Common Contracts

197 similar Underwriting Agreement contracts by JBDI Holdings LTD, Fitness Champs Holdings LTD, 707 Cayman Holdings Ltd., others

UNDERWRITING AGREEMENT
Underwriting Agreement • June 10th, 2025 • 707 Cayman Holdings Ltd. • Retail-apparel & accessory stores • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • May 19th, 2025 • Fitness Champs Holdings LTD • Services-miscellaneous amusement & recreation • New York

FITNESS CHAMPS Holdings Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Big Treasure Investments Limited and Easy Builder Limited, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value $0.000005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] Ordinary Shares are to be sold by the Selling Shareholders (the Ordinary Shares to be s

2,800,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • March 27th, 2025 • Global Water Resources, Inc. • Water supply • California

Roth Capital Partners, LLC, as representative of the several underwriters listed in Schedule I to the Underwriting Agreement

Ten-League International Holdings Limited UNDERWRITING AGREEMENT
Underwriting Agreement • March 17th, 2025 • Ten-League International Holdings LTD • Wholesale-machinery, equipment & supplies • New York

Ten-League International Holdings Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Ten-League Corp and Jules Verne, certain shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value US$0.000025 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] Ordinary Shares are to be sold by the Selling Shareholders (the Ordinary Shares to be sold by

UNDERWRITING AGREEMENT
Underwriting Agreement • February 20th, 2025 • 707 Cayman Holdings Ltd. • Retail-apparel & accessory stores • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • February 18th, 2025 • Fitness Champs Holdings LTD • Services-miscellaneous amusement & recreation • New York

FITNESS CHAMPS Holdings Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Big Treasure Investments Limited, Fuji Investment Limited and True Height Limited, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value $0.000005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] Ordinary Shares are to be sold by the Selling Shareholders (the

January 22, 2025
Underwriting Agreement • January 23rd, 2025 • Us Energy Corp • Crude petroleum & natural gas • New York
UNDERWRITING AGREEMENT
Underwriting Agreement • December 26th, 2024 • COR3&Co. (Holdings) LTD • Apparel & other finishd prods of fabrics & similar matl • New York

COR3 & Co. (Holdings) Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Soaring Fame Global Limited, Emprise Ahead Limited, Vantage Success Enterprises Limited, Alpha Summit Ventures Limited and Shao Qi Limited, certain shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value US$0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] O

TEN HOLDINGS, INC. UNDERWRITING AGREEMENT [●] Shares of Common Stock
Underwriting Agreement • December 4th, 2024 • TEN Holdings, Inc. • Services-business services, nec • New York

TEN Holdings, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Bancroft Capital, LLC (the “Underwriter” or, in its capacity as the representative of the underwriters (collectively, the “Underwriters”) listed in Schedule I hereto, the “Representative”) 2,500,000 authorized but unissued shares (the “Shares”) of common stock of the Company, $0.0001 par value (the “Common Stock”). The Shares, the Representative Warrants (as defined below) and the Representative Warrant Shares (as defined below) are collectively referred to as the “Securities.”

UNDERWRITING AGREEMENT
Underwriting Agreement • November 13th, 2024 • Fitness Champs Holdings LTD • Services-miscellaneous amusement & recreation • New York

FITNESS CHAMPS Holdings Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Big Treasure Investments Limited, Fuji Investment Limited and True Height Limited, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,000,000 ordinary shares, par value $0.000005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,500,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold by the Selling S

UNDERWRITING AGREEMENT
Underwriting Agreement • October 17th, 2024 • COR3&Co. (Holdings) LTD • Apparel & other finishd prods of fabrics & similar matl • New York

COR3 & Co. (Holdings) Limited, a Cayman Islands exempted company with limited liability (the “Company”) and Soaring Fame Global Limited, Emprise Ahead Limited, Vantage Success Enterprises Limited, Alpha Summit Ventures Limited and Shao Qi Limited, certain shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value US$0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] O

PREMIUM CATERING (HOLDINGS) LIMITED UNDERWRITING AGREEMENT 2,000,000 Ordinary Shares
Underwriting Agreement • September 26th, 2024 • Premium Catering (Holdings) LTD • Retail-eating places • New York

