Stewart Information Services Corporation 2,631,600 Shares Common Stock, Par Value $1.00 per Share Underwriting AgreementUnderwriting Agreement • August 17th, 2020 • Stewart Information Services Corp • Title insurance • New York
Contract Type FiledAugust 17th, 2020 Company Industry JurisdictionThe primary purpose of our professional engagement was not to establish or confirm factual matters or financial, accounting or quantitative information. Furthermore, many determinations involved in the preparation of the Registration Statement, the Disclosure Package and the Prospectus are of a wholly or partially non-legal character or relate to legal matters outside the scope of our opinion separately delivered to you today in respect of certain matters under the laws of the State of New York, the federal laws of the United States of America and the General Corporation Law of the State of Delaware. As a result, we are not passing upon, and do not assume any responsibility for, the accuracy, completeness or fairness of the statements contained in the Registration Statement, the Disclosure Package or the Prospectus, and we have not ourselves checked the accuracy, completeness or fairness of, or otherwise verified, the information furnished in such documents (except to the extent expres
Underwriting AgreementUnderwriting Agreement • January 18th, 2018 • AveXis, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 18th, 2018 Company Industry JurisdictionAveXis, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of 3,921,600 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 588,240 additional shares (the “Optional Shares”) of Common Stock, par value $0.0001 (“Stock”) of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”.
Idera Pharmaceuticals, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • October 26th, 2017 • Idera Pharmaceuticals, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 26th, 2017 Company Industry JurisdictionIdera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 33,333,334 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 5,000,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.001 (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
KMG Chemicals, Inc. Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • October 20th, 2017 • KMG Chemicals Inc • Chemicals & allied products • New York
Contract Type FiledOctober 20th, 2017 Company Industry JurisdictionKMG Chemicals, Inc., a Texas corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 450,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively referred to as the “Shares”).
Underwriting AgreementUnderwriting Agreement • June 22nd, 2017 • AveXis, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 22nd, 2017 Company Industry JurisdictionAveXis, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”) an aggregate of 3,575,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 536,250 additional shares (the “Optional Shares”) of Common Stock, par value $0.0001 (“Stock”) of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”.
Underwriting AgreementUnderwriting Agreement • March 31st, 2017 • STORE CAPITAL Corp • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2017 Company Industry JurisdictionSTORE Capital Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” and, individually, an “Underwriter”), for whom you are acting as representatives (in such capacity, the “Representatives”), an aggregate of 8,650,000 shares (the “Firm Shares”), and, at the election of the Underwriters, up to 1,297,500 additional shares (the “Optional Shares”), of Common Stock, $0.01 par value per share (“Stock”), of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
Tesla, Inc. Common Stock, par value $0.001 Underwriting AgreementUnderwriting Agreement • March 17th, 2017 • Tesla, Inc. • Motor vehicles & passenger car bodies • New York
Contract Type FiledMarch 17th, 2017 Company Industry JurisdictionTesla, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 968,993 shares, par value $0.001, of common stock (“Stock”) of the Company (the “Firm Shares”) and, at the election of the Underwriters, up to 145,348 additional shares (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Underwriting AgreementUnderwriting Agreement • September 19th, 2016 • Nutanix, Inc. • Services-prepackaged software • New York
Contract Type FiledSeptember 19th, 2016 Company Industry JurisdictionNutanix, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions in this underwriting agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman, Sachs & Co. (“Goldman Sachs”), Morgan Stanley & Co. LLC (“Morgan Stanley”) and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”), an aggregate of [ ] shares of Class A common stock, par value $0.000025 per share (“Stock”) of the Company and, at the election of the Underwriters, up to [ ] additional shares of Stock. The aggregate of [ ] shares to be sold by the Company is herein called the “Firm Shares” and the aggregate of up to [ ] additional shares to be sold by the Company is herein called the “Optional Shares.” The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.” The shares of Class B common
Underwriting AgreementUnderwriting Agreement • May 20th, 2016 • STORE CAPITAL Corp • Real estate investment trusts • New York
Contract Type FiledMay 20th, 2016 Company Industry JurisdictionSTORE Capital Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” and, individually, an “Underwriter”), for whom you are acting as representatives (in such capacity, the “Representatives”), an aggregate of 10,750,000 shares (the “Firm Shares”), and, at the election of the Underwriters, up to 1,612,500 additional shares (the “Optional Shares”), of Common Stock, $0.01 par value per share (“Stock”), of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
Underwriting AgreementUnderwriting Agreement • May 20th, 2015 • Momenta Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 20th, 2015 Company Industry JurisdictionMomenta Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 7,250,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,087,500 additional shares (the “Optional Shares”) of Common Stock, par value $0.0001 (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • April 10th, 2015 • Blueprint Medicines Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 10th, 2015 Company Industry JurisdictionBlueprint Medicines Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ · ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ · ] additional shares (the “Optional Shares”) of Common Stock, par value $0.001 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Idera Pharmaceuticals, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • February 13th, 2015 • Idera Pharmaceuticals, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 13th, 2015 Company Industry JurisdictionIdera Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 20,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 3,000,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.001 (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Terreno Realty Corporation Common Stock Underwriting Agreement December 9, 2014Underwriting Agreement • December 11th, 2014 • Terreno Realty Corp • Real estate • New York
Contract Type FiledDecember 11th, 2014 Company Industry JurisdictionTerreno Realty Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman, Sachs & Co. and KeyBanc Capital Markets Inc. are acting as representatives (together, the “Representatives” or “you”), an aggregate of 8,500,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,275,000 additional shares (the “Optional Shares”) of its common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
ZIONS BANCORPORATION UNDERWRITING AGREEMENT 17,617,450 Shares Common Stock (no par value)Underwriting Agreement • July 31st, 2014 • Zions Bancorporation /Ut/ • National commercial banks • New York
Contract Type FiledJuly 31st, 2014 Company Industry Jurisdiction
T2 Biosystems, Inc. Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • July 28th, 2014 • T2 Biosystems, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 28th, 2014 Company Industry JurisdictionT2 Biosystems, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ ] additional shares (the “Optional Shares”) of Common Stock, par value $0.001 per share (“Stock”) of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”.
