0001580642-19-002085 Sample Contracts
UNDERWRITING AGREEMENT Between TWO ROADS SHARED TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • April 24th, 2019 • Two Roads Shared Trust • Nebraska
THIS UNDERWRITING AGREEMENT effective the 1st day of February, 2019, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust, having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • April 24th, 2019 • Two Roads Shared Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 1st day of February, 2019, between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: March 6, 2019Operating Expense Limitation and Security Agreement • April 24th, 2019 • Two Roads Shared Trust
TWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: Name: Jim Colantino Title: President IRONHORSE CAPITAL LLC By: Name: H. Kerr Tigrett Title: Principal
Amended and Restated Investment Advisory AgreementInvestment Advisory Agreement • April 24th, 2019 • Two Roads Shared Trust