1,366,668 Shares of Common Stock and 8,233,332 Pre-Funded Warrants to Purchase 8,233,332 Shares of Common Stock of AYTU BIOPHARMA, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 6th, 2025 • Aytu Biopharma, Inc • Pharmaceutical preparations • New York
7,518,797 Shares ASP Isotopes Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 2nd, 2025 • ASP Isotopes Inc. • Miscellaneous chemical products • New York
ASP Isotopes Inc., a Delaware corporation (the “Company”), proposes to sell 7,518,797 shares (the “Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”). This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.
Senseonics Holdings, Inc. Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2025 • Senseonics Holdings, Inc. • Industrial instruments for measurement, display, and control • New York
25,000,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2025 • Humacyte, Inc. • Biological products, (no disgnostic substances) • New York
GH Research PLC 10,000,000 Ordinary Shares (Nominal Value $0.025 Each) UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2025 • GH Research PLC • Pharmaceutical preparations • New York
24,000,000 Shares BUTTERFLY NETWORK, INC. CLASS A COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2025 • Butterfly Network, Inc. • X-ray apparatus & tubes & related irradiation apparatus • New York
13,200,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2024 • Rocket Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
CARDIFF ONCOLOGY, INC. 15,384,619 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 10th, 2024 • Cardiff Oncology, Inc. • Biological products, (no disgnostic substances) • New York
2,395,000 Shares ASP Isotopes Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2024 • ASP Isotopes Inc. • Miscellaneous chemical products • New York
EYEPOINT PHARMACEUTICALS, INC. 12,727,273 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 2024 • EyePoint Pharmaceuticals, Inc. • Laboratory analytical instruments
ContractUnderwriting Agreement • August 15th, 2024 • Avidity Biosciences, Inc. • Pharmaceutical preparations • New York
2,750,498 SHARES ANAPTYSBIO, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • August 14th, 2024 • Anaptysbio, Inc • Pharmaceutical preparations • New York
ASP Isotopes Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2024 • ASP Isotopes Inc. • Miscellaneous chemical products • New York
ContractUnderwriting Agreement • June 14th, 2024 • Avidity Biosciences, Inc. • Pharmaceutical preparations
14,478,764 Shares SUTRO BIOPHARMA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 2nd, 2024 • Sutro Biopharma, Inc. • Biological products, (no disgnostic substances) • New York
21,010,000 Shares of Common Stock Pre-Funded Warrants to Purchase 3,000,031 Shares of Common Stock NKARTA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2024 • Nkarta, Inc. • Pharmaceutical preparations • New York
13,400,000 Shares HUMACYTE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 4th, 2024 • Humacyte, Inc. • Biological products, (no disgnostic substances) • New York
2,307,694 Shares CLEARPOINT NEURO, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • March 1st, 2024 • ClearPoint Neuro, Inc. • Surgical & medical instruments & apparatus • New York
3,900,000 Shares of Common Stock Jasper Therapeutics, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2024 • Jasper Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
5,400,000 Shares of Common Stock AMERICAN SUPERCONDUCTOR CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2024 • American Superconductor Corp /De/ • Motors & generators • New York
7,777,778 Shares Pre-Funded Warrants to Purchase 3,333,333 Shares Voyager Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 8th, 2024 • Voyager Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
EYEPOINT PHARMACEUTICALS, INC. 11,764,706 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 8th, 2023 • EyePoint Pharmaceuticals, Inc. • Laboratory analytical instruments
11,000,000 Shares AURA BIOSCIENCES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2023 • Aura Biosciences, Inc. • Biological products, (no disgnostic substances) • New York
7,777,778 Shares AN2 Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 16th, 2023 • AN2 Therapeutics, Inc. • Pharmaceutical preparations
IKENA ONCOLOGY, INC. 6,110,000 SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2023 • Ikena Oncology, Inc. • Biological products, (no disgnostic substances) • New York
40,000,000 Shares APPHARVEST, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 10th, 2023 • AppHarvest, Inc. • Agricultural production-crops • New York
•] Shares INTERACTIVE STRENGTH INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2023 • Interactive Strength, Inc. • Electronic & other electrical equipment (no computer equip)
•] Shares INTERACTIVE STRENGTH INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2023 • Interactive Strength, Inc. • Electronic & other electrical equipment (no computer equip)
CLEARFIELD, INC. Common Stock, Par Value $0.01 UNDERWRITING AGREEMENTUnderwriting Agreement • December 9th, 2022 • Clearfield, Inc. • Telephone & telegraph apparatus • New York
25,263,158 SHARES OF ASPEN AEROGELS, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2022 • Aspen Aerogels Inc • Wholesale-lumber & other construction materials • New York
7,700,000 Shares G1 THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 21st, 2022 • G1 Therapeutics, Inc. • Pharmaceutical preparations • New York
Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 4th, 2022 • Rocket Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
13,333,334 Shares of Common Stock NKARTA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2022 • Nkarta, Inc. • Pharmaceutical preparations • New York
•] Shares AN2 Therapeutics, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2022 • AN2 Therapeutics, Inc. • Pharmaceutical preparations • New York
EYEPOINT PHARMACEUTICALS, INC. 4,027,273 Shares of Common Stock Pre-Funded Warrants to purchase 3,272,727 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 19th, 2021 • EyePoint Pharmaceuticals, Inc. • Laboratory analytical instruments • New York