0001144204-17-000339 Sample Contracts

CĪON INVESTMENT CORPORATION UP TO 100,000,000 SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) AMENDED AND RESTATED FOLLOW-ON DEALER MANAGER AGREEMENT

Follow-on Dealer Manager Agreement • January 4th, 2017 • CION Investment Corp • New York

• Contract Type
  Follow-on Dealer Manager Agreement
• Filed
  January 4th, 2017
• Company
  CION Investment Corp
• Jurisdiction
  New York

This Amended and Restated Follow-On Dealer Manager Agreement (the “Agreement”), effective December 28, 2016, is entered into among CĪON Investment Corporation, CĪON Investment Management, LLC and CĪON Securities, LLC.