] on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
The OLB Group, Inc. Up to $15,000,000 Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 23rd, 2024 • Olb Group, Inc. • Services-business services, nec • New York
Contract Type FiledFebruary 23rd, 2024 Company Industry JurisdictionThe OLB Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC, as sales agent (the “Agent”), shares (the “Shares”) of its common stock, par value $0.0001 per share (“Common Stock”), having an aggregate offering price of up to $15,000,000 on terms set forth in this Equity Distribution Agreement (this “Agreement”). The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
MGO Global Inc. Up to $1,650,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • February 8th, 2024 • MGO Global Inc. • Apparel & other finishd prods of fabrics & similar matl • New York
Contract Type FiledFebruary 8th, 2024 Company Industry JurisdictionMGO Global Inc., a Delaware corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as exclusive sales agent, shares of common stock, par value $0.00001 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $1,650,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
AIM ImmunoTech Inc. Up to $8,500,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • April 19th, 2023 • AIM ImmunoTech Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledApril 19th, 2023 Company Industry JurisdictionAIM ImmunoTech Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $8,500,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
IMPERIAL PETROLEUM INC. Up to US$50,000,000 of Shares of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 2nd, 2022 • Imperial Petroleum Inc./Marshall Islands • Deep sea foreign transportation of freight • New York
Contract Type FiledDecember 2nd, 2022 Company Industry JurisdictionImperial Petroleum Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), proposes to issue and sell through Maxim Group LLC (“Maxim”) and Virtu Americas LLC (“Virtu”, each an “Agent” and collectively, the “Agents”), as co-sales agents, shares of common stock of the Company, par value $0.01 per share (the “Common Stock”), having an aggregate offering price of up to US$50,000,000 of shares of Common Stock (the shares of Common Stock subject to this Equity Distribution Agreement (this “Agreement”) being referred to herein as the “Shares”) on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Oxbridge Re Holdings Limited Up to $6,300,000 of Ordinary Shares (par value $0.001 per share) Equity Distribution AgreementEquity Distribution Agreement • September 30th, 2022 • OXBRIDGE RE HOLDINGS LTD • Fire, marine & casualty insurance • New York
Contract Type FiledSeptember 30th, 2022 Company Industry JurisdictionOxbridge Re Holdings Limited, a Cayman Islands exempted company (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, par value $0.001 per share (“Ordinary Shares”), of the Company having an aggregate offering price of up to $6,300,000 (the Ordinary Shares to be offered and sold subject to this Equity Distribution Agreement (this “Agreement”) being referred to herein as the “Shares”) on terms set forth herein. The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Lexaria Bioscience Corp. Up to $5,925,000 of Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • August 12th, 2022 • Lexaria Bioscience Corp. • Pharmaceutical preparations • New York
Contract Type FiledAugust 12th, 2022 Company Industry JurisdictionLexaria Bioscience Corp., a Nevada corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $5,925,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
NexGel, Inc. Up to $2,700,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • April 13th, 2022 • Nexgel, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 13th, 2022 Company Industry JurisdictionNexGel, Inc., a Delaware corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as exclusive sales agent, shares of common stock, par value $0.001 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $2,700,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Guardion Health Sciences, Inc. Shares of Common Stock (par value $0.001 per share) Equity Distribution AgreementEquity Distribution Agreement • January 28th, 2022 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 28th, 2022 Company Industry JurisdictionGuardion Health Sciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC and Roth Capital Partners, LLC (each an “Agent” and collectively, the “Agents”), as co-sales agents, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company on terms set forth herein. The Shares (as defined below) consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company. This Agreement is entered into in connection with that certain engagement letter, dated January 10, 2022 between the Company and the Agents (the “Engagement Letter”).
NUZEE, INC. Up to $20,000,000 of Common Stock EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 29th, 2021 • NuZee, Inc. • Retail-miscellaneous retail • New York
Contract Type FiledDecember 29th, 2021 Company Industry JurisdictionNuZee, Inc., a Nevada corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.00001 per share (the “Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $20,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued Common Stock to be issued and sold by the Company.
