NASDAQ, INC. 41,604,207 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • July 30th, 2024 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJuly 30th, 2024 Company Industry JurisdictionNasdaq, Inc., a Delaware corporation (the “Company”), and Argus Seller, LP, a Delaware limited partnership and an affiliate of certain funds managed by Thoma Bravo, L.P. (the “Selling Stockholder”), confirm their respective agreements with Goldman Sachs & Co. LLC (the “Underwriter”), with respect to the sale by the Selling Stockholder and the purchase by the Underwriter of 41,604,207 shares of common stock, par value $0.01 per share, of the Company (“Common Stock”). The aforesaid 41,604,207 shares of Common Stock to be purchased by the Underwriter are herein called the “Securities.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Securities are referred to herein as the “Stock.”
NASDAQ, INC. 26,956,522 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 20th, 2024 • Nasdaq, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMarch 20th, 2024 Company Industry JurisdictionNasdaq, Inc., a Delaware corporation (the “Company”), and Borse Dubai Limited, a company registered in the Dubai International Financial Centre in Dubai with company number CL0447 (the “Selling Stockholder”), confirm their respective agreements with the several Underwriters, as listed in Schedule 1 hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC are acting as representatives (the “Representatives”), with respect to (i) the sale by the Selling Stockholder and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule 1 hereto and (ii) the grant by the Selling Stockholder to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional 4,043,478 shares of Common Stock. The aforesaid 26,956,522 shares of Common Stock (the “Fir
NASDAQ, INC. 26,956,522 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 20th, 2024 • Borse Dubai LTD • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMarch 20th, 2024 Company Industry JurisdictionNasdaq, Inc., a Delaware corporation (the “Company”), and Borse Dubai Limited, a company registered in the Dubai International Financial Centre in Dubai with company number CL0447 (the “Selling Stockholder”), confirm their respective agreements with the several Underwriters, as listed in Schedule 1 hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC are acting as representatives (the “Representatives”), with respect to (i) the sale by the Selling Stockholder and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule 1 hereto and (ii) the grant by the Selling Stockholder to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of an additional 4,043,478 shares of Common Stock. The aforesaid 26,956,522 shares of Common Stock (the “Fir