INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 30th, 2025 • RBB Fund Trust • Delaware
AGREEMENT, dated as of May 15, 2025 by and between Twin Oak ETF Company, a Delaware corporation (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 30th, 2025 • RBB Fund Trust • Delaware
AGREEMENT, dated as of May 15, 2025 by and between Twin Oak ETF Company, a Delaware corporation (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 28th, 2025 • RBB Fund Trust • Delaware
AGREEMENT, dated as of [ ], 2025 by and between Twin Oak ETF Company, a Delaware corporation (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT F/m Emerald Special Situations ETFInvestment Sub-Advisory Agreement • May 2nd, 2025 • RBB Fund, Inc. • Delaware
This investment sub-advisory agreement (the “Agreement”) is made as of ________________, 2025 by and between F/m Investments, LLC, a Delaware limited liability company (the “Adviser”), and Emerald Mutual Fund Advisers Trust, a Delaware statutory trust (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SGI Enhanced Market Leaders ETFInvestment Sub-Advisory Agreement • February 19th, 2025 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of February 19, 2025 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 13th, 2024 • RBB Fund Trust • Delaware
This AGREEMENT, dated as of December 4, 2024 by and between First Eagle Investment Management, LLC, a Delaware limited liability company (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SGI Enhanced Nasdaq-100 ETFInvestment Sub-Advisory Agreement • June 13th, 2024 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of June 11, 2024 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SGI Enhanced Global Income ETF and SGI Enhanced Core ETFInvestment Sub-Advisory Agreement • March 15th, 2024 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of February 28, 2024 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SGI Enhanced Global Income ETF and SGI Enhanced Core ETFInvestment Sub-Advisory Agreement • February 26th, 2024 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ________________, 2024 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 22nd, 2023 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of October 30, 2023 by and among The RBB Fund, Inc., a Maryland corporation that is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”) (the “Company”), F/m Investments, LLC d/b/a Oakhurst Capital Management, LLC, a Delaware limited liability company (the “Adviser”) and Oakhurst Capital Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 26th, 2023 • RBB Fund Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT, dated as of February 17, 2023 (the “Agreement”) by and between F/m Investments, LLC d/b/a North Slope Capital LLC, a Delaware limited liability company (the “Adviser”), and MFP Investors LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SGI U.S. Large Cap Core ETF and SGI Dynamic Tactical ETFInvestment Sub-Advisory Agreement • March 24th, 2023 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ________________, 2023 by and between Summit Global Investments, LLC, a Utah limited liability company (the “Adviser”) and SG Trading Solutions, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2022 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of December 29, 2021 by and among The RBB Fund, Inc., a Maryland corporation that is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”) (the “Company”), Optima Asset Management LLC, a Delaware limited liability company (the “Adviser”) and Anthony Capital Management, LLC, a Wisconsin limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 29th, 2021 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ________________, 2021 by and among [The RBB Fund, Inc., a Maryland corporation that is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”) (the “Company”)], Optima Asset Management LLC, a Delaware limited liability company (the “Adviser”) and Anthony Capital Management, LLC, a Wisconsin limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 26th, 2021 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of June 3, 2021, by and between Red Gate Advisers, LLC, a Delaware limited liability company (the "Adviser") and YieldX Advisers, LLC, a Delaware limited liability company (the "Sub-Adviser").
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 23rd, 2020 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ____________, 2020 by and between Red Gate Advisers, LLC, a Delaware limited liability company (the “Adviser”) and Stance Capital LLC, a Massachusetts limited liability company (the “Sub-Adviser”).
