0001641172-25-008049 Sample Contracts
WARRANT TO PURCHASE COMMON SHARES PINEAPPLE FINANCIAL INC.Warrant Agreement • May 1st, 2025 • Pineapple Financial Inc. • Finance services • New York
Contract Type FiledMay 1st, 2025 Company Industry JurisdictionTHIS WARRANT TO PURCHASE COMMON SHARES (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. New York City time on [________________]1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aspira Pineapple Financial Inc., a company organized under the laws of Canada (the “Company”), up to _____________ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 1st, 2025 • Pineapple Financial Inc. • Finance services • New York
Contract Type FiledMay 1st, 2025 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of [ ] [ ], 2025, between Pineapple Financial Inc., a company organized under the laws of Canada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PRE-FUNDED COMMON SHARES PURCHASE WARRANT PINEAPPLE FINANCIAL INC.Pre-Funded Common Shares Purchase Warrant • May 1st, 2025 • Pineapple Financial Inc. • Finance services • New York
Contract Type FiledMay 1st, 2025 Company Industry JurisdictionTHIS PRE-FUNDED COMMON SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Pineapple Financial Inc., a the company organized under the laws of Canada (the “Company”), up to ______ Common Shares, subject to adjustment hereunder (the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 1st, 2025 • Pineapple Financial Inc. • Finance services • New York
Contract Type FiledMay 1st, 2025 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between D. Boral Capital LLC (the “Placement Agent”) and Pineapple Financial Inc., a company organized under the law of Canada (the “Company”), that the Placement Agent shall serve as the exclusive placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offering (the “Placement”) of (i) common shares (the “Shares”) of the Company (the “Common Shares”), no par value per share (the “Common Stock”), (ii) warrants to purchase Common Shares (the “Common Warrants”), and (iii) pre-funded warrants to purchase Common Shares (the “Pre-Funded Warrants” and, together with the Shares and Common Warrants, the “Securities”). The Securities actually placed by the Placement Agent are referred to herein as the “Placement Securities.” The Shares, the Pre-Funded Warrants, the Common Warrants, and the Common Shares underlying the Pre-Funded Warrants and Common Warrants will be offered and sold under the C