0001628280-20-013514 Sample Contracts

ONTRAK, INC. (par value $0.0001 per share)
At Market Issuance Sales Agreement • September 14th, 2020 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT
Note Purchase Agreement • September 14th, 2020 • Ontrak, Inc. • Services-misc health & allied services, nec • New York

THIS THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT (this “Third Amendment”) is entered into as of September 11, 2020 by and among ONTRAK, Inc., a Delaware corporation formally known as CATASYS, Inc. (the “Company”), the Purchaser signatory hereto and GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P., as collateral agent for the Purchasers (in such capacity, the “Collateral Agent”).