CLIENT MARGIN ACCOUNT AGREEMENT AND APPLICATIONClient Margin Account Agreement • December 10th, 2010 • Minnesota
Contract Type FiledDecember 10th, 2010 JurisdictionThis agreement consists of five pages. I have read and understand the terms of this agreement.By signing this agreement I acknowledge that:1. My securities may be loaned to you or loaned to others as provided under SEC Rule 15c3-3 and other applicable law.2. I have received a copy of this agreement.3. This agreement has not been altered or revised in any manner by me, and I agree to abide by its terms and conditions in their entirety.4. I have received the Margin Disclosure Statement, attached as Appendix A.This agreement contains a predispute arbitration clause on page four, paragraph 15. CLIENT INF OR M ATI ON AND SIGN ATURES Name and Address Account Owner Signature Date Co-Owner Signature Date Print Name from Signature Above Print Name from Signature Above Title, if applicable (e.g., President, Partner, Trustee, Custodian) Title, if applicable (e.g., President, Partner, Trustee, Custodian) Phone Number Phone Number Occupation Occupation Employer Employer Co-Owner Signature Date Co-O
CLIENT MARGIN ACCOUNT AGREEMENT AND APPLICATIONClient Margin Account Agreement • December 15th, 2009 • Minnesota
Contract Type FiledDecember 15th, 2009 JurisdictionThis agreement consists of five pages. I have read and understand the terms of this agreement.By signing this agreement I acknowledge that:1. My securities may be loaned to you or loaned to others as provided under SEC Rule 15c3-3 and other applicable law.2. I have received a copy of this agreement.3. This agreement has not been altered or revised in any manner by me, and I agree to abide by its terms and conditions in their entirety.4. I have received the Margin Disclosure Statement, attached as Appendix A.This agreement contains a predispute arbitration clause on page four, paragraph 15. CLIENT INF OR M ATI ON AND SIGN ATURES Name and Address Account Owner Signature Date Co-Owner Signature Date Print Name from Signature Above Print Name from Signature Above Title, if applicable (e.g., President, Partner, Trustee, Custodian) Title, if applicable (e.g., President, Partner, Trustee, Custodian) Phone Number Phone Number Occupation Occupation Employer Employer Co-Owner Signature Date Co-O