0001104659-08-030253 Sample Contracts
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • May 6th, 2008 • Financial Investors Trust • New York
AGREEMENT made as November 13, 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CUSTODY AGREEMENTCustody Agreement • May 6th, 2008 • Financial Investors Trust • New York
AGREEMENT, dated as of November 13, 2007 between Financial Investors Trust, a business an open-end series management investment company organized as a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • May 6th, 2008 • Financial Investors Trust • Delaware
This Investment Advisory and Management Agreement (the “Agreement”) is made and entered into as of , 2008, between Financial Investors Trust, an open-end series management investment company organized as a Delaware statutory trust (the “Trust”), on behalf of Kotak India Multi-Cap Fund (the “Fund”), a series of the Trust, and Kotak Mahindra (UK) Ltd., a corporation organized under the laws of the United Kingdom (the “Adviser”).
FORM OF TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
This Transfer Agency Interactive Client Services Agreement (“Agreement”) is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2008, between Financial Investors Trust, a Delaware business trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OFChief Compliance Officer Services Agreement • May 6th, 2008 • Financial Investors Trust • Colorado
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated , 2008 between FINANCIAL INVESTORS TRUST, a Delaware business trust (the “Trust”), on behalf of a portfolio of the Trust, the Kotak India Multi-Cap Fund (the “Fund”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is , 2008.
November 20, 2007 Mr. W. Robert Alexander, Chairman Financial Investors TrustAdvisory Fee Agreement • May 6th, 2008 • Financial Investors Trust