GLU MOBILE INC. Common Stock ($0.0001 par value per share) Underwriting AgreementUnderwriting Agreement • May 30th, 2014 • Glu Mobile Inc • Services-computer programming services • New York
Contract Type FiledMay 30th, 2014 Company Industry JurisdictionGlu Mobile Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom Cowen and Company, LLC and Stifel, Nicolaus & Company, Incorporated are acting as representatives (in such capacity, the “Representatives”), an aggregate of [ ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ ] additional shares (the “Optional Shares”), of common stock, par value $0.0001 per share, of the Company (“Common Stock”). The Firm Shares and the Optional Shares which the Underwriters elect to purchase pursuant to Section 3 hereof are herein collectively called the “Shares.”
Terreno Realty Corporation Common Stock Underwriting AgreementUnderwriting Agreement • May 27th, 2014 • Terreno Realty Corp • Real estate • New York
Contract Type FiledMay 27th, 2014 Company Industry JurisdictionTerreno Realty Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Goldman, Sachs & Co. and KeyBanc Capital Markets Inc. are acting as representatives (together, the “Representatives” or “you”), an aggregate of 7,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 1,050,000 additional shares (the “Optional Shares”) of its common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Darling International Inc. Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • December 13th, 2013 • Darling International Inc • Fats & oils • New York
Contract Type FiledDecember 13th, 2013 Company Industry JurisdictionDarling International Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 40,000,000 shares (the “Firm Shares”) of common stock, par value $0.01 per share (“Stock”) of the Company and, at the election of the Underwriters, up to 6,000,000 additional shares (the “Optional Shares”) of Stock of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
TriMas Corporation Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • September 16th, 2013 • Trimas Corp • Metal forgings & stampings • New York
Contract Type FiledSeptember 16th, 2013 Company Industry JurisdictionTriMas Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representatives (the “Representatives”) an aggregate of 4,500,000 shares and, at the election of the Underwriters, up to 675,000 additional shares of Common Stock, par value $0.01 per share (“Stock”) of the Company. The aggregate of 4,500,000 shares to be sold by the Company is herein called the “Firm Shares” and the aggregate of up to 675,000 additional shares to be sold by the Company is herein called the “Optional Shares.” The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
Carmike Cinemas, Inc. Common Stock, Par Value $0.03 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 31st, 2013 • Carmike Cinemas Inc • Services-motion picture theaters • New York
Contract Type FiledJuly 31st, 2013 Company Industry JurisdictionCarmike Cinemas Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as the representative (the “Representative”) an aggregate of 4,500,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 675,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.03 (“Stock”) of the Company (the Firm Shares and the Optional Shares which the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
Form of Underwriting AgreementUnderwriting Agreement • July 25th, 2013 • Envision Healthcare Holdings, Inc. • Services-general medical & surgical hospitals, nec • New York
Contract Type FiledJuly 25th, 2013 Company Industry JurisdictionEnvision Healthcare Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares and, at the election of the Underwriters, up to [ ] additional shares of Common Stock, $0.01 par value (“Stock”) of the Company. The aggregate of [ ] shares of Stock to be sold by the Company is herein called the “Firm Shares” and the aggregate of [ ] additional shares of Stock to be sold by the Company is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Terreno Realty Corporation Common Stock Underwriting AgreementUnderwriting Agreement • July 15th, 2013 • Terreno Realty Corp • Real estate • New York
Contract Type FiledJuly 15th, 2013 Company Industry JurisdictionTerreno Realty Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 750,000 additional shares (the “Optional Shares”) of its common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Tesla Motors, Inc. Common Stock, par value $0.001 Underwriting AgreementUnderwriting Agreement • May 20th, 2013 • Tesla Motors Inc • Motor vehicles & passenger car bodies • New York
Contract Type FiledMay 20th, 2013 Company Industry JurisdictionTesla Motors, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Goldman, Sachs & Co. (“you” or the “Underwriters”) an aggregate of 3,393,793 shares, par value $0.001 (“Stock”) of the Company (the “Firm Shares”) and, at your election, up to 509,069 additional shares (the “Optional Shares”) of Stock (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
Marin Software Incorporated Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • March 15th, 2013 • Marin Software Inc • Services-computer processing & data preparation • New York
Contract Type FiledMarch 15th, 2013 Company Industry JurisdictionMarin Software Incorporated, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares and, at the election of the Underwriters, up to [ ] additional shares of Common Stock, par value $0.001 per share (“Stock”) of the Company. The aggregate of [ ] shares to be sold by the Company is herein called the “Firm Shares” and the aggregate of [ ] additional shares to be sold by the Company is herein called the “Optional Shares.” The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
Terreno Realty Corporation Common Stock Underwriting AgreementUnderwriting Agreement • February 21st, 2013 • Terreno Realty Corp • Real estate • New York
Contract Type FiledFebruary 21st, 2013 Company Industry JurisdictionTerreno Realty Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,000,000 shares(the “Firm Shares”) and, at the election of the Underwriters, up to 750,000 additional shares (the “Optional Shares”) of its common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • November 30th, 2012 • Clean Harbors Inc • Hazardous waste management • New York
Contract Type FiledNovember 30th, 2012 Company Industry JurisdictionClean Harbors, Inc, a Massachusetts corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 6,000,000 shares (the “Firm Securities”) and, at the election of the Underwriters, up to 900,000 additional shares (the “Optional Securities”) of common stock (“Stock”) of the Company (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”).