PREMIUM CATERING (HOLDINGS) LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and Mr. Gao Lianquan and Ms. Kong Chan, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Bancroft Capital, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,000,000 ordinary shares, par value $0.0000005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,650,000 Ordinary Shares are to be issued and sold by the Company and 350,000 Ordinary Shares are to be sold by the Selling Shareholders (the Ordinary Shares to be sol

JBDI HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • August 28th, 2024 • JBDI Holdings LTD • Metal shipping barrels, drums, kegs & pails • New York

JBDI HOLDINGS LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and E U Holdings Pte. Ltd., Mr. Lim Tze Chong, Ms. Siow Kim Lian, Mr. Lim Chwee Poh and Mr. Lim Kim Seng, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Wilson-Davis & Co., Inc. is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,250,000 ordinary shares, par value $0.0005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,750,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold by the

SYNERGY CHC CORP. UNDERWRITING AGREEMENT [●] Shares of Common Stock
Underwriting Agreement • August 28th, 2024 • Synergy CHC Corp. • Medicinal chemicals & botanical products • New York

Synergy CHC Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), an aggregate of [●] authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.00001 per share (the “Common Stock”), of the Company and also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional [●] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”. The Shares, the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are collectively referred to as the “Securities.”

JBDI HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • August 23rd, 2024 • JBDI Holdings LTD • Metal shipping barrels, drums, kegs & pails • New York

JBDI HOLDINGS LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and E U Holdings Pte. Ltd., Mr. Lim Tze Chong, Ms. Siow Kim Lian, Mr. Lim Chwee Poh and Mr. Lim Kim Seng, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Wilson-Davis & Co., Inc. is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,250,000 ordinary shares, par value $0.0005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,750,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold by the

JBDI HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • August 21st, 2024 • JBDI Holdings LTD • Metal shipping barrels, drums, kegs & pails • New York

JBDI HOLDINGS LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and E U Holdings Pte. Ltd., Mr. Lim Tze Chong, Ms. Siow Kim Lian, Mr. Lim Chwee Poh and Mr. Lim Kim Seng, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Wilson-Davis & Co., Inc. is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,250,000 ordinary shares, par value $0.0005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,750,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold by the

PREMIUM CATERING (HOLDINGS) LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • August 13th, 2024 • Premium Catering (Holdings) LTD • Retail-eating places • New York

PREMIUM CATERING (HOLDINGS) LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and Mr. Gao Lianquan and Ms. Kong Chan, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value $0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] Ordinary Shares are to be sold by the Selling Shareholders (the Ordinary Shares to be sold by the S

SYNERGY CHC CORP. UNDERWRITING AGREEMENT [●] Shares of Common Stock
Underwriting Agreement • July 29th, 2024 • Synergy CHC Corp. • Medicinal chemicals & botanical products • New York

Synergy CHC Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), an aggregate of [●] authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.00001 per share (the “Common Stock”), of the Company and also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional [●] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”. The Shares, the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are collectively referred to as the “Securities.”

ZSPACE, INC. Underwriting Agreement [●] Shares of Common Stock
Underwriting Agreement • July 22nd, 2024 • zSpace, Inc. • Services-prepackaged software • New York

zSpace, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC (“Roth Capital”) and Craig-Hallum Capital Group LLC are acting as the representatives (the “Representatives”), an aggregate of [●] authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.00001 per share (the “Common Stock”) of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional [●] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”. The Shares, the Representative’s Warrants (as defined below) and the Representative’s Warrant Shares (as defined below) are collectively referred to as the “Securities.”

JBDI HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • July 3rd, 2024 • JBDI Holdings LTD • Metal shipping barrels, drums, kegs & pails • New York

JBDI HOLDINGS LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and E U Holdings Pte. Ltd., Mr. Lim Tze Chong, Ms. Siow Kim Lian, Mr. Lim Chwee Poh and Mr. Lim Kim Seng, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Wilson-Davis & Co., Inc. is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,250,000 ordinary shares, par value $0.0005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,750,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold by the

LUXURBAN HOTELS INC. UNDERWRITING AGREEMENT 30,500,000 Shares of Common Stock
Underwriting Agreement • May 22nd, 2024 • Luxurban Hotels Inc. • Real estate • New York

LuxUrban Hotels Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), 30,500,000 authorized but unissued shares (the “Firm Shares”) of common stock of the Company, par value $0.00001 per share (the “Common Stock”). In addition, the Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 4,575,000 authorized but unissued shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or “Securities.”

