0000315774-11-000293 Sample Contracts
SUBADVISORY AGREEMENT BETWEEN ABSOLUTE INVESTMENT ADVISERS LLC AND MOHICAN FINANCIAL MANAGEMENT, LLCSubadvisory Agreement • October 27th, 2011 • Forum Funds • Delaware
AGREEMENT made as of the 18th day of January, 2007, by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 310 Lincoln Street, Suite 216, Hingham, MA, 02043 (the “Adviser”) and Mohican Financial Management, LLC, a Delaware limited liability company with its principal office and place of business at 21 Railroad Ave, Suite 35, Cooperstown, NY 13326 (the “Subadviser”).
FORUM FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 27th, 2011 • Forum Funds • Delaware
AGREEMENT made as of August 16, 2011, by and between Forum Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and ICICI Securities Holdings Inc., a Delaware corporation, with its principal office and place of business at 500 5th Avenue, New York, NY 10017 (the “Adviser”).
FUND ACCOUNTING AND ADMINISTRATION SERVICES AGREEMENTFund Accounting and Administration Services Agreement • October 27th, 2011 • Forum Funds • Delaware
THIS AGREEMENT is made and entered into as of August 10, 2011, by and between the ICICI India Dynamic Fund (the “Fund”), a series of the Forum Funds (the “Trust”), and Jackson Fund Services (“JFS”), a division of Jackson National Asset Management LLC, (“JNAM”), a limited liability company organized under the laws of the State of Michigan.
FORUM FUNDS ADMINISTRATION AND TRANSFER AGENCY SERVICES AGREEMENTAdministration and Transfer Agency Services Agreement • October 27th, 2011 • Forum Funds • Delaware
AGREEMENT dated as of the 10th day of August, 2010, by and between Forum Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Trust”), and Atlantic Fund Administration, LLC (“Atlantic”), a limited liability company organized under the laws of the State of Delaware with its principal place of business at Three Canal Plaza, Portland, Maine 04101.
D/B/A ICICI Investment AdvisorsExpense Limitation Agreement • October 27th, 2011 • Forum Funds
This agreement can only be terminated or amended upon the approval of the Forum Funds Board of Trustees and is automatically terminated if the Adviser is no longer a service provider to the Fund. Unless otherwise amended or terminated, this agreement will terminate on September 1, 2012.
Mr. Stacey E. Hong, President Forum Funds Three Canal Plaza, Suite 600 Portland, Maine 04101 RE: Expense Limitation Agreement Dear Mr. Hong:Expense Limitation Agreement • October 27th, 2011 • Forum Funds
This agreement can only be terminated or amended upon the approval of the Forum Funds Board of Trustees and is automatically terminated if the Adviser is no longer a service provider to the Fund. Unless otherwise amended or terminated, this agreement will terminate on January 1, 2013.