Tesla Motors, Inc. Common Stock, par value $0.001 Form of Underwriting AgreementUnderwriting Agreement • September 28th, 2012 • Tesla Motors Inc • Motor vehicles & passenger car bodies • New York
Contract Type FiledSeptember 28th, 2012 Company Industry JurisdictionTesla Motors, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Goldman, Sachs & Co. (“you” or the “Underwriter”) an aggregate of shares, par value $0.001 (“Stock”) of the Company (the “Firm Shares”) and, at your election, up to additional shares (the “Optional Shares”) of Stock (the Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
TriMas Corporation Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • May 8th, 2012 • Trimas Corp • Metal forgings & stampings • New York
Contract Type FiledMay 8th, 2012 Company Industry JurisdictionTriMas Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representatives”) an aggregate of 4,000,000 shares and, at the election of the Underwriters, up to 600,000 additional shares of Common Stock, par value $0.01 per share (“Stock”) of the Company. The aggregate of 4,000,000 shares to be sold by the Company is herein called the “Firm Shares” and the aggregate of 600,000 additional shares to be sold by the Company is herein called the “Optional Shares”. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
Carmike Cinemas, Inc. Common Stock, Par Value $0.03 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2012 • Carmike Cinemas Inc • Services-motion picture theaters • New York
Contract Type FiledApril 11th, 2012 Company Industry JurisdictionCarmike Cinemas Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as the representative (the “Representative”) an aggregate of 4,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 600,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.03 (“Stock”) of the Company (the Firm Shares and the Optional Shares which the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
BrightSource Energy, Inc. Common Stock, par value $0.0001 Underwriting AgreementUnderwriting Agreement • March 21st, 2012 • BrightSource Energy Inc • Electric services • New York
Contract Type FiledMarch 21st, 2012 Company Industry JurisdictionBrightSource Energy, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ ] additional shares (the “Optional Shares”) of common stock, par value $0.0001 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
GCT Semiconductor, Inc. Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • February 15th, 2012 • GCT Semiconductor Inc • Semiconductors & related devices • New York
Contract Type FiledFebruary 15th, 2012 Company Industry JurisdictionGCT Semiconductor, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [ ] additional shares (the “Optional Shares”) of Common Stock (“Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Terreno Realty Corporation Common Stock Underwriting AgreementUnderwriting Agreement • January 11th, 2012 • Terreno Realty Corp • Real estate • New York
Contract Type FiledJanuary 11th, 2012 Company Industry JurisdictionTerreno Realty Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 4,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 600,000 additional shares (the “Optional Shares”) of its common stock, par value $0.01 per share (“Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • March 30th, 2011 • Universal Display Corp \Pa\ • Electronic components & accessories • New York
Contract Type FiledMarch 30th, 2011 Company Industry JurisdictionGoldman, Sachs & Co., As representative of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co. 200 West Street, New York, New York 10282
Exelixis, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • March 10th, 2011 • Exelixis Inc • Services-commercial physical & biological research • New York
Contract Type FiledMarch 10th, 2011 Company Industry JurisdictionExelixis, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 15,000,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 2,250,000 additional shares (the “Optional Shares”) of Common Stock, par value $0.001 per share (the “Stock”) of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Shares”).
Underwriting AgreementUnderwriting Agreement • November 5th, 2010 • Aeroflex Holding Corp. • Semiconductors & related devices • New York
Contract Type FiledNovember 5th, 2010 Company Industry JurisdictionAeroflex Holding Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares of common stock, $0.01 par value (the “Stock”), of the Company, and, at the election of the Underwriters, up to additional shares of Stock. The aggregate of shares of Stock to be sold by the Company is herein called the “Firm Shares,” and the aggregate of additional shares of Stock to be sold by the Company is herein called the “Optional Shares.” The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”