UNDERWRITING AGREEMENTUnderwriting Agreement • October 13th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 1,000,000 shares (the “Firm Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Alexander Capital L.P. (“Alexander” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). ”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Over‐allotment Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional 150,000 shares of Common Stock (the “Option Shares”) and together with the Firm Shares, the “Shares”), and the offering of such Shares is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative the Representative’s Warrants (as defined in Section 1(c)),
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • September 1st, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Firm Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Alexander Capital L.P. (“Alexander” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). ”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Over-allotment Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional [____] shares of Common Stock (the “Option Shares”) and together with the Firm Shares, the “Shares”), and the offering of such Shares is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative the Representative’s Warrants (as defined in Section 1(c)), which
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom US Tiger Securities, Inc. (“USTS” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional [ ] Shares (the “Option Shares” or “Option Securities”) and together with the Shares, the “Offered Securities”), and the offering of such Offered Securities is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative the Underw
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Spartan Capital Securities LLC (“Spartan” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional [ ] Shares (the “Option Shares” or “Option Securities”) and together with the Shares, the “Offered Securities”), and the offering of such Offered Securities is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative th
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 6th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Novusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and two warrants, each to purchase one Share (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The O
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Novusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and one warrant to purchase two Shares (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The Option
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
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SURGEPAYS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2021 • SurgePays, Inc. • Services-advertising • New York
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UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2021 • Lm Funding America, Inc. • Finance services • New York
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2021 • Novusterra Inc • Miscellaneous metal ores • New York
YIELD10 BIOSCIENCE, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 25th, 2020 • Yield10 Bioscience, Inc. • Miscellaneous plastics products • New York