JBDI HOLDINGS LIMITED UNDERWRITING AGREEMENT
Underwriting Agreement • May 2nd, 2024 • JBDI Holdings LTD • Metal shipping barrels, drums, kegs & pails • New York

JBDI HOLDINGS LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and E U Holdings Pte. Ltd., Mr. Lim Tze Chong, Ms. Siow Kim Lian, Mr. Lim Chwee Poh and Mr. Lim Kim Seng, shareholders of the Company (the “Selling Shareholders”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,250,000 ordinary shares, par value $0.0005 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 1,750,000 Ordinary Shares are to be issued and sold by the Company and 500,000 Ordinary Shares are to be sold

REE AUTOMOTIVE LTD. UNDERWRITING AGREEMENT 2,000,000 Class A Ordinary Shares
Underwriting Agreement • March 4th, 2024 • REE Automotive Ltd. • Motor vehicles & passenger car bodies • New York
RANMARINE TECHNOLOGY B.V. UNDERWRITING AGREEMENT [●] Units, Each Consisting of
Underwriting Agreement • January 25th, 2024 • RanMarine Technology B.V. • Ship & boat building & repairing • New York

RANMARINE TECHNOLOGY B.V., a private company with limited liability under the laws of the Netherlands (besloten vennootschap met beperkte aansprakelijkheid) (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of [●] Units (the “Firm Units”), each Firm Unit consisting of: (i) [ ] American Depositary Shares (the “ADSs”), with each ADS representing [ ] ordinary shares, nominal value €0.01 per share (the “Firm ADSs”); (ii) one tradeable warrant to purchase [ ] ADS (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase [ ] ADS (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The [●] ADSs to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units

ROMA GREEN FINANCE LIMITED UNDERWRITING AGREEMENT 3,075,460 Ordinary Shares
Underwriting Agreement • January 12th, 2024 • Roma Green Finance LTD • Services-management consulting services • New York

ROMA GREEN FINANCE LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and Top Elect Group Limited, a holding company incorporated in the British Virgin Islands and a shareholder of the Company (the “Selling Shareholder”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 3,075,460 ordinary shares, par value $0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 2,449,943 Ordinary Shares are to be issued and sold by the Company and 625,517 Ordinary Shares are to be sold by the

RANMARINE TECHNOLOGY B.V. UNDERWRITING AGREEMENT [●] Units, Each Consisting of
Underwriting Agreement • December 21st, 2023 • RanMarine Technology B.V. • Ship & boat building & repairing • New York

RANMARINE TECHNOLOGY B.V., a private company with limited liability under the laws of the Netherlands (besloten vennootschap met beperkte aansprakelijkheid) (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital LLC is acting as Representative (the “Representative”), an aggregate of [●] Units (the “Firm Units”), each Firm Unit consisting of: (i) [ ] American Depositary Shares (the “ADSs”), with each ADS representing [ ] ordinary shares, nominal value €0.01 per share (the “Firm ADSs”); (ii) one tradeable warrant to purchase [ ] ADS (the “Firm Tradeable Warrants”); and, one non-tradeable warrant to purchase [ ] ADS (the “Firm Non-tradeable Warrants” and together with the Firm Tradeable Warrants, the “Firm Warrants”). The [●] ADSs to in this Section are hereinafter referred to as the “Firm Shares” together with the Firm Units

SINGLEPOINT, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • December 19th, 2023 • SinglePoint Inc. • Retail-nonstore retailers • New York

SinglePoint, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Alexander Capital, L.P. (“Alexander Capital”) is acting as the representative (the “Representative”), an aggregate of 800,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) of the Company (the “Firm Shares”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, in the aggregate, up to 120,000 additional shares of Common Stock representing 15% of the Firm Shares sold in the offering from the Company (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares,” and together with the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are hereinafter collectively refe

JUNEE LIMITED UNDERWRITING AGREEMENT 2,000,000 Ordinary Shares
Underwriting Agreement • December 18th, 2023 • Junee LTD • Services-management consulting services • New York

