June 18, 2012 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation 8229 Boone Boulevard Suite 802 Vienna, VA 22182 Dear Mr. Kersten: This letter (the "Agreement") constitutes the agreement between Chardan Capital...Placement Agent Agreement • June 21st, 2012 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
January 25, 2012 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation PostalCodePostalCode8229 Boone Boulevard Suite 802 PostalCodeVienna, PostalCodeVA PostalCode22182 Dear Mr. Kersten: This letter (the "Agreement")...Placement Agent Agreement • January 27th, 2012 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
October 3, 2011 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation 8229 Boone Boulevard Suite 802 Vienna, VA 22182 Dear Mr. Kersten: This letter (the "Agreement") constitutes the agreement between Chardan Capital...Placement Agent Agreement • October 6th, 2011 • Cel Sci Corp • Biological products, (no disgnostic substances) • New York
Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER GOVERNMENT SECURITIES LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware...Placement Agent Agreement • July 29th, 2009 • Master Government Securities LLC • New York
Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER TAX-EXEMPT LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware corporation (the...Placement Agent Agreement • July 29th, 2009 • Master Tax Exempt LLC • New York
Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER MONEY LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware corporation (the...Placement Agent Agreement • July 29th, 2009 • Master Money LLC • New York
Exhibit 8(a) ------------ PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 1st day of October, 2008, between MASTER TREASURY LLC, a Delaware limited liability company (the "Master LLC"), and BLACKROCK INVESTMENTS, INC., a Delaware corporation (the...Placement Agent Agreement • July 29th, 2009 • Master Treasury LLC • New York
Exhibit 8(a) MASTER BASIC VALUE LLC PLACEMENT AGENT AGREEMENT ------------------------- AGREEMENT made as of the 1st day of October, 2008, between MASTER BASIC VALUE LLC, a Delaware limited liability company (the "Company") and BLACKROCK INVESTMENTS,...Placement Agent Agreement • October 28th, 2008 • Master Basic Value LLC • New York
LOGO] TRIPOINT GLOBAL EQUITIES, LLC MEMBER: NASD/SIPC July 12, 2007 CONFIDENTIAL BioForce Nanosciences Holdings, Inc. 1615 Golden Aspen Drive Suite 101 Ames, Iowa 50010 Attention: Eric Henderson CEO This letter agreement (this "Agreement") confirms...Placement Agent Agreement • September 7th, 2007 • Bioforce Nanosciences Holdings, Inc. • Laboratory analytical instruments
Exhibit 8(d) PLACEMENT AGENT AGREEMENT AGREEMENT made as of the 29th day of September 2006, between MASTER INSTITUTIONAL MONEY MARKET TRUST, a Delaware statutory trust (the "Trust"), on behalf of itself and such of its series, if any, as may be listed...Placement Agent Agreement • August 28th, 2007 • Master Institutional Money Market LLC • New York
May 3, 2007 CONFIDENTIAL Chris Waddick Chief Operating Officer and Chief Financial Officer Vasogen Inc. 2155 Dunwin Drive, Suite 10 Mississauga, ON L5L 4M1 Canada Dear Mr. Waddick: This letter (the "AGREEMENT") constitutes the agreement between Rodman...Placement Agent Agreement • May 18th, 2007 • Vasogen Inc • Surgical & medical instruments & apparatus • New York
Exhibit H EXCELSIOR DIRECTIONAL HEDGE FUND OF FUNDS (TI), LLC 225 HIGH RIDGE ROAD STAMFORD, CT 06905 UST Securities Corp. 499 Washington Boulevard Jersey City, NJ 07310 Re: APPOINTMENT OF UST SECURITIES CORP. AS PLACEMENT AGENT Ladies and Gentlemen:...Placement Agent Agreement • May 16th, 2007 • Excelsior Directional Hedge Fund of Funds (Ti) LLC • New York
EXCELSIOR DIRECTIONAL HEDGE FUND OF FUNDS (TE), LLC 225 HIGH RIDGE ROAD STAMFORD, CT 06905 UST Securities Corp. 499 Washington Boulevard Jersey City, NJ 07310 Re: APPOINTMENT OF UST SECURITIES CORP. AS PLACEMENT AGENT Ladies and Gentlemen: Pursuant to...Placement Agent Agreement • May 16th, 2007 • Excelsior Directional Hedge Fund of Funds (Te) LLC • New York
EXHIBIT 1.1 5,134,100 SHARES SPECTRUM PHARMACEUTICALS, INC. SHARES OF COMMON STOCK (PAR VALUE $0.001 PER SHARE) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 4th, 2007 • Spectrum Pharmaceuticals Inc • Pharmaceutical preparations • New York
January 30, 2007 Bernard Berk Chairman & Chief Executive Officer Elite Pharmaceutical, Inc. 165 Ludlow Avenue Northvale, NJ 07647 Dear Buddy: 1. This letter agreement (the "Agreement") confirms our understanding that Elite Pharmaceuticals, Inc....Placement Agent Agreement • April 25th, 2007 • Elite Pharmaceuticals Inc /De/ • Pharmaceutical preparations • New York
BRIGHTEC INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 3rd, 2007 • Brightec, Inc • Papers & allied products • New Jersey
