N-14-a Sample Contracts
12 1. Each Fund hereby appoints the Distributor as principal underwriter in connection with the offer and sale of its Shares. The Distributor shall, as agent for each Fund, subject to applicable federal and state law and the Declaration of Trust or...Distribution Agreement • February 9th, 2001 • Calvert Impact Fund Inc
1 Exhibit 6(a) MANAGEMENT AGREEMENT AGREEMENT made this 9th day of September, 1997, as amended the 8th day of May, 1998, by and between MERRILL LYNCH GLOBAL GROWTH FUND, INC., a Maryland corporation (hereinafter referred to as the "Fund"), and MERRILL...Management Agreement • September 22nd, 1998 • Merrill Lynch Global Growth Fund Inc • New York
INVESTMENT ADVISORY AGREEMENT CONSTELLATION FUNDS AGREEMENT made as of this 17th day of February, 2006, by and between Constellation Funds, a Delaware business trust (the "Trust"), and Touchstone Advisors, Inc. (the "Adviser"). WHEREAS, the Trust is...Investment Advisory Agreement • August 4th, 2008 • Touchstone Funds Group Trust • Delaware
Exhibit 13(a)(1) FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT PHOENIX FUNDS THIS FIRST AMENDMENT is made by and between the undersigned entities (hereinafter singularly...Transfer Agency and Service Agreement • September 21st, 2004 • Phoenix Equity Trust
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the 5th day of February, 2001 between Credit Suisse Asset Management Income Fund, Inc., a Maryland corporation (the "Fund"), and Credit...Investment Advisory Agreement • March 28th, 2001 • Csam Income Fund • New York
FORM OF SERVICES AGREEMENT CLASS Y SHARESServices Agreement • August 18th, 2005 • Pioneer Series Trust I • Massachusetts
FORM OF AMENDED AND RESTATED DISTRIBUTION AGREEMENT (DECEMBER 13, 2005) Amended and Restated Distribution Agreement as of May 1, 2003, as revised on November 3, 2004, May 1, 2005 and December 13, 2005, by and between METROPOLITAN SERIES FUND, INC., a...Distribution Agreement • January 27th, 2006 • Metropolitan Series Fund Inc • New York
Exhibit 4(b) FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this [ ] day of [ ], 2009, by and among Janus Adviser Series, a Delaware statutory trust (the "JAD Trust"), on behalf...Agreement and Plan of Reorganization • May 7th, 2009 • Janus Investment Fund • Massachusetts
Exhibit 13(aaa) FORM OF EXPENSE LIMITATION AGREEMENT [October 2, 2008] Janus Investment Fund 151 Detroit Street Denver, Colorado 80206 Ladies and Gentlemen: As you know, Section 5 of our Investment Advisory Agreement provides for compensation payable...Expense Limitation Agreement • May 7th, 2009 • Janus Investment Fund
As you know, Section 5 of our Investment Advisory Agreement provides for compensation payable to Janus Capital Management LLC ("JCM") with respect to [FUND]. This letter is to inform you that JCM will waive all or a portion of its fee, as applicable, from [JULY 6, 2009] until [NOVEMBER 1, 2010], under the following conditions:
WITNESSETHInvestment Management Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc
EXHIBIT 9Custodian Agreement • July 7th, 2004 • Navellier Performance Funds • Maryland
AMENDED AND RESTATED SUBADVISORY AGREEMENT Agreement made as of the 1st day of July, 2008, by and between Allianz Investment Management LLC (formerly know as Allianz Life Advisers, LLC and USAllianz Life Advisers, LLC), a Minnesota limited liability...Subadvisory Agreement • September 17th, 2008 • Allianz Variable Insurance Products Trust • Minnesota
CUSTODIAN CONTRACT Between FIRST PRIORITY FUNDS and FIRST ALABAMA BANKCustodian Contract • December 17th, 2004 • Regions Morgan Keegan Select Funds
FORM OF TRANSFER AGENCY AGREEMENT AGREEMENT made this __ day of ________, 2005, between MORGAN KEEGAN SELECT FUND, INC. (the "Company"), a Maryland corporation, having its principal place of business at ______________________, and BISYS FUND SERVICES...Transfer Agency Agreement • December 30th, 2004 • Morgan Keegan Select Fund Inc
FORM OF SUB-ADVISORY AGREEMENT TOUCHSTONE INTERNATIONAL GROWTH FUND TOUCHSTONE FUNDS GROUP TRUST This SUB-ADVISORY AGREEMENT is made as of September __, 2008, by and between TOUCHSTONE ADVISORS, INC., an Ohio corporation (the "Advisor"), and Navellier...Sub-Advisory Agreement • August 4th, 2008 • Touchstone Funds Group Trust • Ohio
SERVICING AGREEMENT This Agency Agreement, originally entered into January 1, 1998, by and between Calvert Shareholder Services, Inc., a Delaware corporation having its principal place of business in Bethesda, Maryland ("CSS"), and registered...Servicing Agreement • February 15th, 2001 • Calvert Impact Fund Inc • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • January 8th, 2016 • Legg Mason Funds Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 16th day of December, 2015, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
ADVISORY AGREEMENT between REGIONS MORGAN KEEGAN SELECT FUNDS and MORGAN ASSET MANAGEMENT, INC.Advisory Agreement • December 17th, 2004 • Regions Morgan Keegan Select Funds • Massachusetts
Exhibit 6b REGIONS MORGAN KEEGAN SELECT FUNDS 50 North Front Street Memphis, Tennessee 38103 February ___, 2005 Morgan Asset Management, Inc. 417 North 20th Street Birmingham, Alabama 35203 Dear Ladies and Gentlemen: Regions Morgan Keegan Select Funds...Investment Advisory Agreement • December 30th, 2004 • Regions Morgan Keegan Select Funds
