AMENDMENT TO THE FINRA PARTICIPATION AGREEMENT v. 1.23aFinra Participation Agreement • October 5th, 2016
by and between [Firm Name], a [place of incorporation and type of entity (i.e. corporation, LLC, Partnership, etc.)] with a principal place of business at [address] and MPID(s) and CRD Number ("Participant") and Financial Industry Regulatory Authority, Inc., a Delaware corporation ("FINRA").