CAPITAL ONE FINANCIAL CORPORATION $250,000,000 Floating Rate Senior Notes Due 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2018 • Capital One Financial Corp • National commercial banks • New York
Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $250,000,000 aggregate principal amount of Floating Rate Senior Notes Due 2021 (the “Securities”), to Morgan Stanley & Co. LLC (the “Underwriter”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”), as amended from time to time.
THE AES CORPORATION 59,468,788 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • May 18th, 2015 • Aes Corp • Cogeneration services & small power producers • New York
Introductory. Terrific Investment Corporation (“TIC” or the “Selling Stockholder”), a corporation incorporated under the laws of the People’s Republic of China, a subsidiary controlled by China Investment Corporation (“CIC”) and a stockholder of The AES Corporation, a Delaware corporation (the “Company”), proposes to sell to you, as underwriter (the “Underwriter”) an aggregate of 59,468,788 shares (the “Stock”) of common stock (the “Common Stock”), par value $0.01 per share, of the Company. The use of the neuter in this Underwriting Agreement (the “Agreement”) shall include the feminine and masculine wherever appropriate. As part of the offering of the Stock, the Selling Stockholder has instructed the Underwriter to sell 20,000,000 shares of the Stock to the Company at the Purchase Price (as defined herein).