CLIENT AGREEMENTClient Agreement • September 4th, 2024 • Hong Kong
CONTENTS目錄 PART I – DEFINITIONS AND INTERPRETATION第一部份 – 定義及釋義…………………………………………………………………………………........... 5 PART II – STANDARD TERMS AND CONDITIONS第二部份 – 標準條款及條件…………………………………………………………………………………... 10 1. ACCOUNT OPENING開戶……………………………………………………………………………………………………...…. 10 2. THE ACCOUNT帳戶………………………………………………………………………………………………………… 10 3. CLIENT IDENTITY AND INFORMATION客戶身份及資料…………………………………………………………………………………..….……. 10 4. APPLICABLE RULES AND REGULATIONS適用規則及法規……………………………………………………………………..………………….…. 12 5. INSTRUCTIONS AND DEALING PRACTICE指示及交易慣例………………………………………………………………………………………….... 13 6. SETTLEMENT結算……………………………………………………………………………………………………….... 16 7. COMMISSIONS AND CHARGES佣金及收費…………………………………………………………………………...……………………. 16 8. CLIENT’S CONSENT TO RETENTIONS OF ANY PAYMENT OF SOFT DOLLARS AND CASH REBATES客戶同意保留任何非金錢利益及現金回佣的支付………………………………..…………………….. 17 9. SET-OFF, LIEN AND COMNINATION OF ACCOUNTS扺銷、留置權及帳戶之合倂..........................................................................................
CLIENT AGREEMENTClient Agreement • August 10th, 2022 • Hong Kong
THIS AGREEMENT is entered into by and between you (hereafter referred to as the “Client”) whose name(s) and address are identified in the Client Information Statement and its successors and assigns and Open Securities Limited and its successors and assigns (hereafter referred to as “OPSL”) whose registered office is at Suite 3203-04, 32/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Hong Kong.