ConnectOne Bancorp, Inc.Underwriting Agreement • May 20th, 2025 • ConnectOne Bancorp, Inc. • State commercial banks • New York
ConnectOne Bancorp, Inc., a New Jersey corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $200,000,000 aggregate principal amount of the Company’s 8.125% Fixed-to-Floating Rate Subordinated Notes due June 1, 2035 (the “Securities”). The Securities will be issued pursuant to an indenture, dated as of January 17, 2018 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a third supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time (as defined below), between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) and Piper Sandler & Co. (“Piper”) have agreed to act as Representatives of the several Underwriters (in such capacity, the “Represent
ORANGE COUNTY Bancorp, Inc. [·] Shares of Common Stock $0.50 Par Value Per Share Underwriting AgreementUnderwriting Agreement • July 22nd, 2021 • Orange County Bancorp, Inc. /DE/ • State commercial banks • New York
INDEPENDENT BANK GROUP, INC.Underwriting Agreement • September 15th, 2020 • Independent Bank Group, Inc. • State commercial banks • New York
Independent Bank Group, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $130,000,000 aggregate principal amount of the Company’s 4.00% Fixed-to-Floating Rate Subordinated Notes due 2030 (the “Securities”). The Securities will be issued pursuant to the indenture (the “Base Indenture”), dated as of June 25, 2014, between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a third supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) and Piper Sandler & Co. (“Piper Sandler”) have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in con
Valley National Bancorp (a New Jersey corporation)Underwriting Agreement • June 2nd, 2020 • Valley National Bancorp • National commercial banks • New York
Valley National Bancorp, a New Jersey corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $115,000,000 aggregate principal amount of the Company’s 5.25% Fixed-to-Floating Rate Subordinated Notes due June 15, 2030 (the “Securities”). The Securities will be issued pursuant to an indenture, to be dated as of the Closing Time (as defined below) (the “Base Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (the “Trustee”), as supplemented by a supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).