AMENDED and RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 19th, 2017 • Advisers Investment Trust • Delaware
AGREEMENT, dated as of August 31, 2017 by and between JO Hambro Capital Management Limited, a United Kingdom registered company (the “Adviser”), and JOHCM (USA) Inc., a Delaware company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 29th, 2016 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT, dated as of January 22, 2016 by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 10th, 2015 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT, dated as of July 10, 2015 by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 30th, 2015 • 1290 Funds • New York
AGREEMENT, dated as of July 1, 2015, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and TCW Investment Management Company (“TCW”), a California corporation (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 30th, 2015 • 1290 Funds • New York
AGREEMENT, dated as of July 1, 2015, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (“Adviser”), and Pacific Investment Management Company, LLC (“PIMCO”), a limited liability company organized under the laws of the State of Delaware (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 22nd, 2015 • Hatteras Alternative Mutual Funds Trust • Delaware
AGREEMENT, dated as of _____, 20__ by and between Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 24th, 2015 • HCIM Trust • Delaware
AGREEMENT, dated as of July 1, 2014 by and between Scotland Acquisition LLC d/b/a Hatteras Funds, LLC, a Delaware limited liability company (the “Adviser”), and Acertus Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 4th, 2014 • 1290 Funds • New York
AGREEMENT, effective as of September 1, 2014 by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability company organized in the State of Delaware (the “Adviser”), and AXA Rosenberg Investment Management LLC (“AXA Rosenberg” or “Sub-Adviser”), a limited liability company organized under the laws of the State of Delaware.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 4th, 2014 • 1290 Funds • New York
AGREEMENT, effective as of September 1, 2014 by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and AXA Investment Managers Inc. (“AXA IM” or “Sub-Adviser”), a corporation organized under the laws of the State of Delaware.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 4th, 2014 • 1290 Funds • New York
AGREEMENT, dated as of September 1, 2014, by and between AXA Equitable Funds Management Group, LLC (doing business as 1290 Asset Managers), a limited liability corporation organized in the State of Delaware (“Adviser”), and GAMCO Asset Management, Inc., a New York corporation (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2014 • 1290 Funds • New York
AGREEMENT, dated as of [ ], 2014, by and between AXA Equitable Funds Management Group, LLC (doing business as 1290 Asset Managers), a limited liability corporation organized in the State of Delaware (“Adviser”), and GAMCO Asset Management, Inc., a New York corporation (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2014 • 1290 Funds • New York
AGREEMENT, effective as of [ ], 2014 by and between AXA Equitable Funds Management Group, LLC (doing business as 1290 Asset Managers), a limited liability company organized in the State of Delaware (the “Adviser”), and AXA Rosenberg Investment Management LLC (“AXA Rosenberg” or “Sub-Adviser”), a limited liability company organized under the laws of the State of Delaware.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2014 • 1290 Funds • New York
AGREEMENT, effective as of [ ], 2014 by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and AXA Investment Managers Inc. (“AXA IM” or “Sub-Adviser”), a corporation organized under the laws of the State of Delaware.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 25th, 2013 • Roxbury Funds • Delaware
AGREEMENT, dated as of May 30, 2013 by and between Roxbury Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Hood River Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 26th, 2013 • Roxbury Funds • Delaware
AGREEMENT, dated as of , , 2013 by and between Roxbury Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Hood River Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 26th, 2012 • Roxbury Funds • Delaware
AGREEMENT, dated as of , , 2011 by and between Roxbury Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Mar Vista Investment Partners, LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 31st, 2012 • DundeeWealth Funds • Delaware
AGREEMENT, dated as of December 19, 2011 by and between DundeeWealth US, LP, a Delaware limited partnership (the “Adviser”), and JO Hambro Capital Management Limited, a United Kingdom registered company (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 28th, 2011 • Roxbury Funds • Delaware
AGREEMENT, dated as of , , 2011 by and between Roxbury Capital Management LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Mar Vista Investment Partners, LLC, a limited liability company organized under the laws of the State of Delaware (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2011 • DundeeWealth Funds • Delaware
AGREEMENT, dated as of April 8, 2011 by and between DundeeWealth US, LP, a Delaware limited partnership (the “Adviser”), and Mount Lucas Management LP, a Delaware limited partnership (the “Sub-Adviser”).