Naked Brand Group Limited Up to $300,000,000 of Ordinary Shares Equity Distribution AgreementEquity Distribution Agreement • November 8th, 2021 • NAKED BRAND GROUP LTD • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledNovember 8th, 2021 Company Industry JurisdictionNaked Brand Group Limited, a company incorporated under the laws of Australia (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, with no par value (“Ordinary Shares”), of the Company (the “Shares”) having an aggregate offering price of up to $300,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Hall of Fame Resort & Entertainment Company Up to $50,000,000 of Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • October 1st, 2021 • Hall of Fame Resort & Entertainment Co • Services-miscellaneous amusement & recreation • New York
Contract Type FiledOctober 1st, 2021 Company Industry JurisdictionHall of Fame Resort & Entertainment Company, a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (“Maxim”) and Wedbush Securities Inc. (“Wedbush”), as sales agents, up to an aggregate of $50,000,000 of shares of common stock, par value $0.0001 per share (“Common Stock”), of the Company (the “Shares”) on terms set forth herein. Maxim and Wedbush may be referred to herein individually as an “Agent” and shall be collectively referred to herein as the “Agents”. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
SINTX Technologies, Inc. Up to $15,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • February 26th, 2021 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledFebruary 26th, 2021 Company Industry JurisdictionSINTX Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.01 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $15,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Naked Brand Group Limited Up to $99,500,000 of Ordinary Shares Equity Distribution AgreementEquity Distribution Agreement • February 25th, 2021 • NAKED BRAND GROUP LTD • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledFebruary 25th, 2021 Company Industry JurisdictionNaked Brand Group Limited, a company incorporated under the laws of Australia (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, with no par value (“Ordinary Shares”), of the Company (the “Shares”) having an aggregate offering price of up to $99,500,000 on terms set forth herein. The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Guardion Health Sciences, Inc. Shares of Common Stock (par value $0.001 per share) Equity Distribution AgreementEquity Distribution Agreement • January 8th, 2021 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 8th, 2021 Company Industry JurisdictionGuardion Health Sciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company on terms set forth herein. The Shares (as defined below) consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Vivopower International PLC Up to $50,000,000 of Ordinary Shares Equity Distribution AgreementEquity Distribution Agreement • December 11th, 2020 • VivoPower International PLC • Electric & other services combined • New York
Contract Type FiledDecember 11th, 2020 Company Industry JurisdictionVivopower International PLC, a public limited company incorporated under the laws of England and Wales (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, nominal value $0.012 per share (“Ordinary Shares”), of the Company having an aggregate offering price of up to $50,000,000 on terms set forth herein (the “Shares”). The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Naked Brand Group Limited Up to $50,000,000 of Ordinary Shares Equity Distribution AgreementEquity Distribution Agreement • October 19th, 2020 • NAKED BRAND GROUP LTD • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledOctober 19th, 2020 Company Industry JurisdictionNaked Brand Group Limited, a company incorporated under the laws of Australia (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, with no par value (“Ordinary Shares”), of the Company (the “Shares”) having an aggregate offering price of up to $50,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Naked Brand Group Limited Up to $5,000,000 of Ordinary Shares Equity Distribution AgreementEquity Distribution Agreement • August 20th, 2020 • NAKED BRAND GROUP LTD • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledAugust 20th, 2020 Company Industry JurisdictionNaked Brand Group Limited, a company incorporated under the laws of Australia (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, ordinary shares, with no par value (“Ordinary Shares”), of the Company (the “Shares”) having an aggregate offering price of up to $5,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued Ordinary Shares to be issued and sold by the Company.
Artelo Biosciences, Inc. Up to $3,000,000 of Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • April 15th, 2020 • Artelo Biosciences, Inc. • Services-business services, nec • New York
Contract Type FiledApril 15th, 2020 Company Industry JurisdictionArtelo Biosciences, Inc., a Nevada corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as sales agent, shares of common stock, par value $0.001 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $3,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Inpixon Up to $50,000,000 of Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • March 3rd, 2020 • Inpixon • Services-computer programming services • New York
Contract Type FiledMarch 3rd, 2020 Company Industry JurisdictionInpixon, a Nevada corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $50,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
SELLAS Life Sciences Group, Inc. Up to $5,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • October 31st, 2019 • SELLAS Life Sciences Group, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 31st, 2019 Company Industry JurisdictionSELLAS Life Sciences Group, Inc., a Delaware corporation (the "Company"), proposes to issue and sell through Maxim Group LLC (the "Agent"), as sales agent, shares of common stock, par value $0.0001 per share ("Common Stock"), of the Company (the "Shares") having an aggregate offering price of up to $5,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Inpixon Up to $6,500,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • October 11th, 2019 • Inpixon • Services-computer programming services • New York
Contract Type FiledOctober 11th, 2019 Company Industry JurisdictionInpixon, a Nevada corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $6,500,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Hemispherx Biopharma, Inc. Up to $70,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • July 22nd, 2019 • Hemispherx Biopharma Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 22nd, 2019 Company Industry JurisdictionHemispherx Biopharma, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $70,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
SINTX Technologies, Inc. Up to $1,600,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • June 4th, 2019 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 4th, 2019 Company Industry JurisdictionSINTX Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.01 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $1,600,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Cerecor Inc. Up to $12,075,338 Common Stock Equity Distribution AgreementEquity Distribution Agreement • January 27th, 2017 • Cerecor Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 27th, 2017 Company Industry JurisdictionCerecor Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $12,075,338 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
Viking Therapeutics, Inc. 3,748,726 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • June 20th, 2016 • Viking Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 20th, 2016 Company Industry JurisdictionViking Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, up to an aggregate of 3,748,726 shares of common stock, par value $0.00001 per share (“Common Stock”), of the Company (the “Shares”) on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
ARRAY BIOPHARMA INC. Common Stock Equity Distribution AgreementEquity Distribution Agreement • September 18th, 2009 • Array Biopharma Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 18th, 2009 Company Industry JurisdictionArray BioPharma Inc., a Delaware corporation (the “Company”), proposes to issue and sell through or to Piper Jaffray & Co. (the “Agent”), as sales agent and/or principal, shares of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company having an aggregate offering price of up to $25,000,000 (the “Shares”) on terms set forth herein. The Company agrees that whenever it determines to sell the Shares directly to the Agent as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex A hereto, relating to such sale in accordance with this Agreement. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.