0001829126-25-002022 Sample Contracts
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 24th, 2025 • FundVantage Trust
THIS AGREEMENT is made as of the 7th day of March, 2025, by and between each Trust (hereinafter each the “Trust”) listed on Appendix A hereto with respect to each series of the Trust (hereinafter each a “Series”) listed on Appendix A hereto (as such Appendix A may be amended from time to time) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
INVESTMENT ADVISORY AGREEMENT Polen Capital Credit ETFsInvestment Advisory Agreement • March 24th, 2025 • FundVantage Trust • Delaware
AGREEMENT made as of March 21, 2025, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (each referred to herein, individually, as the “Fund”), and POLEN CAPITAL CREDIT, LLC (herein called the “Investment Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 24th, 2025 • FundVantage Trust • Delaware
This distribution agreement (the “Agreement”) is effective this 5th day of February 2025, and made by FundVantage Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 103 Bellevue Parkway, Wilmington, DE 19809, and Foreside Funds Distributors LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FUNDVANTAGE TRUSTAuthorized Participant Agreement • March 24th, 2025 • FundVantage Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Funds Distributors LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”), and is further subject to acknowledgement and agreement by FundVantage Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AMENDMENT TO THE ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • March 24th, 2025 • FundVantage Trust
This Amendment is an amendment to the Administration and Accounting Services Agreement between The Bank of New York Mellon (“BNY”) and FundVantage Trust (the “Trust”) dated as of July 19, 2007 (the “Agreement”).
FEE WAIVER AGREEMENTFee Waiver Agreement • March 24th, 2025 • FundVantage Trust
This Agreement is entered into as of [DATE], 2025 by and between Polen Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Polen Focus Growth ETF (the “ETF”).
AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 24th, 2025 • FundVantage Trust
This Amendment is an amendment to the Custody Agreement between The Bank of New York Mellon (“BNY”) and FundVantage Trust (the “Fund”) dated as of March 14, 2011 (the “Agreement”).
AMENDMENT TO THE ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • March 24th, 2025 • FundVantage Trust
This Amendment is an amendment to the Administration and Accounting Services Agreement between The Bank of New York Mellon (“BNY”) and FundVantage Trust (the “Trust”) dated as of July 19, 2007 (the “Agreement”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 24th, 2025 • FundVantage Trust
This Amendment is effective as of June 1, 2025 (the “Effective Date”) by and between each Trust (hereinafter each a “Trust,” and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix is amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business, having its principal office and place of business at 240 Greenwich Street, New York, New York, 10286 (the “Bank”).
FEE WAIVER AGREEMENTFee Waiver Agreement • March 24th, 2025 • FundVantage Trust
This Agreement is entered into as of March 21, 2025 by and between Polen Capital Credit, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Polen Floating Rate Income ETF and the Polen High Income ETF (each, an “ETF” and collectively, the “ETFs”), separately and not jointly.
AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 24th, 2025 • FundVantage Trust
This Amendment is an amendment to the Custody Agreement between The Bank of New York Mellon (“BNY”) and FundVantage Trust (the “Fund”) dated as of March 14, 2011 (the “Agreement”).