ACORN ENERGY, INC. 2,231,818 Shares of Common Stock, par value $0.01 per share, PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 9th, 2010 • Acorn Energy, Inc. • Services-computer programming services • New York
Acorn Energy, Inc., a Delaware corporation (the “Company”), proposes to issue and sell up to 2,231,818 shares (the “Offered Securities”) of common stock, par value $0.01 per share (the “Common Stock”) to one or more investors (collectively, the “Investors”). The Offered Securities are described more fully in the Registration Statement (as hereinafter defined).
AASTROM BIOSCIENCES, INC. 11,842,105 shares of Common Stock, no par value per share Warrants for purchase of 5,921,053 shares of Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 16th, 2007 • Aastrom Biosciences Inc • Services-commercial physical & biological research • New York
Aastrom Biosciences, Inc., a Michigan corporation (the “Company”), proposes to issue and sell to certain investors (collectively, the “Investors”) up to an aggregate of 11,842,105 units (the “Units”), each consisting of one share of common stock, no par value per share (the “Common Stock”), and one warrant to purchase 0.5 shares of the Company’s common stock (the “Warrants” and, together with the Common Stock, the “Securities”). The shares of Common Stock and Warrants are immediately separable and will be issued separately to the Investors. The Company hereby confirms its agreement with BMO Capital Markets Corp. (“BMO” or the “Placement Agent”) to act as placement agent in connection with such issuance and sale.
SEQUENOM, INC. 6,666,666 Shares of Common Stock, par value $0.001 per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 25th, 2007 • Sequenom Inc • Services-commercial physical & biological research • New York
Sequenom, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 6,666,666 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), to certain investors (collectively, the “Investors”). The Company desires to engage you as its placement agents (each a “Placement Agent” and, collectively, the “Placement Agents”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
15,600,000 Shares SUPERCONDUCTOR TECHNOLOGIES INC. Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 24th, 2004 • Superconductor Technologies Inc • Radio & tv broadcasting & communications equipment • New York
Superconductor Technologies Inc., a Delaware corporation (the “Company”), proposes to issue and sell to certain investors (collectively, the “Investors”) up to an aggregate of 15,600,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (the “Common Stock”). The Company desires to engage you as its exclusive placement agent (the “Placement Agent”) in connection with the issuance and sale of the Shares. The Shares are described more fully in the Prospectus that is referred to below.