9,500,000 Shares GIGOPTIX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2015 • GigOptix, Inc. • Semiconductors & related devices • California
GigOptix, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named on Schedule I hereto (the “Underwriters,” or, each, an “Underwriter”), an aggregate of 9,218,000 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), and the persons listed in Schedule II hereto (the “Selling Stockholders”), as stockholders of the Company, propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 282,000 shares of Common Stock (the “Selling Stockholder Shares”), with each Selling Stockholder selling the number of shares set forth opposite such Selling Stockholder’s name in Schedule II hereto. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters an aggregate of up to 1,425,000 additional shares of Common Stock (the “Additional Shares”), as may be necessary to
Shares Superior Drilling Products, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 12th, 2014 • Superior Drilling Products, Inc. • Oil & gas field machinery & equipment • California
Superior Drilling Products, Inc., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of authorized but unissued shares (the “Underwritten Shares”) of Common Stock, no par value per share (the “Common Stock”), of the Company. The Company has granted the Underwriters the option to purchase an aggregate of up to additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
SD Company, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2014 • SD Co Inc • Oil & gas field machinery & equipment • California
SD Company, Inc., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of authorized but unissued shares (the “Underwritten Shares”) of Common Stock, no par value per share (the “Common Stock”), of the Company. The Company has granted the Underwriters the option to purchase an aggregate of up to additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
7,000,000 Shares Taggares Agriculture Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 17th, 2014 • Taggares Agriculture Corp. • Agricultural production-crops • California
Taggares Agriculture Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 7,000,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company has granted the Underwriters the option to purchase an aggregate of up to 1,050,000 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
7,000,000 Shares Taggares Agriculture Corp. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 26th, 2014 • Taggares Agriculture Corp. • Agricultural production-crops • California
Taggares Agriculture Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 7,000,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company has granted the Underwriters the option to purchase an aggregate of up to 1,050,000 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
2,630,000 Shares PIXELWORKS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 16th, 2013 • Pixelworks, Inc • Semiconductors & related devices • California
Pixelworks, Inc., an Oregon corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 2,630,000 authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriter an aggregate of up to 394,500 additional shares of Common Stock (the “Additional Shares”), if and to the extent that the Underwriter shall have determined to exercise the right to purchase such shares granted to the Underwriter in Section 4(b) hereof. The Firm Shares and Additional Shares are collectively referred to as the “Shares.”
3,650,000 Shares PIXELWORKS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 6th, 2011 • Pixelworks, Inc • Semiconductors & related devices • California
Pixelworks, Inc., an Oregon corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 3,650,000 authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriter an aggregate of up to 547,500 additional shares of Common Stock (the “Additional Shares”), if and to the extent that the Underwriter shall have determined to exercise the right to purchase such shares granted to the Underwriter in Section 4(b) hereof. The Firm Shares and Additional Shares are collectively referred to as the “Shares.”