0001193125-25-192223 Sample Contracts
BARON ETF TRUST MANAGEMENT AGREEMENTManagement Agreement • August 29th, 2025 • Baron ETF Trust
This Management Agreement (this “Agreement”), made the 5th day of August, 2025, by and between BAMCO, Inc., a New York corporation (“BAMCO”), and Baron ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust named on Schedule A hereto, as such Schedule may be revised from time to time (each, a “Client” and, together, the “Clients”).
CUSTODY AGREEMENTCustody Agreement • August 29th, 2025 • Baron ETF Trust • Massachusetts
Distribution AgreementDistribution Agreement • August 29th, 2025 • Baron ETF Trust
This Distribution Agreement, entered into the 5th day of August, 2025, by and between Baron Capital, Inc. (“BCI”), a New York corporation, and Baron ETF Trust, a Delaware statutory trust (the “Trust”), with respect to the Creation Units (as defined below) of shares of beneficial interest (the “Shares”) of all series of the Trust now in existence hereto or subsequently created (each, a “Fund” and collectively, the “Funds”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 29th, 2025 • Baron ETF Trust • Massachusetts
This Authorized Participant Agreement (the “Agreement”) is entered into by and among [Distributor’s name] (the “Distributor”), [Participant’s Name and NSCC#] (the “Participant”), and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Baron ETF Trust (the “Trust” or “Fund”). The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Fund (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
ADMINISTRATION AGREEMENTAdministration Agreement • August 29th, 2025 • Baron ETF Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of [ ], 2025, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and Baron ETF Trust, a Delaware statutory trust (the “Trust”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 29th, 2025 • Baron ETF Trust
THIS AGREEMENT is made as of the ____ day of ___________, 2025, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Congress Street, Boston, Massachusetts 02114 (“State Street” or the “Transfer Agent”), and BARON ETF TRUST, a Delaware statutory trust (the “Trust”).