0000927016-03-001265 Sample Contracts
EXHIBIT k.1 TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of March __, 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a Massachusetts business trust (the "Fund"). W...Transfer Agency Services Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
WITNESSETH:Portfolio Management Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT j.1 CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of March [ ], 2003, between NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a closed-end management investment company organized under the laws of the Commonwealth of Massachusetts and registered...Custodian Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT h.4 ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICEBylaws • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT h.1 Nicholas-Applegate Convertible & Income Fund [ ] Common Shares of Beneficial Interest Par Value $0.00001 per Share UNDERWRITING AGREEMENT March [ ] , 2003 UNDERWRITING AGREEMENTUnderwriting Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
WITNESSETH:Investment Management Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT h.3 Master Agreement Among Underwriters UBS Warburg LLC 299 Park Avenue New York, New York 10171-0026 Ladies and Gentlemen: We hereby agree that this Master Agreement Among Underwriters (this "Agreement") will apply to our participation in...Master Agreement Among Underwriters • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT k.2 ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENT AGREEMENT made as of March 12, 2003, by and between NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND, a Massachusetts business trust (the "Fund"), and PIMCO ADVISORS FUND MANAGEMENT...Organizational and Offering Expenses Reimbursement Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund
EXHIBIT j.2 ACCOUNTING AGENCY AGREEMENT --------------------------- THIS ACCOUNTING AGENCY AGREEMENT is made as of March [ ], 2003, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York...Accounting Agency Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT k.3 SHAREHOLDER SERVICING AGREEMENT SHAREHOLDER SERVICING AGREEMENT (the "Agreement"), dated as of March [_], 2003, between PIMCO Advisors Fund Management LLC ("PIMCO Advisors") and UBS Warburg LLC ("UBS Warburg"). WHEREAS, Nicholas-Applegate...Shareholder Servicing Agreement • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • New York
EXHIBIT a.2 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST MARCH 12, 2003 NICHOLAS-APPLEGATE CONVERTIBLE & INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST AMENDED AND RESTATED...Agreement and Declaration of Trust • March 24th, 2003 • Nicholas Applegate Convertible & Income Fund • Massachusetts