December 2, 2006 Mr. Peter Katevatis Chief Executive Officer/ President Mediscience Technology Corporation 1235 Folkestone Way Cherry hill, NJ 08034 Dear Mr. Peter Katevatis: This letter (the "Agreement") constitutes the agreement between Mediscience...Placement Agent Agreement • December 18th, 2006 • Mediscience Technology Corp • Surgical & medical instruments & apparatus
SECTION IPlacement Agent Agreement • November 20th, 2006 • Manaris Corp • Telephone communications (no radiotelephone) • Florida
Common StockPlacement Agent Agreement • November 16th, 2006 • Dendreon Corp • Pharmaceutical preparations • New York
November 6, 2006 CONFIDENTIAL ------------ David G. Elsley President & Chief Executive Officer Vasogen Inc. 2155 Dunwin Drive, Suite 10 Mississauga, ON L5L 4M1 Canada Dear Mr. Elsley: This letter (the "AGREEMENT") constitutes the agreement between...Placement Agent Agreement • November 16th, 2006 • Vasogen Inc • Surgical & medical instruments & apparatus • New York
EXHIBIT 10.31 PERFORMANCE HEALTH TECHNOLOGIES, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • November 14th, 2006 • Performance Health Technologies Inc • Florida
SECTION IPlacement Agent Agreement • October 2nd, 2006 • Manaris Corp • Telephone communications (no radiotelephone) • Florida
PLACEMENT AGENT AGREEMENT September , 2006 Morgan Stanley & Co. Incorporated Morgan Stanley DW Inc. 1221 Avenue of the Americas New York, NY 10020 Ladies and Gentlemen: Hatteras Multi-Strategy TEI Fund , L.P., a Delaware limited partnership (the...Placement Agent Agreement • September 20th, 2006 • Hatteras Multi-Strategy TEI Fund, L.P. • New York
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • September 20th, 2006 • Hatteras Multi-Strategy Fund I, L.P. • New York
Exhibit 99.4 CONFIDENTIAL April 17, 2006 Cyclacel Pharmaceuticals, Inc. 150 JFK Parkway, Suite 100 Short Hills, NJ 07078 Gentlemen: This letter agreement ("Agreement") will confirm our understanding that Cowen & Co., LLC ("Cowen") has been engaged to...Placement Agent Agreement • April 28th, 2006 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
EXHIBIT 99.6 April 17, 2006 Harvey Electronics, Inc. 205 Chubb Avenue Lyndhurst, NJ 07071 Attn: Michael Recca Michael: This letter will confirm our mutual agreement with respect to our engagement as exclusive placement agent (the "Distributor") to act...Placement Agent Agreement • April 18th, 2006 • Harvey Electronics Inc • Retail-radio, tv & consumer electronics stores
SMARTIRE SYSTEMS INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 18th, 2006 • Smartire Systems Inc • Industrial instruments for measurement, display, and control • New Jersey
PLACEMENT AGENT AGREEMENT Dated as of: October 1, 2004. The undersigned, DNAPrint genomics, Inc., a Utah corporation (the "COMPANY"), hereby agrees with Athena Capital Partners, Inc. (the "PLACEMENT AGENT") and Dutchess Private Equities Fund, L.P., a...Placement Agent Agreement • April 10th, 2006 • Dnaprint Genomics Inc • Services-commercial physical & biological research • Utah
EXHIBIT 10.32 ------------- SPEECHSWITCH, INC. AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 4th, 2006 • SpeechSwitch, Inc. • Services-computer integrated systems design • New Jersey
EXHIBIT 10.36 ------------- IVOICE TECHNOLOGY, INC. AMENDED AND RESTATED PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 4th, 2006 • iVoice Technology, Inc. • Services-computer integrated systems design • New Jersey
ACUNETX, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 31st, 2006 • AcuNetx, Inc. • Surgical & medical instruments & apparatus • New Jersey
EXHIBIT 99.4 December 19, 2005 Harry S. Palmin President and CEO Novelos Therapeutics, Inc. One Gateway Center, Ste 504 Newton, MA 02458 Dear Harry: 1. This letter agreement (the "Agreement") confirms our understanding that Novelos Therapeutics, Inc....Placement Agent Agreement • March 3rd, 2006 • Novelos Therapeutics, Inc. • Pharmaceutical preparations
Exhibit 10.9 ------------ WALKER FINANCIAL CORPORATION PLACEMENT AGENT AGREEMENT Dated as of: February 20, 2006 The undersigned, Walker Financial Corporation, a Delaware corporation (the "COMPANY"), hereby agrees with US EURO Securities, Inc. (the...Placement Agent Agreement • February 24th, 2006 • Walker Financial Corp • Services-photofinishing laboratories • Delaware
EXHIBIT 1.2 EQUITY INNS, INC. 8% Series C Cumulative Preferred Stock ($25.00 Liquidation Preference) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • February 17th, 2006 • Equity Inns Inc • Real estate investment trusts • New York
EXHIBIT 10.7 FIRST AMENDMENT TO PLACEMENT AGENT AGREEMENT This FIRST AMENDMENT to the PLACEMENT AGENT AGREEMENT, dated effective as of November 8, 2005 (the "AMENDMENT"), is made by and among DEERVALLEY ACQUISITIONS CORP., a Florida corporation...Placement Agent Agreement • February 15th, 2006 • Cytation Corp • Mobile homes • Florida