Regions Morgan Keegan Select Funds (the "Fund"), a Massachusetts business trust, has entered into an Investment Advisory Agreement with you dated as of February ___, 2005. Under the Investment Advisory Agreement, the Fund agrees to pay you an investment advisory fee (the "Advisory Fee") in connection with certain of the Fund's series. In consideration of the Fund agreeing to enter into the Investment Advisory Agreement with you, you hereby agree to waive payment of a portion of the Advisory Fee, pursuant to the following schedule:
ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT ("Agreement") is made this ___ day of February 2005 by and between Morgan Keegan Select Fund, Inc, a Maryland corporation, having its principal place of business at 50 North Front Street, Memphis,...Administration Agreement • December 17th, 2004 • Morgan Keegan Select Fund Inc • Maryland
EXHIBIT 13 August 31, 2006 VIA FACSIMILE AND FEDERAL EXPRESS First Trust Value Line(R) Dividend Fund 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 This letter agreement (the "Agreement") is to confirm the understanding by and among First...Letter Agreement • October 16th, 2006 • First Trust Exchange-Traded Fund • Massachusetts
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • January 8th, 2016 • Legg Mason Funds Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of December, 2015, by and between Legg Mason Funds Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
FORM OF FIRST AMENDMENT TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 21st, 2004 • Phoenix Equity Trust
EXHIBIT 6 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this ___ day of ____, 2005 between American Independence Financial Services, LLC, a limited liability company organized under the laws of the State of Delaware(the "Adviser"), and American...Investment Advisory Agreement • February 15th, 2006 • Arrivato Funds Trust • Delaware
Exhibit 99.6 INVESTMENT MANAGEMENT AGREEMENT KEMPER ADJUSTABLE RATE U.S. GOVERNMENT FUND 222 SOUTH RIVERSIDE PLAZA CHICAGO, ILLINOIS 60606Investment Management Agreement • November 18th, 1998 • Kemper Adjustable Rate U S Government Fund • Massachusetts
DISTRIBUTION AGREEMENT This AGREEMENT, dated this the 30th day of November 2004, between the PMFM INVESTMENT TRUST, a statutory trust organized under the laws of the State of Delaware (the "Trust"), and CAPITAL INVESTMENT GROUP, INC., a North Carolina...Distribution Agreement • April 12th, 2005 • PMFM Investment Trust
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and OSTERWEIS CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • July 20th, 2022 • Professionally Managed Portfolios • New York
AGREEMENT, made as of [XXX], 2022, between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Osterweis Capital Management, LLC a California Limited Liability Company (the "Adviser") located at One Maritime Plaza, Suite 800 San Francisco, CA 941111.
FUND ACCOUNTING AGREEMENT AGREEMENT made this __ day of ________ 2005 among REGIONS MORGAN KEEGAN SELECT FUNDS (the "Trust"), a Massachusetts business trust having its principal place of business at ____________________________, MORGAN KEEGAN SELECT...Fund Accounting Agreement • December 17th, 2004 • Regions Morgan Keegan Select Funds • Ohio
1 EXHIBIT 17(d) NUVEEN BROKER-DEALER AGREEMENT Basic Terms for Acting as a Broker-Dealer ----------------------------------------- November 1, 1993 These basic terms ("Basic Terms") set forth the general terms and conditions pursuant to which a...Broker-Dealer Agreement • June 15th, 1999 • Nuveen Premium Income Municipal Fund 4 Inc • New York
WITNESSETH:Distribution Agreement • January 30th, 2006 • Metropolitan Series Fund Inc • Massachusetts
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 20th, 2017 • Deutsche Market Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (“Expense Limitation Agreement”) is made as of the 1st day of October, 2007 by and between each of the funds listed on Exhibit A hereto (as may be amended from time to time), each of which is a Massachusetts business trust, a Maryland corporation or a New York trust (each, a “Fund” and collectively, the “Funds”), and DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC., a Delaware corporation (the “Advisor”), with respect to the following:
BY AND AMONGParticipation Agreement • February 26th, 2004 • Lb Series Fund Inc • Minnesota
BYReorganization Agreement • April 15th, 2002 • American Century California Tax Free & Municipal Funds • Massachusetts
AMENDMENT NO. 2 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST THIS AMENDMENT NO. 2 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of the 1st day of August, 2001 by the Trustees hereunder. WHEREAS, the Trustees have...Amended and Restated Agreement and Declaration of Trust • August 8th, 2001 • American Century Municipal Trust • Textile mill products
THIS AMENDMENT NO. 2 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of the 1st day of August, 2001 by the Trustees hereunder.
Amendment No. 5 to the Investment Management Agreement Between John Hancock Variable Series Trust I and John Hancock Life Insurance CompanyInvestment Management Agreement • May 12th, 2004 • Hancock John Variable Series Trust I