SETTLEMENT AGREEMENTSettlement Agreement • May 3rd, 2018 • Philotimo Fund, LP • Secondary smelting & refining of nonferrous metals • Delaware
Contract Type FiledMay 3rd, 2018 Company Industry JurisdictionThis SETTLEMENT AGREEMENT (this “Agreement”) is made as of this 2nd day of May 2018, by and among David L. Kanen, Kanen Wealth Management LLC (“Kanen Wealth Management”) (collectively, together with their respective affiliates and the other participants in their pending proxy solicitation and members of their “group” (as such term is defined in Rule 13d-5 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the “Kanen Group”, and each individually, a “member” of the Kanen Group), and Aqua Metals, Inc., a Delaware corporation (the “Company”).
SETTLEMENT AGREEMENTSettlement Agreement • May 2nd, 2018 • Aqua Metals, Inc. • Secondary smelting & refining of nonferrous metals • Delaware
Contract Type FiledMay 2nd, 2018 Company Industry JurisdictionThis SETTLEMENT AGREEMENT (this “Agreement”) is made as of this 2nd day of May 2018, by and among David L. Kanen, Kanen Wealth Management LLC (“Kanen Wealth Management”) (collectively, together with their respective affiliates and the other participants in their pending proxy solicitation and members of their “group” (as such term is defined in Rule 13d-5 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the “Kanen Group”, and each individually, a “member” of the Kanen Group), and Aqua Metals, Inc., a Delaware corporation (the “Company”).