JUNEE LIMITED, a British Virgin Islands company with limited liability (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 2,000,000 authorized but unissued ordinary shares, no par value per share (the “Ordinary Shares”), of the Company (the “Firm Shares”). The Company has also granted to the Underwriters an option to purchase up to 300,000 additional Ordinary Shares, on the terms and for the purposes set forth hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively

FATHOM HOLDINGS INC. UNDERWRITING AGREEMENT 3,000,000 Shares of Common Stock
Underwriting Agreement • December 4th, 2023 • Fathom Holdings Inc. • Real estate agents & managers (for others) • New York

Fathom Holdings Inc., a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), 2,000,000 authorized but unissued shares (the “Company Firm Shares”) of common stock of the Company, no par value (the “Common Stock”). In addition, the selling shareholder signatory hereto (the “Selling Shareholder”) proposes to sell to the Underwriters, upon the terms and conditions set forth herein, an aggregate of 1,000,000 issued and outstanding shares held by the Selling Shareholder (the “Secondary Shares” and, together with the Company Firm Shares, the “Firm Shares”). In addition, the Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 450,000 authorized but unissued shar

ROMA GREEN FINANCE LIMITED UNDERWRITING AGREEMENT [ ] Ordinary Shares
Underwriting Agreement • November 24th, 2023 • Roma Green Finance LTD • Services-management consulting services • New York

ROMA GREEN FINANCE LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and Top Elect Group Limited, a holding company incorporated in the British Virgin Islands and a shareholder of the Company (the “Selling Shareholder”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of [ ] ordinary shares, par value $0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which [ ] Ordinary Shares are to be issued and sold by the Company and [ ] Ordinary Shares are to be sold by the Selling Sharehol

SHIMMICK CORPORATION UNDERWRITING AGREEMENT 4,550,000 Shares of Common Stock
Underwriting Agreement • October 24th, 2023 • Shimmick Corp • Heavy construction other than bldg const - contractors • New York

SHIMMICK CORPORATION, formerly known as SCCI National Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Roth Capital Partners, LLC is acting as the representative (the “Representative”), an aggregate of 4,550,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth herein, up to an additional 682,500 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares.”

BIOAFFINITY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT [*] UNITS, EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT; EACH WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK
Underwriting Agreement • September 20th, 2023 • bioAffinity Technologies, Inc. • Services-commercial physical & biological research • New York

BIOAFFINITY TECHNOLOGIES, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital, LLC is acting as representative (the “Representative”), an aggregate of [*] units (“Units”) at a public offering price of $[*]per Unit (the “Price Range”). Each Unit will consist of: (i) one share of the Company’s common stock, $0.007 par value per share (the “Common Stock”); (ii) one five year warrant (“Warrant”) to purchase one share of Common Stock (“Warrant Shares” and together with each share of Common Stock included in the Units, the “Firm Shares”) at an exercise price equal to 120% of the assumed per-Unit Offering Price (defined below) of $[*]. The said [*] Units referred to herein are hereinafter referred to as the “Firm Units.” The Units have no stand-alone rights and will not be certificated or issued as

SINGLEPOINT, INC. UNDERWRITING AGREEMENT [●] Firm Shares
Underwriting Agreement • August 2nd, 2023 • SinglePoint Inc. • Retail-nonstore retailers • New York

SinglePoint, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Alexander Capital, L.P. (“Alexander Capital”) is acting as the representative (the “Representative”), an aggregate of [●] shares of common stock, par value $0.0001 per share (the “Common Stock”) of the Company (the “Firm Shares”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, in the aggregate, up to [●] additional shares of Common Stock representing 15% of the Firm Shares sold in the offering from the Company (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares,” and together with the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are hereinafter collectively referred to

MOBIQUITY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT 3,777,634 Shares of Common Stock and accompanying 3,777,634 Series 2023 Warrants to Purchase 5,666,451 Shares of Common Stock 4,286,883 Pre-funded Warrants to Purchase 4,286,883 Shares of Common...
Underwriting Agreement • February 17th, 2023 • Mobiquity Technologies, Inc. • Services-advertising • New York
MOBIQUITY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT [●] Shares of Common Stock and accompanying Series 2023 Warrants to Purchase [●] Shares of Common Stock [●] Pre-funded Warrants to Purchase [●] Shares of Common Stock and accompanying Series 2023...
Underwriting Agreement • February 9th, 2023 • Mobiquity Technologies, Inc. • Services-advertising • New York