AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BETWEEN SPROTT ASSET MANAGEMENT USA INC. AND ALPS ADVISORS, INC.Sub-Advisory Agreement • February 12th, 2025 • Sprott Funds Trust • Delaware
Contract Type FiledFebruary 12th, 2025 Company JurisdictionThis Amended and Restated Sub-Advisory Agreement, dated as of February 11, 2025 (the “Agreement”) by and between Sprott Asset Management USA, Inc. (the “Investment Adviser”), a California corporation, having its principal place of business at 320 Post Road, Suite 230 Darien, Connecticut 06820 and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, on behalf of the series of the Sprott Funds Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2022 • ALPS ETF Trust • New York
Contract Type FiledMarch 30th, 2022 Company JurisdictionAGREEMENT, dated as of February 16, 2022 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, Brown Brothers Harriman & Co., through a separately identifiable department known as the Brown Brothers Harriman Mutual Fund Advisory Department, a New York limited partnership (the “Sub-Adviser”), having its principal place of business at 140 Broadway, New York, New York, 10005, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 14th, 2020 • Financial Investors Trust • Colorado
Contract Type FiledSeptember 14th, 2020 Company JurisdictionAGREEMENT, dated as of June 17, 2020 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 1430 Blake Street, Denver, Colorado.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2018 • Financial Investors Trust • Colorado
Contract Type FiledJune 29th, 2018 Company JurisdictionAGREEMENT, dated as of June 29, 2018 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Smith Capital Investors, LLC, a Colorado limited liability company (the “Sub-Adviser”), having its principal place of business at 8 Alexander Lane, Greenwood Village, Colorado.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 28th, 2016 • Financial Investors Trust • Colorado
Contract Type FiledJune 28th, 2016 Company JurisdictionAGREEMENT, effective as of February 25, 2016, by and among Westport Resources Management, Inc. (the "Investment Adviser"), a Connecticut corporation having its principal place of business at 55 Greens Farms Road, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the "Trust"), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a "Fund" and collectively, the "Funds"), and Amundi Smith Breeden LLC, a limited liability company (the "SubAdviser"), having its principal place of business at 280 South Mangum Street, Suite 301, Durham, North Carolina, 27701.